| Latest Top 10% Owner Trading |
| Symbol | Company Name | Insider Name | Title | Date | Transation | Share | Price | Amount | File Date |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President,Chairman,CEO,CFO 10% Owner | 2019-10-09 | Buy | 2,000 | 0.38 | 760 | 2019-10-11 21:17:32 |
| NGM | NGM BIOPHARMACEUTICALS INC | GOEDDEL DAVID V | 10% Owner | 2019-10-09 | Buy | 53,172 | 10.44 | 555,293 | 2019-10-11 20:42:57 |
| NGM | NGM BIOPHARMACEUTICALS INC | Svennilson Peter | 10% Owner | 2019-10-09 | Buy | 53,172 | 10.44 | 555,293 | 2019-10-11 20:31:28 |
| NGM | NGM BIOPHARMACEUTICALS INC | COLUMN GROUP L P | 10% Owner | 2019-10-09 | Buy | 53,172 | 10.44 | 555,293 | 2019-10-11 20:09:49 |
| NGM | NGM BIOPHARMACEUTICALS INC | COLUMN GROUP L P | 10% Owner | 2019-10-09 | Buy | 53,172 | 10.44 | 555,293 | 2019-10-11 19:56:18 |
| MXL | MAXLINEAR INC | SEENDRIPU KISHORE | Chairman, President and CEO 10% Owner | 2019-10-10 | Sell | 20,800 | 22.14 | 460,522 | 2019-10-11 18:44:20 |
| MXL | MAXLINEAR INC | SEENDRIPU KISHORE | Chairman, President and CEO 10% Owner | 2019-10-10 | Sell | 20,800 | 22.14 | 460,522 | 2019-10-11 18:44:20 |
| QADA_QADB | QAD INC | LOPKER PAMELA M | President 10% Owner | 2019-10-11 | Sell | 2,000 | 46.18 | 92,360 | 2019-10-11 18:30:07 |
| STLY | HG Holdings, Inc. | Solas Capital Management, LLC | 10% Owner | 2019-10-09 | Buy | 1,051 | 0.55 | 578 | 2019-10-11 18:22:27 |
| VERU | VERU INC. | STEINER MITCHELL SHUSTER | President and CEO 10% Owner | 2019-10-09 | Sell | 15,836 | 2.06 | 32,593 | 2019-10-11 18:20:33 |
| CDLX | Cardlytics, Inc. | SOSIN CLIFFORD | 10% Owner | 2019-10-10 | Buy | 14,842 | 34.67 | 514,572 | 2019-10-11 17:59:18 |
| CARG | CarGurus, Inc. | Steinert Langley | CEO and Chairman 10% Owner | 2019-10-09 | Sell | 78,272 | 29.39 | 2,300,089 | 2019-10-11 17:37:50 |
| BAS | BASIC ENERGY SERVICES, INC. | Silver Point Capital L.P. | Directior 10% Owner | 2019-10-09 | Sell | 234,964 | 1.03 | 242,322 | 2019-10-11 17:29:30 |
| ZIVO | Zivo Bioscience, Inc. | Maggiore Christopher D. | Directior 10% Owner | 2019-09-25 | Buy | 82,500 | 0.09 | 7,425 | 2019-10-11 17:26:10 |
| AMMJ | American Cannabis Company, Inc. | Hollister Corey James Ariel | 10% Owner | 2019-10-09 | Sell | 65,658 | 0.23 | 15,101 | 2019-10-11 17:17:56 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-10-09 | Buy | 7,249 | 9.98 | 72,366 | 2019-10-11 17:08:46 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-10-09 | Buy | 22,361 | 34.49 | 771,322 | 2019-10-11 16:40:37 |
| RL | RALPH LAUREN CORP | Lauren Family, L.L.C. | 10% Owner | 2019-10-10 | Sell | 71,428 | 90.48 | 6,462,677 | 2019-10-11 16:39:58 |
| FUND | SPROTT FOCUS TRUST INC. | GEORGE W WHITNEY | Directior 10% Owner | 2019-10-09 | Buy | 32,102 | 6.56 | 210,613 | 2019-10-11 16:08:01 |
| SAM | BOSTON BEER CO INC | KOCH C JAMES | Chairman 10% Owner | 2019-10-11 | Sell | 7,000 | 400.06 | 2,800,420 | 2019-10-11 16:01:46 |
| SHOS | SEARS HOMETOWN & OUTLET STORES, INC. | ODS Capital LLC | 10% Owner | 2019-10-10 | Buy | 10,650 | 3.58 | 38,079 | 2019-10-11 14:12:44 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-10 | Buy | 7 | 609.46 | 4,266 | 2019-10-11 12:07:41 |
| VIE | Viela Bio, Inc. | Tong Xiaomeng | Directior 10% Owner | 2019-10-07 | Sell | 36,091 | 22.18 | 800,502 | 2019-10-10 21:36:26 |
| VIE | Viela Bio, Inc. | Tong Xiaomeng | Directior 10% Owner | 2019-10-07 | Buy | 36,091 | 21.83 | 787,722 | 2019-10-10 21:36:26 |
| OVID | Ovid Therapeutics Inc. | LEVIN JEREMY M | CEO 10% Owner | 2019-10-08 | Buy | 60,000 | 2.50 | 150,000 | 2019-10-10 20:32:29 |
| CDLX | Cardlytics, Inc. | SOSIN CLIFFORD | 10% Owner | 2019-10-08 | Buy | 73,578 | 33.35 | 2,454,133 | 2019-10-10 18:30:52 |
| K | KELLOGG CO | KELLOGG W K FOUNDATION TRUST | 10% Owner | 2019-10-10 | Sell | 100,000 | 62.31 | 6,231,250 | 2019-10-10 17:43:53 |
| PFMT | Performant Financial Corp | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 10% Owner | 2019-10-09 | Buy | 514,481 | 1.00 | 514,260 | 2019-10-10 17:33:15 |
| ATEX | Anterix Inc. | Owl Creek Asset Management, L.P. | 10% Owner | 2019-10-08 | Buy | 26,439 | 37.41 | 989,121 | 2019-10-10 17:25:17 |
| GO | Grocery Outlet Holding Corp. | H&F Corporate Investors VII, Ltd. | 10% Owner | 2019-10-08 | Sell | 11,398,299 | 32.57 | 371,228,928 | 2019-10-10 17:17:14 |
| VRCA | Verrica Pharmaceuticals Inc. | Manning Paul B | Directior 10% Owner | 2019-10-08 | Buy | 20,886 | 14.38 | 300,280 | 2019-10-10 17:03:14 |
| CWH | Camping World Holdings, Inc. | ABRAMS CAPITAL MANAGEMENT, L.P. | 10% Owner | 2019-10-08 | Buy | 650,182 | 7.92 | 5,151,941 | 2019-10-10 16:58:08 |
| BUDZ | WEED, INC. | BREEN NICOLE M | Secretary and Treasurer 10% Owner | 2019-09-19 | Sell | 65,334 | 0.41 | 26,460 | 2019-10-10 16:57:52 |
| TERP | TerraForm Power, Inc. | BROOKFIELD ASSET MANAGEMENT INC. | 10% Owner | 2019-10-08 | Buy | 2,981,514 | 16.77 | 49,999,988 | 2019-10-10 16:41:23 |
| BUDZ | WEED, INC. | BREEN NICOLE M | Secretary and Treasurer 10% Owner | 2019-09-11 | Sell | 29,604 | 0.45 | 13,453 | 2019-10-10 16:37:23 |
| RVI | Retail Value Inc. | Otto-Bernstein Katharina | 10% Owner | 2019-10-08 | Sell | 100 | 36.84 | 3,684 | 2019-10-10 16:30:31 |
| BUDZ | WEED, INC. | BREEN NICOLE M | Secretary and Treasurer 10% Owner | 2019-08-30 | Sell | 46,000 | 0.41 | 18,875 | 2019-10-10 16:24:24 |
| CMLS | CUMULUS MEDIA INC | SP Signal Manager, LLC | 10% Owner | 2019-10-08 | Sell | 16,536 | 13.43 | 222,078 | 2019-10-10 16:13:22 |
| PPR | Voya PRIME RATE TRUST | Saba Capital Management, L.P. | 10% Owner | 2019-10-08 | Buy | 606,100 | 4.71 | 2,856,653 | 2019-10-10 12:54:42 |
| LEGH | Legacy Housing Corp | Hodgson Curtis Drew | Directior 10% Owner | 2019-10-08 | Sell | 3,350 | 15.98 | 53,533 | 2019-10-10 12:41:41 |
| BNED | Barnes & Noble Education, Inc. | Outerbridge Master Fund LP | 10% Owner | 2019-10-08 | Buy | 102,726 | 3.20 | 328,535 | 2019-10-10 12:37:58 |
| LEGH | Legacy Housing Corp | Shipley Kenneth E | Chief Executive Officer 10% Owner | 2019-10-08 | Sell | 3,350 | 15.98 | 53,533 | 2019-10-10 12:37:26 |
| KBLM | KBL MERGER CORP. IV | OXFORD ASSET MANAGEMENT LLP | 10% Owner | 2019-10-09 | Sell | 699,900 | 10.51 | 7,352,950 | 2019-10-10 11:50:43 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-09 | Buy | 7 | 618.50 | 4,330 | 2019-10-10 11:43:20 |
| VIE | Viela Bio, Inc. | Tong Xiaomeng | Directior 10% Owner | 2019-10-07 | Buy | 300,000 | 19.00 | 5,700,000 | 2019-10-09 21:35:11 |
| CDLX | Cardlytics, Inc. | SOSIN CLIFFORD | 10% Owner | 2019-10-07 | Buy | 40,000 | 33.32 | 1,332,800 | 2019-10-09 21:31:29 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-10-09 | Sell | 118,500 | 179.45 | 21,264,942 | 2019-10-09 20:46:06 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-10-07 | Sell | 237,000 | 179.38 | 42,512,460 | 2019-10-09 20:44:50 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-10-07 | Buy | 5,054 | 2.84 | 14,329 | 2019-10-09 20:18:42 |
| NTN | NTN BUZZTIME INC | ELLIN ROBERT S | 10% Owner | 2019-10-08 | Buy | 100 | 3.67 | 367 | 2019-10-09 20:00:52 |
| APRE | Aprea Therapeutics, Inc. | 5AM Ventures IV, L.P. | 10% Owner | 2019-10-07 | Buy | 333,333 | 15.00 | 4,999,995 | 2019-10-09 18:23:26 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-10-07 | Buy | 15,000 | 34.38 | 515,640 | 2019-10-09 18:11:46 |
| RRR | Red Rock Resorts, Inc. | FERTITTA FRANK J III | Directior 10% Owner | 2019-10-07 | Buy | 10,170 | 19.50 | 198,305 | 2019-10-09 17:49:09 |
| RRR | Red Rock Resorts, Inc. | FERTITTA LORENZO J | Directior 10% Owner | 2019-10-07 | Buy | 10,171 | 19.50 | 198,324 | 2019-10-09 17:48:13 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-10-09 | Buy | 1,700 | 1.02 | 1,734 | 2019-10-09 17:36:23 |
| WOW | WideOpenWest, Inc. | Crestview Partners III GP, L.P. | Directior 10% Owner | 2019-10-07 | Buy | 534,200 | 5.61 | 2,999,314 | 2019-10-09 17:19:49 |
| PAR | PAR TECHNOLOGY CORP | SAMMON JOHN W JR | Directior 10% Owner | 2019-10-07 | Sell | 1,172 | 23.24 | 27,234 | 2019-10-09 16:55:03 |
| PAR | PAR TECHNOLOGY CORP | SAMMON JOHN W JR | Directior 10% Owner | 2019-10-07 | Sell | 7,955 | 23.08 | 183,635 | 2019-10-09 16:53:45 |
| VIE | Viela Bio, Inc. | ASTRAZENECA PLC | 10% Owner | 2019-10-07 | Buy | 425,000 | 19.00 | 8,075,000 | 2019-10-09 16:53:12 |
| ETST | Earth Science Tech, Inc. | Majorca Group, Ltd. | 10% Owner | 2019-10-08 | Sell | 129,620 | 0.40 | 51,848 | 2019-10-09 16:46:25 |
| CCO | Clear Channel Outdoor Holdings, Inc. | PACIFIC INVESTMENT MANAGEMENT CO LLC | 10% Owner | 2019-10-07 | Sell | 5,022 | 2.48 | 12,455 | 2019-10-09 16:40:47 |
| CARG | CarGurus, Inc. | Steinert Langley | CEO and Chairman 10% Owner | 2019-10-07 | Sell | 78,272 | 30.21 | 2,364,597 | 2019-10-09 16:05:14 |
| PCYO | PURE CYCLE CORP | PAR INVESTMENT PARTNERS LP | 10% Owner | 2019-10-07 | Sell | 2,950,000 | 9.75 | 28,762,500 | 2019-10-09 16:00:31 |
| SHOS | SEARS HOMETOWN & OUTLET STORES, INC. | ODS Capital LLC | 10% Owner | 2019-10-08 | Buy | 15,731 | 3.58 | 56,356 | 2019-10-09 15:44:54 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2019-10-07 | Sell | 10,331 | 145.82 | 1,506,501 | 2019-10-09 14:46:53 |
| ESTA | ESTABLISHMENT LABS HOLDINGS INC. | JW Asset Management, LLC | 10% Owner | 2019-10-08 | Buy | 1,000 | 18.74 | 18,740 | 2019-10-09 12:35:24 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-08 | Buy | 7 | 603.10 | 4,222 | 2019-10-09 12:02:13 |
| APRE | Aprea Therapeutics, Inc. | Redmile Group, LLC | 10% Owner | 2019-10-07 | Buy | 400,000 | 15.00 | 6,000,000 | 2019-10-08 20:13:08 |
| RUN | Sunrun Inc. | TIGER GLOBAL MANAGEMENT LLC | 10% Owner | 2019-10-04 | Buy | 663,344 | 16.37 | 10,862,192 | 2019-10-08 18:22:28 |
| BAS | BASIC ENERGY SERVICES, INC. | Silver Point Capital L.P. | Directior 10% Owner | 2019-10-04 | Sell | 353,499 | 1.12 | 395,119 | 2019-10-08 17:43:27 |
| FPRX | FIVE PRIME THERAPEUTICS, INC. | BVF PARTNERS L P/IL | 10% Owner | 2019-10-04 | Buy | 601,482 | 3.74 | 2,250,962 | 2019-10-08 17:40:12 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-10-04 | Buy | 3,934 | 9.68 | 38,075 | 2019-10-08 17:35:14 |
| ZYXI | ZYNEX INC | Sandgaard Thomas | President, CEO and Chairman 10% Owner | 2019-10-04 | Sell | 104,450 | 12.38 | 1,293,520 | 2019-10-08 17:18:42 |
| PAR | PAR TECHNOLOGY CORP | SAMMON JOHN W JR | Directior 10% Owner | 2019-10-04 | Sell | 17,218 | 23.05 | 396,900 | 2019-10-08 17:00:50 |
| RVI | Retail Value Inc. | Otto-Bernstein Katharina | 10% Owner | 2019-10-04 | Sell | 13,040 | 36.88 | 480,958 | 2019-10-08 16:30:53 |
| MOSC | Mosaic Acquisition Corp. | Maura David M | President and CEO 10% Owner | 2019-10-07 | Buy | 24,812 | 10.30 | 255,564 | 2019-10-08 16:26:26 |
| SAM | BOSTON BEER CO INC | KOCH C JAMES | Chairman 10% Owner | 2019-10-07 | Sell | 1,000 | 383.45 | 383,451 | 2019-10-08 16:17:41 |
| LQDT | LIQUIDITY SERVICES INC | Angrick William P III | Chairman of the Board and CEO 10% Owner | 2019-10-07 | Option Exercise | 4,790 | 0.00 | 0 | 2019-10-08 16:17:09 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-10-08 | Buy | 400 | 1.01 | 404 | 2019-10-08 16:13:48 |
| PPR | Voya PRIME RATE TRUST | Saba Capital Management, L.P. | 10% Owner | 2019-10-04 | Buy | 657,807 | 4.73 | 3,111,427 | 2019-10-08 14:54:29 |
| MXSG | Mexus Gold US | Thompson Paul Dwight | CEO, CFO, SECRETARY 10% Owner | 2019-09-17 | Sell | 1,225,289 | 0.01 | 16,173 | 2019-10-08 14:18:53 |
| CATN | CAT9 Group Inc. | SUN WENFA SIMON | President & CEO 10% Owner | 2019-08-23 | Buy | 10,000,000 | 0.01 | 98,000 | 2019-10-08 13:12:17 |
| LEGH | Legacy Housing Corp | Hodgson Curtis Drew | Directior 10% Owner | 2019-10-04 | Sell | 6,650 | 15.97 | 106,201 | 2019-10-08 12:50:56 |
| LEGH | Legacy Housing Corp | Shipley Kenneth E | Chief Executive Officer 10% Owner | 2019-10-04 | Sell | 6,650 | 15.97 | 106,201 | 2019-10-08 12:47:11 |
| MMLP | MARTIN MIDSTREAM PARTNERS L.P. | MARTIN RUBEN S | President and CEO 10% Owner | 2019-10-04 | Buy | 1,900 | 4.70 | 8,927 | 2019-10-08 11:51:07 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-07 | Buy | 7 | 606.25 | 4,244 | 2019-10-08 11:39:07 |
| HCAP | Harvest Capital Credit Corp | Jolson Joseph A | Chief Executive Officer 10% Owner | 2019-10-07 | Buy | 6,808 | 9.80 | 66,718 | 2019-10-08 11:25:32 |
| Tyme | TYME TECHNOLOGIES, INC. | Demurjian Michael | 10% Owner | 2019-10-07 | Sell | 20,000 | 1.35 | 26,904 | 2019-10-08 10:22:41 |
| TPL | TEXAS PACIFIC LAND TRUST | TESSLER ALLAN R | 10% Owner | 2019-10-04 | Buy | 500 | 603.86 | 301,930 | 2019-10-08 09:43:36 |
| SHOS | SEARS HOMETOWN & OUTLET STORES, INC. | ODS Capital LLC | 10% Owner | 2019-10-04 | Buy | 20,354 | 3.51 | 71,362 | 2019-10-08 09:32:11 |
| NTN | NTN BUZZTIME INC | ELLIN ROBERT S | 10% Owner | 2019-10-03 | Buy | 393 | 3.05 | 1,199 | 2019-10-07 21:35:02 |
| APRE | Aprea Therapeutics, Inc. | Versant Vantage I, L.P. | 10% Owner | 2019-10-07 | Buy | 333,333 | 15.00 | 4,999,995 | 2019-10-07 19:40:39 |
| APRE | Aprea Therapeutics, Inc. | Versant V Luxco S.a r.l. | 10% Owner | 2019-10-07 | Buy | 333,333 | 15.00 | 4,999,995 | 2019-10-07 19:39:20 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-10-04 | Sell | 118,500 | 179.87 | 21,314,196 | 2019-10-07 19:21:07 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-10-03 | Sell | 118,500 | 177.47 | 21,029,772 | 2019-10-07 19:19:39 |
| WMS | ADVANCED DRAINAGE SYSTEMS, INC. | Berkshire Partners Holdings LLC | 10% Owner | 2019-10-03 | Buy | 97,010 | 31.61 | 3,066,346 | 2019-10-07 19:05:23 |
| VXRT | Vaxart, Inc. | ARMISTICE CAPITAL, LLC | 10% Owner | 2019-10-04 | Buy | 564,000 | 0.36 | 203,200 | 2019-10-07 18:13:31 |
| ZNRG | Znergy, Inc. | BAKER DAVE JOSEPH | President and CEO 10% Owner | 2019-07-09 | Buy | 20,000,000 | 0.08 | 1,600,000 | 2019-10-07 18:03:10 |
| ADFS | AMERICAN DEFENSE SYSTEMS INC | EA Armament & Surveillance Technologies Inc. | 10% Owner | 2018-08-21 | Buy | 4,822,152 | 0.02 | 106,087 | 2019-10-07 18:01:36 |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President,Chairman,CEO,CFO 10% Owner | 2019-10-03 | Buy | 4,000 | 0.39 | 1,570 | 2019-10-07 17:39:54 |
| CNST | CONSTELLATION PHARMACEUTICALS INC | COLUMN GROUP L P | 10% Owner | 2019-10-03 | Buy | 1,411,764 | 8.50 | 11,999,994 | 2019-10-07 17:35:12 |
| PFIE | PROFIRE ENERGY INC | Hatch Brenton W | Chief Executive Officer 10% Owner | 2019-10-03 | Option Exercise | 125,000 | 1.17 | 146,250 | 2019-10-07 17:24:56 |
| CNBKA | CENTURY BANCORP INC | Filler James J | 10% Owner | 2019-09-20 | Buy | 1,612 | 86.49 | 139,416 | 2019-10-07 17:22:46 |
| CMLS | CUMULUS MEDIA INC | SP Signal Manager, LLC | 10% Owner | 2019-10-03 | Sell | 31,000 | 14.52 | 450,180 | 2019-10-07 17:20:50 |
| ATEX | Anterix Inc. | Owl Creek Asset Management, L.P. | 10% Owner | 2019-10-03 | Buy | 16,267 | 37.86 | 615,949 | 2019-10-07 17:18:56 |
| QADA_QADB | QAD INC | LOPKER PAMELA M | President 10% Owner | 2019-10-07 | Sell | 3,000 | 45.95 | 137,850 | 2019-10-07 17:04:25 |
| FREQ | Frequency Therapeutics, Inc. | Flynn James E | 10% Owner | 2019-10-07 | Buy | 285,714 | 14.00 | 3,999,996 | 2019-10-07 16:43:50 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-10-07 | Buy | 2,000 | 1.04 | 2,080 | 2019-10-07 16:40:42 |
| MOSC | Mosaic Acquisition Corp. | Maura David M | President and CEO 10% Owner | 2019-10-04 | Buy | 50,000 | 0.00 | 0 | 2019-10-07 16:27:07 |
| ALTR | Altair Engineering Inc. | James R. Scapa Declaration of Trust | 10% Owner | 2019-10-03 | Sell | 30,534 | 32.49 | 992,172 | 2019-10-07 16:22:23 |
| CARG | CarGurus, Inc. | Steinert Langley | CEO and Chairman 10% Owner | 2019-10-03 | Sell | 79,672 | 30.15 | 2,402,485 | 2019-10-07 16:20:31 |
| ALTR | Altair Engineering Inc. | Scapa James Ralph | Chief Executive Officer 10% Owner | 2019-10-03 | Sell | 30,534 | 32.49 | 992,172 | 2019-10-07 15:15:27 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-10-04 | Buy | 1,429 | 2.94 | 4,205 | 2019-10-07 14:18:43 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-04 | Buy | 5 | 600.03 | 3,000 | 2019-10-07 12:17:37 |
| CPHC | Canterbury Park Holding Corp | SAMPSON CURTIS A | Directior 10% Owner | 2019-10-04 | Option Exercise | 3,000 | 7.05 | 21,150 | 2019-10-07 11:30:26 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2019-10-03 | Sell | 20,154 | 143.66 | 2,895,377 | 2019-10-07 11:29:19 |
| KBLM | KBL MERGER CORP. IV | OXFORD ASSET MANAGEMENT LLP | 10% Owner | 2019-10-03 | Sell | 100 | 10.52 | 1,052 | 2019-10-07 10:17:30 |
| n/a | Golub Capital BDC 3, Inc. | STRS OHIO | 10% Owner | 2019-10-04 | Buy | 333,333 | 15.00 | 5,000,000 | 2019-10-07 09:44:18 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-10-03 | Buy | 15,000 | 31.81 | 477,173 | 2019-10-07 08:58:23 |
| QADA_QADB | QAD INC | LOPKER PAMELA M | President 10% Owner | 2019-10-04 | Sell | 3,000 | 45.60 | 136,800 | 2019-10-07 08:21:26 |
| PAYS | Paysign, Inc. | Spence Daniel | Chief Technology Officer 10% Owner | 2019-10-02 | Sell | 96,219 | 11.20 | 1,077,264 | 2019-10-04 21:10:54 |
| WDAY | Workday, Inc. | DUFFIELD DAVID A | Directior 10% Owner | 2019-10-02 | Sell | 300,785 | 166.27 | 50,010,244 | 2019-10-04 18:35:51 |
| STLY | HG Holdings, Inc. | Solas Capital Management, LLC | 10% Owner | 2019-10-02 | Buy | 108,563 | 0.55 | 59,710 | 2019-10-04 17:35:16 |
| SAM | BOSTON BEER CO INC | KOCH C JAMES | Chairman 10% Owner | 2019-10-04 | Sell | 7,000 | 375.55 | 2,628,850 | 2019-10-04 17:31:25 |
| RRR | Red Rock Resorts, Inc. | FERTITTA LORENZO J | Directior 10% Owner | 2019-10-02 | Buy | 25,000 | 19.47 | 486,867 | 2019-10-04 17:29:44 |
| RRR | Red Rock Resorts, Inc. | FERTITTA FRANK J III | Directior 10% Owner | 2019-10-02 | Buy | 25,000 | 19.47 | 486,867 | 2019-10-04 17:28:59 |
| WOW | WideOpenWest, Inc. | Crestview Partners III GP, L.P. | Directior 10% Owner | 2019-10-02 | Buy | 19,438 | 5.98 | 116,239 | 2019-10-04 17:22:14 |
| VERU | VERU INC. | STEINER MITCHELL SHUSTER | President and CEO 10% Owner | 2019-10-02 | Sell | 14,164 | 2.11 | 29,954 | 2019-10-04 17:03:34 |
| BNED | Barnes & Noble Education, Inc. | Outerbridge Master Fund LP | 10% Owner | 2019-10-02 | Buy | 475,987 | 3.01 | 1,432,111 | 2019-10-04 16:54:57 |
| NEWR | NEW RELIC, INC. | Cirne Lewis | CEO 10% Owner | 2019-10-03 | Sell | 9,500 | 62.47 | 593,442 | 2019-10-04 16:36:16 |
| GSHD | Goosehead Insurance, Inc. | Jones Robyn Mary Elizabeth | Directior 10% Owner | 2019-10-03 | Sell | 22,763 | 43.58 | 991,990 | 2019-10-04 16:35:53 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2019-10-03 | Sell | 22,763 | 43.58 | 991,990 | 2019-10-04 16:34:51 |
| GSHD | Goosehead Insurance, Inc. | Mark & Robyn Jones Descendants Trust 2014 | 10% Owner | 2019-10-03 | Sell | 22,763 | 43.58 | 991,990 | 2019-10-04 16:33:30 |
| THC | TENET HEALTHCARE CORP | GLENVIEW CAPITAL MANAGEMENT, LLC | 10% Owner | 2019-10-02 | Buy | 261,540 | 20.50 | 5,360,488 | 2019-10-04 16:30:40 |
| RVI | Retail Value Inc. | Otto-Bernstein Katharina | 10% Owner | 2019-10-02 | Sell | 31,513 | 36.88 | 1,162,156 | 2019-10-04 16:30:33 |
| MCHX | MARCHEX INC | Edenbrook Capital, LLC | 10% Owner | 2019-10-02 | Buy | 43,132 | 3.05 | 131,571 | 2019-10-04 16:17:30 |
| AINC | Ashford Inc. | ASHFORD HOSPITALITY TRUST INC | 10% Owner | 2019-10-02 | Sell | 393,077 | 30.00 | 11,792,310 | 2019-10-04 16:16:09 |
| DPLO | Diplomat Pharmacy, Inc. | Hagerman Philip R | Directior 10% Owner | 2019-10-02 | Sell | 2,610 | 4.80 | 12,529 | 2019-10-04 16:14:04 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-03 | Buy | 5 | 620.87 | 3,104 | 2019-10-04 11:15:45 |
| IMMU | IMMUNOMEDICS INC | Avoro Capital Advisors LLC | Directior 10% Owner | 2019-10-02 | Buy | 1,500,000 | 13.52 | 20,280,000 | 2019-10-04 09:50:29 |
| SHOS | SEARS HOMETOWN & OUTLET STORES, INC. | ODS Capital LLC | 10% Owner | 2019-10-01 | Buy | 103,117 | 3.47 | 358,075 | 2019-10-04 09:46:30 |
| QADA_QADB | QAD INC | LOPKER PAMELA M | President 10% Owner | 2019-10-03 | Sell | 3,000 | 45.38 | 136,140 | 2019-10-04 09:15:53 |
| COHN | Cohen & Co Inc. | COHEN DANIEL G | Chairman and CE Europe 10% Owner | 2019-10-02 | Buy | 76,240 | 0.00 | 0 | 2019-10-04 06:01:15 |
| HOME | At Home Group Inc. | SOSIN CLIFFORD | 10% Owner | 2019-10-01 | Buy | 470,106 | 9.59 | 4,508,751 | 2019-10-03 21:00:57 |
| ROKU | ROKU, INC | Wood Anthony J. | CEO and Chairman BOD 10% Owner | 2019-10-01 | Sell | 35,000 | 102.94 | 3,602,774 | 2019-10-03 20:53:18 |
| ESTC | Elastic N.V. | Banon Shay | CEO and Chairman 10% Owner | 2019-10-02 | Option Exercise | 10,000 | 12.58 | 125,832 | 2019-10-03 20:34:51 |
| ESTC | Elastic N.V. | Banon Shay | CEO and Chairman 10% Owner | 2019-10-02 | Sell | 10,000 | 79.81 | 798,124 | 2019-10-03 20:34:51 |
| DYNT | DYNATRONICS CORP | Provco Ventures 1 LP | 10% Owner | 2019-10-01 | Buy | 32,675 | 0.00 | 0 | 2019-10-03 20:12:13 |
| DYNT | DYNATRONICS CORP | ESSIG STUART | 10% Owner | 2019-10-01 | Buy | 65,387 | 0.00 | 0 | 2019-10-03 20:10:39 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-10-01 | Buy | 7,753 | 9.86 | 76,478 | 2019-10-03 18:33:52 |
| RUN | Sunrun Inc. | TIGER GLOBAL MANAGEMENT LLC | 10% Owner | 2019-10-01 | Buy | 395,913 | 16.15 | 6,392,573 | 2019-10-03 18:17:06 |
| GSHD | Goosehead Insurance, Inc. | Jones Robyn Mary Elizabeth | Directior 10% Owner | 2019-10-02 | Sell | 70,441 | 42.45 | 2,990,247 | 2019-10-03 18:17:05 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2019-10-02 | Sell | 70,441 | 42.45 | 2,990,247 | 2019-10-03 18:16:14 |
| GSHD | Goosehead Insurance, Inc. | Mark & Robyn Jones Descendants Trust 2014 | 10% Owner | 2019-10-02 | Sell | 70,441 | 42.45 | 2,990,247 | 2019-10-03 18:15:36 |
| VXRT | Vaxart, Inc. | ARMISTICE CAPITAL, LLC | 10% Owner | 2019-10-01 | Buy | 436,000 | 0.35 | 150,552 | 2019-10-03 18:15:26 |
| SWCH | Switch, Inc. | Balelo William Gonsalves | 10% Owner | 2019-10-01 | Sell | 2,450,000 | 15.39 | 37,705,500 | 2019-10-03 18:08:58 |
| GSHD | Goosehead Insurance, Inc. | Jones Robyn Mary Elizabeth | Directior 10% Owner | 2019-10-01 | Sell | 56,796 | 45.68 | 2,594,595 | 2019-10-03 18:00:38 |
| ZYXI | ZYNEX INC | Sandgaard Thomas | President, CEO and Chairman 10% Owner | 2019-10-02 | Sell | 68,740 | 11.47 | 788,435 | 2019-10-03 17:59:46 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2019-10-01 | Sell | 56,796 | 45.68 | 2,594,595 | 2019-10-03 17:58:56 |
| GSHD | Goosehead Insurance, Inc. | Mark & Robyn Jones Descendants Trust 2014 | 10% Owner | 2019-10-01 | Sell | 56,796 | 45.68 | 2,594,595 | 2019-10-03 17:58:15 |
| GSHD | Goosehead Insurance, Inc. | Romney Lanni | 10% Owner | 2019-10-02 | Sell | 8,277 | 42.09 | 348,410 | 2019-10-03 17:35:46 |
| GSHD | Goosehead Insurance, Inc. | Romney Lanni | 10% Owner | 2019-10-01 | Sell | 4,723 | 45.75 | 216,091 | 2019-10-03 17:27:36 |
| WMS | ADVANCED DRAINAGE SYSTEMS, INC. | Berkshire Partners Holdings LLC | 10% Owner | 2019-10-01 | Buy | 229,873 | 31.85 | 7,320,506 | 2019-10-03 17:15:26 |
| GSHD | Goosehead Insurance, Inc. | Jones Serena | 10% Owner | 2019-10-01 | Sell | 814 | 47.83 | 38,930 | 2019-10-03 17:09:58 |
| AKTS | Akoustis Technologies, Inc. | Shealy Jeffrey B. | Chief Executive Officer 10% Owner | 2019-09-30 | Sell | 178 | 7.76 | 1,381 | 2019-10-03 17:09:12 |
| LGF | LIONS GATE ENTERTAINMENT CORP /CN/ | RACHESKY MARK H MD | Directior 10% Owner | 2019-10-01 | Buy | 2,399,571 | 9.19 | 22,052,058 | 2019-10-03 17:03:43 |
| MIST | Milestone Pharmaceuticals Inc. | RTW INVESTMENTS, LP | 10% Owner | 2019-10-01 | Buy | 8,150 | 17.79 | 144,979 | 2019-10-03 16:51:06 |
| PAR | PAR TECHNOLOGY CORP | SAMMON JOHN W JR | Directior 10% Owner | 2019-10-01 | Sell | 9,437 | 23.12 | 218,218 | 2019-10-03 16:46:04 |
| SHAK | Shake Shack Inc. | GARUTTI RANDALL J | Chief Executive Officer 10% Owner | 2019-10-01 | Option Exercise | 60,000 | 21.00 | 1,260,000 | 2019-10-03 16:34:59 |
| SHAK | Shake Shack Inc. | GARUTTI RANDALL J | Chief Executive Officer 10% Owner | 2019-10-01 | Sell | 60,000 | 93.69 | 5,621,328 | 2019-10-03 16:34:59 |
| PBYI | PUMA BIOTECHNOLOGY, INC. | AUERBACH ALAN H | PRESIDENT AND CEO 10% Owner | 2019-10-02 | Sell | 504 | 9.97 | 5,027 | 2019-10-03 16:32:22 |
| CARG | CarGurus, Inc. | Steinert Langley | CEO and Chairman 10% Owner | 2019-10-01 | Sell | 100,040 | 30.95 | 3,096,544 | 2019-10-03 16:22:31 |
| NONE | Runway Growth Credit Fund Inc. | OCM Growth Holdings LLC | Directior 10% Owner | 2019-10-01 | Buy | 1,086,493 | 15.00 | 16,297,404 | 2019-10-03 16:22:14 |
| PPR | Voya PRIME RATE TRUST | Saba Capital Management, L.P. | 10% Owner | 2019-09-30 | Buy | 726,645 | 4.71 | 3,422,573 | 2019-10-03 16:15:10 |
| CLOK | CIPHERLOC Corp | MANCHESTER MANAGEMENT PR, LLC | 10% Owner | 2019-09-30 | Buy | 10,600 | 0.54 | 5,724 | 2019-10-03 15:38:19 |
| ALTR | Altair Engineering Inc. | Scapa James Ralph | Chief Executive Officer 10% Owner | 2019-10-02 | Sell | 34,310 | 32.87 | 1,127,684 | 2019-10-03 13:41:57 |
| GNLN | Greenlane Holdings, Inc. | PURA VIDA INVESTMENTS, LLC | 10% Owner | 2019-09-20 | Buy | 75,000 | 4.25 | 318,950 | 2019-10-03 13:02:14 |
| ALTR | Altair Engineering Inc. | JRS Investments LLC | 10% Owner | 2019-10-02 | Sell | 4,975 | 32.84 | 163,354 | 2019-10-03 12:56:13 |
| ALTR | Altair Engineering Inc. | James R. Scapa Declaration of Trust | 10% Owner | 2019-10-02 | Sell | 29,335 | 32.87 | 964,329 | 2019-10-03 12:54:19 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2019-10-01 | Sell | 15,408 | 144.48 | 2,226,167 | 2019-10-03 12:45:06 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-02 | Buy | 5 | 610.98 | 3,055 | 2019-10-03 12:19:52 |
| CXDO | Crexendo, Inc. | MIHAYLO STEVEN G | Chief Executive Officer 10% Owner | 2019-10-02 | Buy | 40 | 3.00 | 120 | 2019-10-03 12:06:09 |
| PSMT | PRICESMART INC | Price Philanthropies Foundation | 10% Owner | 2019-10-01 | Sell | 10,000 | 69.74 | 697,434 | 2019-10-03 11:08:45 |
| PSMT | PRICESMART INC | PRICE ROBERT E | Directior 10% Owner | 2019-10-01 | Sell | 10,000 | 69.75 | 697,532 | 2019-10-03 11:08:05 |
| LMST | LIMESTONE BANCORP, INC. | PORTER JACK CHESTER JR. | 10% Owner | 2019-10-01 | Sell | 28,300 | 15.42 | 436,365 | 2019-10-03 10:24:15 |
| LMST | LIMESTONE BANCORP, INC. | PORTER JENNIFER ELIZABETH | 10% Owner | 2019-10-01 | Sell | 28,300 | 15.42 | 436,365 | 2019-10-03 10:17:53 |
| INOD | INNODATA INC | LUZICH PARTNERS LLC | 10% Owner | 2019-09-30 | Sell | 2,862 | 1.32 | 3,779 | 2019-10-03 09:30:06 |
| ALTR | Altair Engineering Inc. | James R. Scapa Declaration of Trust | 10% Owner | 2019-10-01 | Sell | 20,131 | 34.00 | 684,523 | 2019-10-03 07:40:37 |
| ALTR | Altair Engineering Inc. | JRS Investments LLC | 10% Owner | 2019-10-01 | Sell | 5,025 | 34.01 | 170,894 | 2019-10-03 07:37:52 |
| ALTR | Altair Engineering Inc. | Scapa James Ralph | Chief Executive Officer 10% Owner | 2019-10-01 | Sell | 25,156 | 34.00 | 855,417 | 2019-10-03 07:37:29 |
| MSLP | MusclePharm Corp | White Winston Select Asset Fund Series Fund MP-18, LLC | 10% Owner | 2019-09-30 | Buy | 626,826 | 0.00 | 0 | 2019-10-02 21:36:48 |
| CRNC | Cerence Inc. | Nuance Communications, Inc. | 10% Owner | 2019-09-30 | Sell | 650,736 | 17.00 | 11,062,512 | 2019-10-02 21:32:03 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-09-30 | Buy | 22,500 | 31.04 | 698,445 | 2019-10-02 21:29:12 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-10-02 | Sell | 76,484 | 175.34 | 13,410,450 | 2019-10-02 20:20:15 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-10-01 | Sell | 118,500 | 176.84 | 20,955,592 | 2019-10-02 20:19:03 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-09-30 | Sell | 118,500 | 177.75 | 21,063,130 | 2019-10-02 20:17:55 |
| NTN | NTN BUZZTIME INC | ELLIN ROBERT S | 10% Owner | 2019-09-30 | Buy | 300 | 3.50 | 1,051 | 2019-10-02 20:08:18 |
| PTON | PELOTON INTERACTIVE, INC. | TCV IX Cycle, L.P. | 10% Owner | 2019-09-30 | Buy | 1,724,138 | 29.00 | 50,000,000 | 2019-10-02 19:23:48 |
| VIVE | VIVEVE MEDICAL, INC. | GOLDMAN SACHS GROUP INC | 10% Owner | 2019-09-30 | Sell | 92,425 | 4.81 | 444,459 | 2019-10-02 19:20:51 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-09-30 | Buy | 4,426 | 3.14 | 13,915 | 2019-10-02 19:07:33 |
