| Latest Top 10% Owner Trading |
| Symbol | Company Name | Insider Name | Title | Date | Transation | Share | Price | Amount | File Date |
| SCHW | SCHWAB CHARLES CORP | SCHWAB CHARLES R | Chairman 10% Owner | 2019-04-23 | Sell | 250,000 | 45.57 | 11,391,300 | 2019-04-25 12:14:19 |
| TPL | TEXAS PACIFIC LAND TRUST | Horizon Kinetics LLC | 10% Owner | 2019-04-24 | Buy | 36 | 899.87 | 32,395 | 2019-04-25 12:04:27 |
| VVR | Invesco Senior Income Trust | Saba Capital Management, L.P. | 10% Owner | 2019-04-23 | Buy | 168,902 | 4.32 | 729,657 | 2019-04-25 11:24:56 |
| MNE | BLACKROCK MUNI NEW YORK INTERMEDIATE DURATION FUND, INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-23 | Buy | 1,430 | 13.75 | 19,663 | 2019-04-25 11:16:29 |
| HIX | WESTERN ASSET HIGH INCOME FUND II INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-23 | Buy | 116,911 | 6.63 | 774,867 | 2019-04-25 11:12:05 |
| HIO | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-23 | Buy | 16,418 | 4.94 | 81,105 | 2019-04-25 11:06:36 |
| EHI | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-23 | Buy | 124,713 | 9.68 | 1,207,237 | 2019-04-25 11:01:49 |
| TGE | Tallgrass Energy, LP | GIC Private Ltd | 10% Owner | 2019-04-23 | Buy | 17,882 | 24.49 | 437,930 | 2019-04-25 09:02:52 |
| MCOA | Marijuana Co of America, Inc. | STEINBERG DONALD J | President 10% Owner | 2019-04-16 | Sell | 707,500 | 0.01 | 9,834 | 2019-04-24 21:02:58 |
| PDEX | PRO DEX INC | CABILLOT RAYMOND E | Directior 10% Owner | 2019-04-23 | Sell | 7,451 | 16.05 | 119,551 | 2019-04-24 21:00:20 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-04-22 | Buy | 16,088 | 2.04 | 32,837 | 2019-04-24 20:35:15 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2019-04-22 | Sell | 55,302 | 65.11 | 3,600,575 | 2019-04-24 20:11:14 |
| VBFC | Village Bank & Trust Financial Corp. | LEHMAN KENNETH R | 10% Owner | 2019-04-10 | Buy | 209 | 33.05 | 6,907 | 2019-04-24 20:09:19 |
| ZM | Zoom Video Communications, Inc. | Emergence Capital Partners III, L.P. | 10% Owner | 2019-04-23 | Sell | 912,026 | 34.20 | 31,191,290 | 2019-04-24 19:59:01 |
| TPTX | Turning Point Therapeutics, Inc. | GLAXOSMITHKLINE PLC | Directior 10% Owner | 2019-04-22 | Buy | 325,000 | 18.00 | 5,850,000 | 2019-04-24 19:28:07 |
| ARPO | Aerpio Pharmaceuticals, Inc. | Novartis Bioventures Ltd | 10% Owner | 2019-04-22 | Sell | 51,057 | 1.02 | 52,163 | 2019-04-24 19:03:35 |
| VSAT | VIASAT INC | FPR PARTNERS LLC | 10% Owner | 2019-02-15 | Sell | 25,000 | 74.72 | 1,867,978 | 2019-04-24 18:46:25 |
| TGE | Tallgrass Energy, LP | Enagas U.S.A. LLC | 10% Owner | 2019-04-22 | Buy | 44,358 | 24.49 | 1,086,376 | 2019-04-24 18:33:25 |
| AGYS | AGILYSYS INC | Bermuda One Fund LLC | 10% Owner | 2019-04-22 | Sell | 17,400 | 18.89 | 328,704 | 2019-04-24 18:20:54 |
| HIIQ | Health Insurance Innovations, Inc. | Kosloske Michael W | Directior 10% Owner | 2018-09-10 | Option Exercise | 106,173 | 9.20 | 976,792 | 2019-04-24 18:19:36 |
| TGE | Tallgrass Energy, LP | Blackstone Holdings III L.P. | 10% Owner | 2019-04-22 | Buy | 44,358 | 24.49 | 1,086,327 | 2019-04-24 18:07:44 |
| TGE | Tallgrass Energy, LP | Blackstone Infrastructure Associates L.P. | 10% Owner | 2019-04-22 | Buy | 44,358 | 24.49 | 1,086,327 | 2019-04-24 17:59:17 |
| OTEL | OTELCO INC. | SOCHET IRA | 10% Owner | 2019-04-22 | Buy | 31,017 | 17.31 | 537,011 | 2019-04-24 17:56:24 |
| PW | Power REIT | Lesser David H | CEO, Secretary, Treasurer 10% Owner | 2019-04-24 | Buy | 690 | 5.90 | 4,071 | 2019-04-24 17:47:02 |
| VRCA | Verrica Pharmaceuticals Inc. | Davidson Matt | 10% Owner | 2019-04-22 | Sell | 9,203 | 9.92 | 91,318 | 2019-04-24 17:34:27 |
| STLY | HG Holdings, Inc. | Hale Partnership Capital Management, LLC | 10% Owner | 2019-04-22 | Buy | 46,385 | 0.52 | 24,120 | 2019-04-24 17:32:58 |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | 2019-04-22 | Sell | 48,000 | 8.39 | 402,622 | 2019-04-24 17:17:55 |
| GSBC | GREAT SOUTHERN BANCORP, INC. | TURNER JOSEPH W | President/CEO 10% Owner | 2019-04-23 | Option Exercise | 6,000 | 24.82 | 148,920 | 2019-04-24 17:01:18 |
| GSBC | GREAT SOUTHERN BANCORP, INC. | TURNER JOSEPH W | President/CEO 10% Owner | 2019-04-23 | Sell | 6,000 | 57.12 | 342,730 | 2019-04-24 17:01:18 |
| HCC | WARRIOR MET COAL, INC. | Apollo Management Holdings GP, LLC | 10% Owner | 2018-06-12 | Sell | 3,153,213 | 29.42 | 92,767,528 | 2019-04-24 16:54:17 |
| JMP | JMP GROUP LLC | Jolson Joseph A | CEO 10% Owner | 2019-04-22 | Buy | 1,000 | 3.98 | 3,980 | 2019-04-24 16:49:12 |
| HLIX | Helix TCS, Inc. | HELIX OPPORTUNITIES LLC | 10% Owner | 2019-04-22 | Sell | 19,635 | 2.05 | 40,342 | 2019-04-24 16:45:21 |
| W | Wayfair Inc. | Shah Niraj | Chief Executive Officer 10% Owner | 2019-04-22 | Sell | 26,342 | 146.78 | 3,866,571 | 2019-04-24 16:41:24 |
| HLIX | Helix TCS, Inc. | VENEGAS ZACHARY L | Chief Executive Officer 10% Owner | 2019-04-22 | Sell | 19,635 | 2.05 | 40,342 | 2019-04-24 16:40:48 |
| OCSI | Oaktree Strategic Income Corp | TANNENBAUM LEONARD M | 10% Owner | 2018-08-02 | Sell | 42,031 | 8.69 | 365,448 | 2019-04-24 16:39:51 |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | 2018-08-02 | Sell | 201,800 | 5.00 | 1,009,000 | 2019-04-24 16:39:02 |
| W | Wayfair Inc. | Conine Steven | Co-Founder 10% Owner | 2019-04-22 | Sell | 26,365 | 146.80 | 3,870,254 | 2019-04-24 16:37:53 |
| HLIX | Helix TCS, Inc. | Ogur Scott Matthew | Chief Financial Officer 10% Owner | 2019-04-22 | Sell | 19,635 | 2.05 | 40,342 | 2019-04-24 16:35:27 |
| TECR | TechCare Corp. | NACHT MARIUS | 10% Owner | 2018-11-14 | Buy | 1,915,708 | 0.26 | 500,000 | 2019-04-24 16:30:44 |
| WK | WORKIVA INC | TROM JEFF D | Executive VP & CTO 10% Owner | 2019-04-22 | Sell | 20,000 | 49.75 | 995,030 | 2019-04-24 16:18:51 |
| FUND | SPROTT FOCUS TRUST INC. | GEORGE W WHITNEY | Directior 10% Owner | 2019-04-22 | Buy | 25,000 | 7.03 | 175,790 | 2019-04-24 15:53:08 |
| KMI | KINDER MORGAN, INC. | KINDER RICHARD D | Executive Chairman 10% Owner | 2019-04-23 | Buy | 29,622 | 19.90 | 589,475 | 2019-04-24 12:15:29 |
| TPL | TEXAS PACIFIC LAND TRUST | Horizon Kinetics LLC | 10% Owner | 2019-04-23 | Buy | 36 | 898.87 | 32,359 | 2019-04-24 11:14:07 |
| NRC | NATIONAL RESEARCH CORP | K/I/E Trust Under Agreement 10/24/18 | 10% Owner | 2019-04-23 | Sell | 2,702 | 40.01 | 108,109 | 2019-04-24 09:19:05 |
| AVCO | Avalon GloboCare Corp. | Lu Wenzhao | Directior 10% Owner | 2019-04-18 | Buy | 2,000,000 | 1.00 | 2,000,000 | 2019-04-24 09:00:59 |
| n/a | Golub Capital BDC 3, Inc. | STRS OHIO | 10% Owner | 2019-04-23 | Buy | 333,333 | 15.00 | 5,000,000 | 2019-04-24 08:46:27 |
| TREC | TRECORA RESOURCES | AL ATHEL FAHAD MOHAMMED SALEH | 10% Owner | 2019-04-23 | Sell | 24,361 | 9.48 | 230,942 | 2019-04-24 08:04:26 |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President,Chairman,CEO,CFO 10% Owner | 2019-04-15 | Buy | 3,000 | 0.39 | 1,170 | 2019-04-23 20:33:21 |
| CRVL | CORVEL CORP | CORSTAR HOLDINGS INC | 10% Owner | 2019-04-18 | Sell | 6,811 | 68.59 | 467,189 | 2019-04-23 18:23:50 |
| EVER | EverQuote, Inc. | Abrams Zachary F | 10% Owner | 2018-12-31 | Buy | 10,000 | 41796.00 | 417,960,000 | 2019-04-23 17:47:15 |
| RNGR | Ranger Energy Services, Inc. | B. Riley Financial, Inc. | 10% Owner | 2019-04-18 | Sell | 8,772 | 7.55 | 66,197 | 2019-04-23 17:41:16 |
| SHAK | Shake Shack Inc. | Meyer Daniel Harris | Directior 10% Owner | 2019-04-22 | Sell | 9,932 | 60.23 | 598,247 | 2019-04-23 16:58:15 |
| QADA, QADB | QAD INC | LOPKER PAMELA M | President 10% Owner | 2019-04-23 | Sell | 4,000 | 45.12 | 180,480 | 2019-04-23 16:34:15 |
| TREC | TRECORA RESOURCES | AL ATHEL FAHAD MOHAMMED SALEH | 10% Owner | 2019-04-18 | Sell | 24,342 | 9.55 | 232,388 | 2019-04-23 16:21:20 |
| YRIV | Yangtze River Port & Logistics Ltd | Liu XiangYao | CEO 10% Owner | 2019-04-18 | Buy | 282,825 | 1.08 | 305,646 | 2019-04-23 16:07:15 |
| GSBC | GREAT SOUTHERN BANCORP, INC. | TURNER JOSEPH W | President/CEO 10% Owner | 2019-04-22 | Option Exercise | 6,000 | 19.53 | 117,180 | 2019-04-23 15:40:12 |
| GSBC | GREAT SOUTHERN BANCORP, INC. | TURNER JOSEPH W | President/CEO 10% Owner | 2019-04-22 | Sell | 6,000 | 56.25 | 337,499 | 2019-04-23 15:40:12 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-04-22 | Buy | 5,914 | 0.66 | 3,909 | 2019-04-23 14:28:57 |
| VVR | Invesco Senior Income Trust | Saba Capital Management, L.P. | 10% Owner | 2019-04-22 | Buy | 71,389 | 4.30 | 306,973 | 2019-04-23 14:24:40 |
| HIX | WESTERN ASSET HIGH INCOME FUND II INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-18 | Buy | 75,338 | 6.61 | 497,984 | 2019-04-23 14:19:47 |
| HIO | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-18 | Buy | 71,576 | 4.94 | 353,540 | 2019-04-23 14:13:03 |
| EHI | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-18 | Buy | 34,404 | 9.63 | 331,481 | 2019-04-23 14:10:00 |
| TPL | TEXAS PACIFIC LAND TRUST | Horizon Kinetics LLC | 10% Owner | 2019-04-22 | Buy | 36 | 896.07 | 32,259 | 2019-04-23 12:22:13 |
| SCHW | SCHWAB CHARLES CORP | SCHWAB CHARLES R | Chairman 10% Owner | 2019-04-22 | Sell | 250,000 | 45.29 | 11,321,550 | 2019-04-23 11:22:37 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2019-04-22 | Buy | 80,000 | 2.32 | 185,613 | 2019-04-23 06:13:45 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2019-04-18 | Sell | 30,879 | 62.48 | 1,929,295 | 2019-04-22 20:24:36 |
| HLIX | Helix TCS, Inc. | VENEGAS ZACHARY L | Chief Executive Officer 10% Owner | 2019-04-18 | Sell | 2,850 | 1.98 | 5,643 | 2019-04-22 20:13:00 |
| HLIX | Helix TCS, Inc. | Ogur Scott Matthew | Chief Financial Officer 10% Owner | 2019-04-18 | Sell | 2,850 | 1.98 | 5,643 | 2019-04-22 20:08:57 |
| TGE | Tallgrass Energy, LP | GIC Private Ltd | 10% Owner | 2019-04-18 | Buy | 51,908 | 24.40 | 1,266,555 | 2019-04-22 20:02:05 |
| HLIX | Helix TCS, Inc. | HELIX OPPORTUNITIES LLC | 10% Owner | 2019-04-18 | Sell | 2,850 | 1.98 | 5,643 | 2019-04-22 20:00:54 |
| TWLO | TWILIO INC | Lawson Jeff | Chief Executive Officer 10% Owner | 2019-04-18 | Sell | 20,830 | 121.35 | 2,527,754 | 2019-04-22 19:36:52 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-04-18 | Buy | 5,414 | 23.18 | 125,489 | 2019-04-22 19:13:06 |
| MDLY | MEDLEY MANAGEMENT INC. | JACOBS ASSET MANAGEMENT, LLC | 10% Owner | 2019-04-17 | Sell | 300 | 3.40 | 1,020 | 2019-04-22 17:19:41 |
| PGOL | PATRIOT GOLD CORP | NEWTON TREVOR B | CEO, Pres, Secy, Treas 10% Owner | 2018-02-14 | Option Exercise | 20,000 | 0.10 | 2,000 | 2019-04-22 17:04:30 |
| ITRI | ITRON INC /WA/ | SCOPIA CAPITAL MANAGEMENT LP | 10% Owner | 2019-04-18 | Sell | 13,757 | 50.05 | 688,581 | 2019-04-22 16:19:01 |
| K | KELLOGG CO | KELLOGG W K FOUNDATION TRUST | 10% Owner | 2019-04-22 | Sell | 100,000 | 58.53 | 5,853,140 | 2019-04-22 16:18:05 |
| AKP | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | Bulldog Investors, LLC | 10% Owner | 2019-04-17 | Sell | 536,293 | 14.68 | 7,870,681 | 2019-04-22 16:09:05 |
| WINR | SIMPLICITY ESPORTS & GAMING Co | Polar Asset Management Partners Inc. | 10% Owner | 2019-04-17 | Sell | 100 | 1.38 | 138 | 2019-04-22 16:06:08 |
| CHAP | Chaparral Energy, Inc. | Strategic Value Partners, LLC | 10% Owner | 2019-04-18 | Buy | 300,000 | 5.98 | 1,795,000 | 2019-04-22 16:05:36 |
| KMI | KINDER MORGAN, INC. | KINDER RICHARD D | Executive Chairman 10% Owner | 2019-04-18 | Buy | 175,000 | 19.64 | 3,437,035 | 2019-04-22 13:49:10 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-04-18 | Buy | 6,174 | 2.05 | 12,630 | 2019-04-22 13:41:52 |
| GBL | GAMCO INVESTORS, INC. ET AL | FREDERICK J. MANCHESKI REVOCABLE TRUST INDENTURE, dated June 8, 1999, as amended | 10% Owner | 2019-04-18 | Sell | 1,136,704 | 21.00 | 23,870,784 | 2019-04-22 12:34:07 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-04-18 | Buy | 2,000 | 0.65 | 1,296 | 2019-04-22 12:29:42 |
| TPL | TEXAS PACIFIC LAND TRUST | Horizon Kinetics LLC | 10% Owner | 2019-04-18 | Buy | 42 | 899.92 | 37,797 | 2019-04-22 10:59:25 |
| TRWH | Twin River Worldwide Holdings, Inc. | Chatham Asset Management, LLC | 10% Owner | 2019-04-17 | Sell | 50,000 | 33.00 | 1,650,000 | 2019-04-19 18:36:28 |
| TRWH | Twin River Worldwide Holdings, Inc. | Chatham Asset Management, LLC | 10% Owner | 2019-04-17 | Buy | 2,000 | 32.80 | 65,600 | 2019-04-19 18:36:28 |
| ESI | Element Solutions Inc | FRANKLIN MARTIN E | Directior 10% Owner | 2018-12-21 | Sell | 2,419,258 | 0.00 | 0 | 2019-04-19 18:29:38 |
| TGE | Tallgrass Energy, LP | Enagas U.S.A. LLC | 10% Owner | 2019-04-17 | Buy | 130,320 | 24.40 | 3,179,426 | 2019-04-19 17:50:21 |
| TREC | TRECORA RESOURCES | AL ATHEL FAHAD MOHAMMED SALEH | 10% Owner | 2019-04-17 | Sell | 10,293 | 9.63 | 99,122 | 2019-04-19 16:49:30 |
| TGE | Tallgrass Energy, LP | GIC Private Ltd | 10% Owner | 2019-04-17 | Buy | 1,106 | 24.49 | 27,086 | 2019-04-19 16:21:18 |
| TGE | Tallgrass Energy, LP | Blackstone Infrastructure Associates L.P. | 10% Owner | 2019-04-17 | Buy | 130,320 | 24.40 | 3,180,053 | 2019-04-19 16:10:57 |
| TGE | Tallgrass Energy, LP | Blackstone Holdings III L.P. | 10% Owner | 2019-04-17 | Buy | 130,320 | 24.40 | 3,180,053 | 2019-04-19 16:10:53 |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President,Chairman,CEO,CFO 10% Owner | 2019-04-17 | Buy | 2,000 | 0.39 | 780 | 2019-04-19 14:35:37 |
| CONN | CONNS INC | MARTIN DOUGLAS H | Directior 10% Owner | 2019-04-17 | Option Exercise | 10,000 | 10.21 | 102,100 | 2019-04-19 11:37:29 |
| DLB | Dolby Laboratories, Inc. | Dolby Dagmar | 10% Owner | 2019-04-17 | Sell | 15,406 | 65.14 | 1,003,474 | 2019-04-18 21:55:00 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-04-16 | Sell | 324,000 | 178.89 | 57,960,308 | 2019-04-18 21:16:08 |
| HLIX | Helix TCS, Inc. | VENEGAS ZACHARY L | Chief Executive Officer 10% Owner | 2019-04-16 | Sell | 15,150 | 2.04 | 30,955 | 2019-04-18 20:21:07 |
| HLIX | Helix TCS, Inc. | Ogur Scott Matthew | Chief Financial Officer 10% Owner | 2019-04-16 | Sell | 15,150 | 2.04 | 30,955 | 2019-04-18 20:17:06 |
| HLIX | Helix TCS, Inc. | HELIX OPPORTUNITIES LLC | 10% Owner | 2019-04-16 | Sell | 15,150 | 2.04 | 30,955 | 2019-04-18 20:07:39 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2019-04-16 | Sell | 52,076 | 63.77 | 3,320,848 | 2019-04-18 19:50:52 |
| TPNL | 3PEA INTERNATIONAL, INC. | Newcomer Mark | CEO 10% Owner | 2019-04-18 | Sell | 35,000 | 8.43 | 295,050 | 2019-04-18 19:40:50 |
| JMP | JMP GROUP LLC | Jolson Joseph A | CEO 10% Owner | 2019-04-16 | Buy | 16,306 | 3.99 | 65,014 | 2019-04-18 19:28:11 |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | 2019-04-16 | Sell | 37,100 | 8.35 | 309,766 | 2019-04-18 19:21:51 |
| LAWS | LAWSON PRODUCTS INC/NEW/DE/ | KING LUTHER CAPITAL MANAGEMENT CORP | 10% Owner | 2019-04-17 | Buy | 37,707 | 32.00 | 1,206,624 | 2019-04-18 19:15:36 |
| ALLK | Allakos Inc. | RiverVest Venture Fund III, L.P. | 10% Owner | 2019-04-16 | Sell | 89,317 | 36.43 | 3,253,962 | 2019-04-18 18:55:18 |
| ALLK | Allakos Inc. | MCKEARN JOHN P | Directior 10% Owner | 2019-04-16 | Sell | 89,317 | 36.57 | 3,266,562 | 2019-04-18 18:50:02 |
| VRCA | Verrica Pharmaceuticals Inc. | Davidson Matt | 10% Owner | 2019-04-17 | Sell | 3,516 | 10.54 | 37,056 | 2019-04-18 18:33:25 |
| AGYS | AGILYSYS INC | Bermuda One Fund LLC | 10% Owner | 2019-04-16 | Sell | 15,400 | 19.26 | 296,628 | 2019-04-18 16:47:47 |
| FARM | FARMER BROTHERS CO | Levin Easterly Partners LLC | 10% Owner | 2019-04-16 | Buy | 2,145 | 19.80 | 42,463 | 2019-04-18 16:26:18 |
| SQBG | Sequential Brands Group, Inc. | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 10% Owner | 2019-04-17 | Buy | 329,712 | 0.93 | 306,389 | 2019-04-18 16:18:25 |
| RCKT | ROCKET PHARMACEUTICALS, INC. | RTW INVESTMENTS, LP | Directior 10% Owner | 2019-04-16 | Buy | 550,005 | 17.50 | 9,625,088 | 2019-04-18 16:14:34 |
| ITRI | ITRON INC /WA/ | SCOPIA CAPITAL MANAGEMENT LP | 10% Owner | 2019-04-16 | Sell | 42,333 | 49.97 | 2,115,534 | 2019-04-18 16:13:27 |
| STLY | HG Holdings, Inc. | Hale Partnership Capital Management, LLC | 10% Owner | 2019-04-16 | Buy | 200,532 | 0.52 | 104,277 | 2019-04-18 15:23:04 |
| UGHL | UNION BRIDGE HOLDINGS LTD. | HO LILY | 10% Owner | 2019-04-01 | Sell | 55,781 | 1.18 | 65,946 | 2019-04-18 15:15:46 |
| UGHL | UNION BRIDGE HOLDINGS LTD. | HO MARY | 10% Owner | 2019-04-01 | Sell | 429,879 | 0.94 | 403,404 | 2019-04-18 15:15:09 |
| PDEX | PRO DEX INC | CABILLOT RAYMOND E | Directior 10% Owner | 2019-04-16 | Sell | 200 | 16.00 | 3,200 | 2019-04-18 15:09:03 |
| TPL | TEXAS PACIFIC LAND TRUST | Horizon Kinetics LLC | 10% Owner | 2019-04-17 | Buy | 42 | 887.23 | 37,264 | 2019-04-18 11:39:21 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-04-17 | Buy | 10,500 | 0.66 | 6,899 | 2019-04-18 11:27:55 |
| VVR | Invesco Senior Income Trust | Saba Capital Management, L.P. | 10% Owner | 2019-04-16 | Buy | 81,054 | 4.30 | 348,226 | 2019-04-18 10:30:23 |
| HIX | WESTERN ASSET HIGH INCOME FUND II INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-16 | Buy | 33,353 | 6.61 | 220,390 | 2019-04-18 10:25:58 |
| EHI | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-16 | Buy | 20,393 | 9.61 | 196,052 | 2019-04-18 10:21:24 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2019-04-17 | Buy | 50,000 | 2.42 | 120,953 | 2019-04-18 07:17:08 |
| RDI | READING INTERNATIONAL INC | COTTER MARGARET | EVP, Real Estate Development 10% Owner | 2019-04-13 | Option Exercise | 917 | 0.00 | 0 | 2019-04-17 21:35:50 |
| RDI | READING INTERNATIONAL INC | COTTER ELLEN M | Chairperson, President and CEO 10% Owner | 2019-04-13 | Option Exercise | 2,751 | 0.00 | 0 | 2019-04-17 21:34:11 |
| KMI | KINDER MORGAN, INC. | KINDER RICHARD D | Executive Chairman 10% Owner | 2019-04-17 | Buy | 175,000 | 19.75 | 3,456,040 | 2019-04-17 21:18:10 |
| AMRS | AMYRIS, INC. | DOERR L JOHN | Directior 10% Owner | 2019-04-15 | Buy | 6,732,369 | 2.87 | 19,321,900 | 2019-04-17 20:18:58 |
| MACK | MERRIMACK PHARMACEUTICALS INC | 22NW, LP | 10% Owner | 2019-04-15 | Buy | 66,760 | 5.86 | 391,323 | 2019-04-17 20:15:05 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-04-10 | Buy | 8,300 | 22.99 | 190,794 | 2019-04-17 20:02:43 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-04-15 | Buy | 19,722 | 2.05 | 40,443 | 2019-04-17 19:43:38 |
| SFIX | Stitch Fix, Inc. | Lake Katrina | Chief Executive Officer 10% Owner | 2019-04-15 | Sell | 100,000 | 26.18 | 2,618,424 | 2019-04-17 19:21:18 |
| WDAY | Workday, Inc. | DUFFIELD DAVID A | Directior 10% Owner | 2019-04-15 | Sell | 1,124 | 192.96 | 216,891 | 2019-04-17 19:03:22 |
| W | Wayfair Inc. | Shah Niraj | Chief Executive Officer 10% Owner | 2019-04-15 | Sell | 26,000 | 147.96 | 3,846,977 | 2019-04-17 18:57:21 |
| W | Wayfair Inc. | Conine Steven | Co-Founder 10% Owner | 2019-04-15 | Sell | 26,000 | 147.97 | 3,847,321 | 2019-04-17 18:44:10 |
| CRVL | CORVEL CORP | CORSTAR HOLDINGS INC | 10% Owner | 2019-04-15 | Sell | 6,035 | 68.29 | 412,160 | 2019-04-17 18:33:17 |
| SHAK | Shake Shack Inc. | Meyer Daniel Harris | Directior 10% Owner | 2019-04-15 | Sell | 65,068 | 59.84 | 3,893,392 | 2019-04-17 17:44:30 |
| TREC | TRECORA RESOURCES | AL ATHEL FAHAD MOHAMMED SALEH | 10% Owner | 2019-04-16 | Sell | 10,862 | 9.57 | 103,949 | 2019-04-17 17:20:16 |
| LEVB | Level Brands, Inc. | Sterling Erik | 10% Owner | 2019-02-06 | Sell | 1,057,667 | 4.00 | 4,230,668 | 2019-04-17 16:58:16 |
| KSHB | KushCo Holdings, Inc. | Kovacevich Nicholas | Chairman and CEO 10% Owner | 2019-04-15 | Sell | 200,000 | 5.64 | 1,128,500 | 2019-04-17 16:57:25 |
| CHAP | Chaparral Energy, Inc. | Strategic Value Partners, LLC | 10% Owner | 2019-04-15 | Buy | 1,092,553 | 5.73 | 6,257,180 | 2019-04-17 16:52:18 |
| NNI | NELNET INC | MUHLEISEN ANGIE | 10% Owner | 2019-04-17 | Sell | 1,000 | 57.93 | 57,930 | 2019-04-17 16:24:20 |
| TRWH | Twin River Worldwide Holdings, Inc. | Chatham Asset Management, LLC | 10% Owner | 2019-04-15 | Buy | 8,169 | 33.15 | 270,796 | 2019-04-17 16:21:41 |
| DLB | Dolby Laboratories, Inc. | Dolby Dagmar | 10% Owner | 2019-04-15 | Sell | 100,000 | 65.72 | 6,572,455 | 2019-04-17 16:17:11 |
| PSMT | PRICESMART INC | PRICE ROBERT E | Directior 10% Owner | 2019-04-15 | Sell | 10,000 | 62.76 | 627,558 | 2019-04-17 15:21:41 |
| KMI | KINDER MORGAN, INC. | KINDER RICHARD D | Executive Chairman 10% Owner | 2019-04-16 | Buy | 152,639 | 19.75 | 3,014,300 | 2019-04-17 13:55:33 |
| NONE | Sterling Real Estate Trust | Wieland James | 10% Owner | 2019-04-15 | Buy | 3,680 | 18.33 | 67,448 | 2019-04-17 13:26:34 |
| LIVC | Live Current Media Inc. | Vahabzadeh Amir | Directior 10% Owner | 2019-04-15 | Buy | 50,000 | 0.07 | 3,500 | 2019-04-17 13:19:24 |
| CURR | Cure Pharmaceutical Holding Corp. | Climate Change Investigation, Innovation & Investment Company, LLC | 10% Owner | 2019-03-20 | Sell | 23,775 | 3.77 | 89,662 | 2019-04-17 13:04:21 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-04-16 | Buy | 15,000 | 0.67 | 10,065 | 2019-04-17 13:03:04 |
| CURR | Cure Pharmaceutical Holding Corp. | Climate Change Investigation, Innovation & Investment Company, LLC | 10% Owner | 2019-01-22 | Sell | 224,925 | 3.37 | 758,960 | 2019-04-17 13:00:29 |
| TPL | TEXAS PACIFIC LAND TRUST | Horizon Kinetics LLC | 10% Owner | 2019-04-16 | Buy | 42 | 898.49 | 37,737 | 2019-04-17 10:58:42 |
| NRC | NATIONAL RESEARCH CORP | K/I/E Trust Under Agreement 10/24/18 | 10% Owner | 2019-04-16 | Sell | 7,950 | 40.01 | 318,049 | 2019-04-17 10:53:11 |
| N/A | John Hancock GA Mortgage Trust | Manulife (International) Ltd | 10% Owner | 2019-04-16 | Buy | 1,015,017 | 20.69 | 21,000,004 | 2019-04-17 10:41:40 |
| N/A | John Hancock GA Mortgage Trust | Manufacturers Life Reinsurance Ltd | 10% Owner | 2019-04-16 | Buy | 1,508,026 | 20.69 | 31,200,006 | 2019-04-17 10:32:15 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2019-04-16 | Buy | 10,000 | 2.50 | 24,997 | 2019-04-17 07:09:51 |
| HLIX | Helix TCS, Inc. | VENEGAS ZACHARY L | Chief Executive Officer 10% Owner | 2019-04-12 | Sell | 12,290 | 2.05 | 25,223 | 2019-04-16 20:31:36 |
| HLIX | Helix TCS, Inc. | Ogur Scott Matthew | Chief Financial Officer 10% Owner | 2019-04-12 | Sell | 12,290 | 2.05 | 25,223 | 2019-04-16 20:26:28 |
| HLIX | Helix TCS, Inc. | HELIX OPPORTUNITIES LLC | 10% Owner | 2019-04-12 | Sell | 12,290 | 2.05 | 25,223 | 2019-04-16 20:19:03 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2019-04-12 | Sell | 93,635 | 64.82 | 6,069,763 | 2019-04-16 19:05:40 |
| CWK | Cushman & Wakefield plc | ONTARIO TEACHERS PENSION PLAN BOARD | 10% Owner | 2019-04-12 | Sell | 233,682 | 17.08 | 3,992,317 | 2019-04-16 17:18:19 |
| CWK | Cushman & Wakefield plc | TPG Asia Advisors VI, Inc. | 10% Owner | 2019-04-12 | Sell | 1,909,557 | 17.08 | 32,623,636 | 2019-04-16 17:17:00 |
| VRCA | Verrica Pharmaceuticals Inc. | Davidson Matt | 10% Owner | 2019-04-12 | Sell | 3,193 | 10.39 | 33,185 | 2019-04-16 17:09:52 |
| SCHL | SCHOLASTIC CORP | ROBINSON RICHARD | CEO, Chairman and President 10% Owner | 2019-04-16 | Sell | 1,000 | 40.69 | 40,690 | 2019-04-16 16:54:24 |
| FARM | FARMER BROTHERS CO | Levin Easterly Partners LLC | 10% Owner | 2019-04-12 | Buy | 562,573 | 19.83 | 11,154,033 | 2019-04-16 16:39:31 |
| CDLX | Cardlytics, Inc. | Youngren Bryce | Directior 10% Owner | 2019-03-09 | Option Exercise | 8,484 | 0.00 | 0 | 2019-04-16 16:39:20 |
| QADA, QADB | QAD INC | LOPKER PAMELA M | President 10% Owner | 2019-04-16 | Sell | 5,000 | 45.26 | 226,300 | 2019-04-16 16:33:23 |
| UNF | UNIFIRST CORP | The Ronald D Croatti Trust - 1993 | 10% Owner | 2019-04-15 | Sell | 5,583 | 154.71 | 863,746 | 2019-04-16 16:14:50 |
| OTEL | OTELCO INC. | SOCHET IRA | 10% Owner | 2019-04-15 | Buy | 6,518 | 17.30 | 112,761 | 2019-04-16 16:09:32 |
| INAP | Internap Corp | GAMCO INVESTORS, INC. ET AL | 10% Owner | 2019-04-15 | Sell | 75 | 4.63 | 348 | 2019-04-16 16:08:05 |
| ITRI | ITRON INC /WA/ | SCOPIA CAPITAL MANAGEMENT LP | 10% Owner | 2019-04-12 | Sell | 61,355 | 48.49 | 2,975,000 | 2019-04-16 16:05:52 |
| TPL | TEXAS PACIFIC LAND TRUST | Horizon Kinetics LLC | 10% Owner | 2019-04-15 | Buy | 42 | 903.05 | 37,928 | 2019-04-16 11:40:28 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-04-15 | Buy | 6,000 | 0.69 | 4,122 | 2019-04-16 11:15:52 |
| VVR | Invesco Senior Income Trust | Saba Capital Management, L.P. | 10% Owner | 2019-04-15 | Buy | 180,217 | 4.28 | 771,329 | 2019-04-16 10:22:02 |
| HIX | WESTERN ASSET HIGH INCOME FUND II INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-12 | Buy | 55,356 | 6.61 | 366,010 | 2019-04-16 10:16:45 |
| HIO | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-15 | Buy | 11,816 | 4.94 | 58,371 | 2019-04-16 10:12:53 |
| EHI | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. | Saba Capital Management, L.P. | 10% Owner | 2019-04-12 | Buy | 44,561 | 9.66 | 430,274 | 2019-04-16 09:57:17 |
| TREC | TRECORA RESOURCES | AL ATHEL FAHAD MOHAMMED SALEH | 10% Owner | 2019-04-15 | Sell | 18,492 | 9.31 | 172,161 | 2019-04-16 08:30:21 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2019-04-15 | Buy | 10,000 | 2.46 | 24,650 | 2019-04-16 06:56:15 |
| FUND | SPROTT FOCUS TRUST INC. | GEORGE W WHITNEY | Directior 10% Owner | 2019-04-12 | Buy | 26,050 | 7.10 | 184,833 | 2019-04-16 06:05:30 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-04-15 | Sell | 108,000 | 178.64 | 19,292,698 | 2019-04-15 21:47:51 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-04-11 | Sell | 294,100 | 178.29 | 52,435,280 | 2019-04-15 21:44:27 |
| ARPO | Aerpio Pharmaceuticals, Inc. | Novartis Bioventures Ltd | 10% Owner | 2019-04-11 | Sell | 117,140 | 1.05 | 122,683 | 2019-04-15 21:26:50 |
| MCOA | Marijuana Co of America, Inc. | STEINBERG DONALD J | President 10% Owner | 2019-04-09 | Sell | 500,000 | 0.01 | 6,900 | 2019-04-15 21:20:48 |
| AINC | Ashford Inc. | BENNETT ARCHIE JR | 10% Owner | 2019-03-29 | Option Exercise | 836 | 0.00 | 0 | 2019-04-15 19:49:54 |
| FIXX | Homology Medicines, Inc. | Flynn James E | Directior 10% Owner | 2019-04-12 | Buy | 533,333 | 22.50 | 11,999,992 | 2019-04-15 19:38:41 |
| NYSE:PD | PagerDuty, Inc. | Bessemer Venture Partners VIII L.P. | 10% Owner | 2019-04-15 | Buy | 300,000 | 24.00 | 7,200,000 | 2019-04-15 19:35:54 |
| OSS | ONE STOP SYSTEMS, INC. | Cooper Steve D | President, CEO 10% Owner | 2019-04-11 | Option Exercise | 5,000 | 0.00 | 0 | 2019-04-15 19:16:30 |
| CBDY | Target Group Inc. | Schindermann Rubin | CEO/Director 10% Owner | 2016-12-06 | Sell | 163,000 | 0.10 | 16,810 | 2019-04-15 19:07:04 |
| AGYS | AGILYSYS INC | Bermuda One Fund LLC | 10% Owner | 2019-04-11 | Sell | 10,500 | 19.98 | 209,771 | 2019-04-15 18:30:25 |
| RNGR | Ranger Energy Services, Inc. | B. Riley Financial, Inc. | 10% Owner | 2019-04-11 | Sell | 4,914 | 8.29 | 40,746 | 2019-04-15 18:11:18 |
| TLF | TANDY LEATHER FACTORY INC | Gramm Jefferson | Directior 10% Owner | 2019-03-11 | Buy | 1,329 | 5.51 | 7,323 | 2019-04-15 18:05:00 |
| RMED | Ra Medical Systems, Inc. | Irwin Dean | See Remarks 10% Owner | 2019-04-11 | Sell | 20,928 | 3.49 | 73,039 | 2019-04-15 17:26:10 |
| KMI | KINDER MORGAN, INC. | KINDER RICHARD D | Executive Chairman 10% Owner | 2019-04-15 | Buy | 175,000 | 19.75 | 3,456,250 | 2019-04-15 17:02:12 |
| DLB | Dolby Laboratories, Inc. | Dolby Dagmar | 10% Owner | 2019-04-11 | Sell | 96,567 | 65.22 | 6,298,463 | 2019-04-15 16:39:43 |
| SCPH | scPharmaceuticals Inc. | RA CAPITAL MANAGEMENT, LLC | 10% Owner | 2019-04-11 | Buy | 389,862 | 2.70 | 1,052,627 | 2019-04-15 16:31:35 |
| AEYE | AUDIOEYE INC | Bettis Carr | Exec Chrmn/Chrmn of the Board 10% Owner | 2019-04-12 | Option Exercise | 13,920 | 4.47 | 62,292 | 2019-04-15 16:01:20 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-04-11 | Buy | 16,192 | 2.13 | 34,456 | 2019-04-15 14:01:09 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-04-12 | Buy | 2,000 | 0.70 | 1,392 | 2019-04-15 13:38:03 |
| GTE | GRAN TIERRA ENERGY INC. | GMT CAPITAL CORP | 10% Owner | 2019-04-11 | Buy | 337,400 | 2.46 | 830,004 | 2019-04-15 12:38:18 |
| TPL | TEXAS PACIFIC LAND TRUST | Horizon Kinetics LLC | 10% Owner | 2019-04-12 | Buy | 42 | 903.52 | 37,948 | 2019-04-15 11:48:20 |
| TREC | TRECORA RESOURCES | AL ATHEL FAHAD MOHAMMED SALEH | 10% Owner | 2019-04-12 | Sell | 8,247 | 9.15 | 75,460 | 2019-04-15 08:59:15 |
