| Latest Top 10% Owner Trading |
| Symbol | Company Name | Insider Name | Title | Date | Transation | Share | Price | Amount | File Date |
| DSE | Duff & Phelps Select MLP & Midstream Energy Fund Inc. | CSS LLC/IL | 10% Owner | 2021-04-19 | Buy | 717 | 7.51 | 5,385 | 2021-04-20 15:41:04 |
| SNSE | Sensei Biotherapeutics, Inc. | Peyer James | Directior 10% Owner | 2021-04-19 | Buy | 1,965 | 13.38 | 26,292 | 2021-04-20 15:37:06 |
| K | KELLOGG CO | KELLOGG W K FOUNDATION TRUST | 10% Owner | 2021-04-20 | Sell | 83,334 | 64.09 | 5,340,885 | 2021-04-20 15:32:53 |
| RMES | RED METAL RESOURCES, LTD. | JEFFS RICHARD | 10% Owner | 2021-04-16 | Sell | 30,000 | 0.25 | 7,500 | 2021-04-20 12:47:05 |
| Tyme | TYME TECHNOLOGIES, INC. | Demurjian Michael | 10% Owner | 2021-04-19 | Sell | 20,000 | 1.45 | 29,000 | 2021-04-20 08:21:15 |
| AMST | Amesite Inc. | Tompkins Mark N. | 10% Owner | 2021-04-15 | Sell | 35,627 | 3.10 | 110,510 | 2021-04-20 06:17:44 |
| COIN | Coinbase Global, Inc. | AH Equity Partners III (Parallel), L.L.C. | 10% Owner | 2021-04-15 | Sell | 19,249 | 329.70 | 6,346,474 | 2021-04-19 21:37:43 |
| COIN | Coinbase Global, Inc. | Andreessen Horowitz LSV Fund I, L.P. | 10% Owner | 2021-04-15 | Sell | 19,249 | 329.70 | 6,346,474 | 2021-04-19 21:36:05 |
| COIN | Coinbase Global, Inc. | a16z Seed-III, LLC | 10% Owner | 2021-04-15 | Sell | 19,249 | 329.70 | 6,346,474 | 2021-04-19 21:35:19 |
| LOV | Spark Networks SE | Lewis John Hartnett | 10% Owner | 2021-04-15 | Buy | 41,968 | 6.82 | 286,258 | 2021-04-19 21:09:05 |
| LEVI | LEVI STRAUSS & CO | MTB Illiquid LLC | 10% Owner | 2019-03-25 | Sell | 1,057,710 | 17.00 | 17,981,070 | 2021-04-19 21:01:37 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2021-04-16 | Sell | 68,000 | 305.84 | 20,797,112 | 2021-04-19 20:51:21 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-04-15 | Sell | 11,764 | 283.29 | 3,332,572 | 2021-04-19 20:20:38 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-04-15 | Sell | 38,236 | 275.20 | 10,522,459 | 2021-04-19 20:19:13 |
| LEVI | LEVI STRAUSS & CO | Haas Jennifer C. | 10% Owner | 2021-04-15 | Sell | 105,356 | 28.41 | 2,992,843 | 2021-04-19 19:39:08 |
| PGNY | Progyny, Inc. | KLEINER PERKINS CAUFIELD & BYERS XIII, LLC | 10% Owner | 2021-04-15 | Sell | 18,127 | 50.32 | 912,151 | 2021-04-19 19:24:50 |
| GRNV | GreenVision Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2021-04-15 | Sell | 308 | 10.19 | 3,139 | 2021-04-19 19:18:14 |
| HYMC | HYCROFT MINING HOLDING CORP | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 10% Owner | 2021-04-15 | Sell | 229,235 | 4.00 | 917,707 | 2021-04-19 19:12:07 |
| ONTF | ON24 INC. | GOLDMAN SACHS GROUP INC | 10% Owner | 2021-04-09 | Sell | 25 | 46.18 | 1,155 | 2021-04-19 19:08:27 |
| ONTF | ON24 INC. | GOLDMAN SACHS GROUP INC | 10% Owner | 2021-04-09 | Buy | 25 | 45.19 | 1,130 | 2021-04-19 19:08:27 |
| N/A | Copper Property CTL Pass Through Trust | Silver Point Capital L.P. | 10% Owner | 2021-04-15 | Buy | 188,481 | 18.51 | 3,489,575 | 2021-04-19 18:56:05 |
| ZI | ZoomInfo Technologies Inc. | Schuck Henry | Chief Executive Officer 10% Owner | 2021-04-15 | Option Exercise | 400,000 | 0.00 | 0 | 2021-04-19 18:04:48 |
| ZI | ZoomInfo Technologies Inc. | Schuck Henry | Chief Executive Officer 10% Owner | 2021-04-15 | Sell | 400,000 | 47.59 | 19,034,574 | 2021-04-19 18:04:48 |
| EAR | Eargo, Inc. | Gilde Healthcare Holding B.V. | 10% Owner | 2021-04-15 | Sell | 19,017 | 48.17 | 915,990 | 2021-04-19 17:48:35 |
| MDLY | MEDLEY MANAGEMENT INC. | Taube Angelic Diaz | 10% Owner | 2021-04-15 | Sell | 88,792 | 8.32 | 738,678 | 2021-04-19 17:33:16 |
| ORCC | Owl Rock Capital Corp | REGENTS OF THE UNIVERSITY OF CALIFORNIA | 10% Owner | 2021-04-15 | Sell | 363,072 | 14.32 | 5,199,498 | 2021-04-19 16:59:18 |
| KBLB | Kraig Biocraft Laboratories, Inc | Thompson Kimberly Kraig | CEO & CFO 10% Owner | 2021-04-16 | Sell | 40,000 | 0.00 | 0 | 2021-04-19 16:30:23 |
| cmxc | Cell MedX Corp. | HARGREAVES BRADLEY S | VP Technology & Operations 10% Owner | 2021-04-16 | Sell | 23,500 | 0.22 | 5,217 | 2021-04-19 15:06:11 |
| DSE | Duff & Phelps Select MLP & Midstream Energy Fund Inc. | CSS LLC/IL | 10% Owner | 2021-04-16 | Buy | 400 | 7.53 | 3,012 | 2021-04-19 14:01:00 |
| MTEM | Molecular Templates, Inc. | BIOTECH TARGET N V | 10% Owner | 2021-04-15 | Buy | 150,000 | 8.62 | 1,292,655 | 2021-04-19 13:14:07 |
| LEVI | LEVI STRAUSS & CO | Haas Margaret E. | 10% Owner | 2021-04-15 | Sell | 19,803 | 27.69 | 548,362 | 2021-04-19 12:42:39 |
| LEVI | LEVI STRAUSS & CO | Haas Peter E. Jr. | 10% Owner | 2021-04-15 | Sell | 66,942 | 27.69 | 1,853,684 | 2021-04-19 12:04:31 |
| WHLM | Wilhelmina International, Inc. | Esch Dieter | 10% Owner | 2021-03-31 | Sell | 237,500 | 10.00 | 2,375,000 | 2021-04-19 06:21:53 |
| COIN | Coinbase Global, Inc. | Armstrong Brian | Chairman and CEO 10% Owner | 2021-04-14 | Sell | 749,999 | 389.10 | 291,827,968 | 2021-04-16 21:39:04 |
| COIN | Coinbase Global, Inc. | Andreessen Marc L | Directior 10% Owner | 2021-04-14 | Sell | 294,775 | 381.00 | 112,309,272 | 2021-04-16 21:35:35 |
| COIN | Coinbase Global, Inc. | AH Equity Partners III (Parallel), L.L.C. | 10% Owner | 2021-04-14 | Sell | 294,775 | 381.00 | 112,309,272 | 2021-04-16 21:34:56 |
| COIN | Coinbase Global, Inc. | Andreessen Horowitz LSV Fund I, L.P. | 10% Owner | 2021-04-14 | Sell | 294,775 | 381.00 | 112,309,272 | 2021-04-16 21:33:58 |
| COIN | Coinbase Global, Inc. | a16z Seed-III, LLC | 10% Owner | 2021-04-14 | Sell | 294,775 | 381.00 | 112,309,272 | 2021-04-16 21:33:35 |
| SLNG | Stabilis Solutions, Inc. | JCH Crenshaw Holdings, LLC | Directior 10% Owner | 2021-04-14 | Buy | 951 | 6.66 | 6,335 | 2021-04-16 21:24:07 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-04-14 | Sell | 17,772 | 279.10 | 4,960,190 | 2021-04-16 21:16:21 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-04-14 | Sell | 32,228 | 274.99 | 8,862,253 | 2021-04-16 21:15:08 |
| TARS | Tarsus Pharmaceuticals, Inc. | Vivo Capital IX, LLC | 10% Owner | 2021-04-14 | Sell | 400 | 30.37 | 12,148 | 2021-04-16 21:07:43 |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | 2021-04-14 | Sell | 174,800 | 6.62 | 1,156,323 | 2021-04-16 21:00:12 |
| ICUI | ICU MEDICAL INC/DE | LOPEZ GEORGE A | Directior 10% Owner | 2021-04-15 | Sell | 25,000 | 209.01 | 5,225,298 | 2021-04-16 19:59:06 |
| MEDP | Medpace Holdings, Inc. | Troendle August J. | President & CEO 10% Owner | 2021-04-14 | Sell | 52,518 | 184.09 | 9,668,230 | 2021-04-16 19:20:36 |
| PANL | Pangaea Logistics Solutions Ltd. | Pangaea One Acquisition Holdings XIV, LLC | 10% Owner | 2021-04-14 | Sell | 291,739 | 2.95 | 860,789 | 2021-04-16 17:48:18 |
| ROKU | ROKU, INC | Wood Anthony J. | CEO and Chairman BOD 10% Owner | 2021-04-15 | Sell | 25,000 | 385.60 | 9,639,878 | 2021-04-16 17:46:31 |
| IMH | IMPAC MORTGAGE HOLDINGS INC | RHP Trust, dated May 31, 2011 | 10% Owner | 2021-04-12 | Buy | 200,000 | 1.95 | 389,716 | 2021-04-16 17:30:17 |
| IMH | IMPAC MORTGAGE HOLDINGS INC | PICKUP RICHARD H. | 10% Owner | 2021-04-12 | Buy | 200,000 | 1.95 | 389,716 | 2021-04-16 17:30:13 |
| CRVL | CORVEL CORP | CORSTAR HOLDINGS INC | 10% Owner | 2021-04-14 | Sell | 12,763 | 110.98 | 1,416,392 | 2021-04-16 17:12:01 |
| MMI | Marcus & Millichap, Inc. | Phoenix Investments Holdings LLC | 10% Owner | 2021-04-14 | Sell | 29,918 | 35.52 | 1,062,605 | 2021-04-16 17:02:22 |
| TTCF | Tattooed Chef, Inc. | Galletti Salvatore | President and CEO 10% Owner | 2021-04-15 | Sell | 800,000 | 10.00 | 8,000,000 | 2021-04-16 17:01:37 |
| STLY | HG Holdings, Inc. | Solas Capital Management, LLC | 10% Owner | 2021-04-14 | Sell | 120,000 | 0.64 | 76,800 | 2021-04-16 16:56:22 |
| STLY | HG Holdings, Inc. | Solas Capital Management, LLC | 10% Owner | 2021-04-14 | Buy | 120,000 | 0.64 | 76,800 | 2021-04-16 16:56:22 |
| N/A | John Hancock GA Mortgage Trust | Manufacturers Life Reinsurance Ltd | 10% Owner | 2021-04-15 | Buy | 1,126,382 | 20.92 | 23,562,352 | 2021-04-16 16:55:33 |
| N/A | John Hancock GA Mortgage Trust | Manulife (International) Ltd | 10% Owner | 2021-04-15 | Buy | 753,798 | 20.92 | 15,768,409 | 2021-04-16 16:46:56 |
| TEN | TENNECO INC | ICAHN CARL C | 10% Owner | 2021-04-14 | Sell | 556,851 | 10.85 | 6,042,177 | 2021-04-16 16:40:36 |
| N/A | John Hancock GA Mortgage Trust | Manufacturers Life Insurance Co (Bermuda Branch) | 10% Owner | 2021-04-15 | Buy | 261,239 | 20.92 | 5,464,774 | 2021-04-16 16:35:02 |
| JMP | JMP GROUP LLC | WEDBUSH SECURITIES INC | 10% Owner | 2021-04-14 | Buy | 204 | 6.74 | 1,375 | 2021-04-16 16:31:20 |
| KBLB | Kraig Biocraft Laboratories, Inc | Thompson Kimberly Kraig | CEO & CFO 10% Owner | 2021-04-15 | Sell | 70,000 | 0.00 | 0 | 2021-04-16 16:30:44 |
| LEVI | LEVI STRAUSS & CO | Haas Daniel S. | 10% Owner | 2021-04-14 | Sell | 221,003 | 27.40 | 6,056,468 | 2021-04-16 15:08:44 |
| PPR | Voya PRIME RATE TRUST | Saba Capital Management, L.P. | 10% Owner | 2021-04-14 | Sell | 252,997 | 4.64 | 1,174,181 | 2021-04-16 14:52:59 |
| JSD | Nuveen Short Duration Credit Opportunities Fund | Saba Capital Management, L.P. | 10% Owner | 2021-04-14 | Sell | 9,945 | 14.22 | 141,430 | 2021-04-16 14:45:59 |
| JRO | Nuveen Floating Rate Income Opportunity Fund | Saba Capital Management, L.P. | 10% Owner | 2021-04-14 | Sell | 29,273 | 9.52 | 278,610 | 2021-04-16 14:40:37 |
| JFR | NUVEEN FLOATING RATE INCOME FUND | Saba Capital Management, L.P. | 10% Owner | 2021-04-14 | Sell | 87,152 | 9.64 | 840,488 | 2021-04-16 14:37:40 |
| ALTR | Altair Engineering Inc. | James R. Scapa Declaration of Trust | 10% Owner | 2021-04-15 | Sell | 40,000 | 63.07 | 2,522,617 | 2021-04-16 13:27:06 |
| hmg | HMG COURTLAND PROPERTIES INC | Weiner Maurice A | Chairman, CEO and President 10% Owner | 2021-04-09 | Sell | 3,000 | 10.20 | 30,600 | 2021-04-16 13:26:44 |
| hmg | HMG COURTLAND PROPERTIES INC | Weiner Maurice A | Chairman, CEO and President 10% Owner | 2021-04-09 | Buy | 3,000 | 10.20 | 30,600 | 2021-04-16 13:26:44 |
| ALTR | Altair Engineering Inc. | JRS Investments LLC | 10% Owner | 2021-04-15 | Sell | 30,000 | 63.30 | 1,899,113 | 2021-04-16 13:26:29 |
| GTE | GRAN TIERRA ENERGY INC. | GMT CAPITAL CORP | 10% Owner | 2021-04-14 | Sell | 720,700 | 0.68 | 491,283 | 2021-04-16 11:24:07 |
| ISUN | ISUN, INC. | Peck Jeffrey | Chief Executive Officer 10% Owner | 2021-04-05 | Sell | 13,807 | 15.12 | 208,762 | 2021-04-16 09:43:40 |
| ZUO | ZUORA INC | Tzuo Tien | Chairman and CEO 10% Owner | 2021-04-14 | Sell | 20,000 | 17.76 | 355,222 | 2021-04-15 21:35:57 |
| EMAN | EMAGIN CORP | GINOLA LTD | 10% Owner | 2021-04-13 | Sell | 34,707 | 3.31 | 114,929 | 2021-04-15 21:23:26 |
| HARP | Harpoon Therapeutics, Inc. | GADICKE ANSBERT | 10% Owner | 2021-04-13 | Sell | 38,556 | 20.16 | 777,359 | 2021-04-15 20:00:20 |
| GLSPU | Global SPAC Partners Co, | Global SPAC Partners Sponsor LLC | 10% Owner | 2021-04-13 | Buy | 530,000 | 10.00 | 5,300,000 | 2021-04-15 19:32:55 |
| GMS | GMS Inc. | Coliseum Capital Management, LLC | 10% Owner | 2021-04-13 | Buy | 121,210 | 43.42 | 5,262,877 | 2021-04-15 19:05:01 |
| OM | Outset Medical, Inc. | WARBURG PINCUS LLC | 10% Owner | 2021-04-13 | Sell | 3,890,723 | 50.83 | 197,746,000 | 2021-04-15 18:50:13 |
| OM | Outset Medical, Inc. | Warburg Pincus X, L.P. | 10% Owner | 2021-04-13 | Sell | 3,890,723 | 50.83 | 197,746,000 | 2021-04-15 18:47:36 |
| SDGR | Schrodinger, Inc. | SHAW DAVID E | 10% Owner | 2021-04-13 | Sell | 120,400 | 77.18 | 9,292,590 | 2021-04-15 18:35:40 |
| RPHM | Reneo Pharmaceuticals, Inc. | New Enterprise Associates 15, L.P. | 10% Owner | 2021-04-13 | Buy | 666,666 | 15.00 | 9,999,990 | 2021-04-15 18:16:36 |
| NH | NantHealth, Inc. | SOON-SHIONG PATRICK | Chief Executive Officer 10% Owner | 2021-04-13 | Buy | 1,689,189 | 2.96 | 5,000,000 | 2021-04-15 18:04:34 |
| PUCKU | Goal Acquisitions Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2021-04-13 | Sell | 128,211 | 10.29 | 1,319,521 | 2021-04-15 17:15:01 |
| RCLFU | Rosecliff Acquisition Corp I | GLAZER CAPITAL, LLC | 10% Owner | 2021-04-13 | Sell | 40,365 | 9.99 | 403,089 | 2021-04-15 17:14:45 |
| GLEO | Galileo Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2021-04-13 | Sell | 244 | 10.05 | 2,452 | 2021-04-15 17:14:35 |
| TITN | Titan Machinery Inc. | Meyer David Joseph | Chairman and CEO 10% Owner | 2021-04-15 | Sell | 40,036 | 26.13 | 1,046,141 | 2021-04-15 17:10:50 |
| EPSN | Epsilon Energy Ltd. | Solas Capital Management, LLC | 10% Owner | 2021-04-13 | Sell | 8,694 | 3.60 | 31,298 | 2021-04-15 17:00:58 |
| EPSN | Epsilon Energy Ltd. | Solas Capital Management, LLC | 10% Owner | 2021-04-13 | Buy | 336,893 | 3.60 | 1,212,815 | 2021-04-15 17:00:58 |
| LEVI | LEVI STRAUSS & CO | Haas Jennifer C. | 10% Owner | 2021-04-13 | Sell | 12,963 | 26.81 | 347,485 | 2021-04-15 16:58:29 |
| STON | Stonemor Inc. | Axelrod Andrew | Directior 10% Owner | 2021-04-14 | Buy | 5,522,732 | 2.20 | 12,150,010 | 2021-04-15 16:58:27 |
| EXPI | EXP World Holdings, Inc. | Sanford Glenn Darrel | CEO and Chairman of the Board 10% Owner | 2021-04-13 | Sell | 20,000 | 38.54 | 770,885 | 2021-04-15 16:58:21 |
| LEVI | LEVI STRAUSS & CO | Haas Margaret E. | 10% Owner | 2021-04-13 | Sell | 47,935 | 26.81 | 1,284,940 | 2021-04-15 16:52:32 |
| LEVI | LEVI STRAUSS & CO | Haas Peter E. Jr. | 10% Owner | 2021-04-13 | Sell | 162,041 | 26.81 | 4,343,652 | 2021-04-15 16:44:45 |
| TYME | TYME TECHNOLOGIES, INC. | Hoffman Steve | Chief Science Officer 10% Owner | 2021-04-13 | Sell | 83,500 | 1.53 | 128,173 | 2021-04-15 16:29:53 |
| NONE | Barings Capital Investment Corp | Alberta Investment Management Corp | 10% Owner | 2021-04-14 | Buy | 512,301 | 21.99 | 11,265,500 | 2021-04-15 15:22:33 |
| ALTR | Altair Engineering Inc. | Christ George J | 10% Owner | 2021-04-14 | Sell | 15,886 | 64.32 | 1,021,859 | 2021-04-15 13:05:10 |
| ALTR | Altair Engineering Inc. | Christ Revocable Trust | 10% Owner | 2021-04-14 | Sell | 15,886 | 64.32 | 1,021,859 | 2021-04-15 12:58:17 |
| MTEM | Molecular Templates, Inc. | BIOTECH TARGET N V | 10% Owner | 2021-04-13 | Buy | 250,000 | 8.15 | 2,037,010 | 2021-04-15 12:26:04 |
| TSE | Trinseo S.A. | M&G INVESTMENT MANAGEMENT LTD | 10% Owner | 2021-04-14 | Sell | 3,000 | 65.43 | 196,290 | 2021-04-15 11:41:25 |
| TOMDF | TODOS MEDICAL LTD. | Strategic Investment Holdings, LLC | 10% Owner | 2020-01-21 | Sell | 3,321,864 | 0.07 | 246,049 | 2021-04-15 10:59:58 |
| SMPR | Standard Metals Processing, Inc. | Granite Peak Resources, LLC | 10% Owner | 2019-06-03 | Buy | 1,111,886 | 0.04 | 44,475 | 2021-04-15 10:52:43 |
| ATNI | ATN International, Inc. | PRIOR CORNELIUS B JR | 10% Owner | 2021-04-13 | Sell | 500 | 50.00 | 25,001 | 2021-04-15 10:15:38 |
| LQDA | Liquidia Corp | Manning Paul B | Directior 10% Owner | 2021-04-13 | Buy | 198,413 | 2.52 | 500,001 | 2021-04-15 09:24:04 |
| AMST | Amesite Inc. | Tompkins Mark N. | 10% Owner | 2021-04-12 | Sell | 54,083 | 3.31 | 178,859 | 2021-04-14 21:30:23 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-04-12 | Sell | 50,000 | 265.59 | 13,279,271 | 2021-04-14 20:53:58 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2021-04-14 | Sell | 68,000 | 304.41 | 20,699,826 | 2021-04-14 20:24:04 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2021-04-13 | Sell | 68,000 | 312.07 | 21,220,530 | 2021-04-14 20:20:42 |
| GBIO | Generation Bio Co. | ATLAS VENTURE ASSOCIATES X, L.P. | 10% Owner | 2021-04-12 | Sell | 140,682 | 25.92 | 3,646,968 | 2021-04-14 20:19:04 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2021-04-12 | Sell | 68,000 | 310.36 | 21,104,420 | 2021-04-14 20:16:21 |
| BBQ | BBQ HOLDINGS, INC. | Bandera Partners LLC | 10% Owner | 2021-04-12 | Sell | 29,641 | 14.91 | 441,876 | 2021-04-14 19:52:30 |
| RDI | READING INTERNATIONAL INC | COTTER MARGARET | Chairperson, EVP - RE Dev/NY 10% Owner | 2021-04-12 | Option Exercise | 917 | 0.00 | 0 | 2021-04-14 18:57:37 |
| RDI | READING INTERNATIONAL INC | COTTER MARGARET | Chairperson, EVP - RE Dev/NY 10% Owner | 2021-04-12 | Sell | 12,000 | 6.37 | 76,476 | 2021-04-14 18:57:37 |
| RDI | READING INTERNATIONAL INC | James J. Cotter Living Trust | 10% Owner | 2021-04-12 | Sell | 12,000 | 6.37 | 76,476 | 2021-04-14 18:56:32 |
| RDI | READING INTERNATIONAL INC | COTTER ELLEN M | Director, President and CEO 10% Owner | 2021-04-12 | Option Exercise | 2,750 | 0.00 | 0 | 2021-04-14 18:51:48 |
| RDI | READING INTERNATIONAL INC | COTTER ELLEN M | Director, President and CEO 10% Owner | 2021-04-12 | Sell | 12,000 | 6.37 | 76,476 | 2021-04-14 18:51:48 |
| ORCC | Owl Rock Capital Corp | REGENTS OF THE UNIVERSITY OF CALIFORNIA | 10% Owner | 2021-04-13 | Sell | 68,478 | 14.15 | 968,768 | 2021-04-14 18:39:21 |
| SPCE | Virgin Galactic Holdings, Inc | Virgin Investments Ltd | 10% Owner | 2021-04-12 | Sell | 5,584,000 | 26.92 | 150,325,616 | 2021-04-14 18:35:11 |
| SAH | SONIC AUTOMOTIVE INC | SMITH DAVID BRUTON | Chief Executive Officer 10% Owner | 2021-04-12 | Option Exercise | 152,401 | 16.76 | 2,554,241 | 2021-04-14 18:32:27 |
| SAH | SONIC AUTOMOTIVE INC | SMITH DAVID BRUTON | Chief Executive Officer 10% Owner | 2021-04-12 | Sell | 152,401 | 49.73 | 7,579,438 | 2021-04-14 18:32:27 |
| LOV | Spark Networks SE | Canaan VIII LP | 10% Owner | 2021-04-13 | Sell | 20,000 | 7.07 | 141,367 | 2021-04-14 17:40:42 |
| TITN | Titan Machinery Inc. | Meyer David Joseph | Chairman and CEO 10% Owner | 2021-04-12 | Sell | 359,964 | 26.69 | 9,607,091 | 2021-04-14 17:25:36 |
| NONE | Morgan Stanley Direct Lending Fund | MS Credit Partners Holdings Inc. | 10% Owner | 2021-04-12 | Buy | 712,564 | 20.65 | 14,714,449 | 2021-04-14 17:19:20 |
| SQ | Square, Inc. | Dorsey Jack | President, CEO & Chairman 10% Owner | 2021-04-12 | Sell | 100,000 | 259.25 | 25,924,784 | 2021-04-14 17:18:28 |
| FSLY | Fastly, Inc. | Bergman Artur | Chief Architect, Exec. Chair 10% Owner | 2021-04-12 | Sell | 14,423 | 68.07 | 981,802 | 2021-04-14 17:11:05 |
| CHWY | Chewy, Inc. | Argos Holdings GP LLC | 10% Owner | 2021-04-12 | Sell | 6,150,000 | 81.50 | 501,224,992 | 2021-04-14 17:00:28 |
| SNSE | Sensei Biotherapeutics, Inc. | Cambrian BioPharma Inc | 10% Owner | 2021-04-13 | Buy | 2,000 | 14.00 | 28,000 | 2021-04-14 17:00:22 |
| CHWY | Chewy, Inc. | Argos Holdings GP LLC | 10% Owner | 2021-04-12 | Sell | 6,150,000 | 81.50 | 501,224,992 | 2021-04-14 17:00:15 |
| GRNV | GreenVision Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2021-04-09 | Sell | 20,100 | 10.18 | 204,618 | 2021-04-14 16:54:36 |
| SMCI | Super Micro Computer, Inc. | Liang Charles | President and CEO 10% Owner | 2021-04-12 | Sell | 10,126 | 40.18 | 406,854 | 2021-04-14 16:54:22 |
| SMCI | Super Micro Computer, Inc. | Liu Liang Chiu-Chu Sara | Directior 10% Owner | 2021-04-12 | Sell | 10,126 | 40.18 | 406,854 | 2021-04-14 16:53:15 |
| SNSE | Sensei Biotherapeutics, Inc. | Peyer James | Directior 10% Owner | 2021-04-13 | Buy | 2,000 | 14.00 | 28,000 | 2021-04-14 16:41:42 |
| HAYW | Hayward Holdings, Inc. | MSD Partners, L.P. | Directior 10% Owner | 2021-04-13 | Sell | 1,120,044 | 16.07 | 17,993,506 | 2021-04-14 16:31:41 |
| SREV | SERVICESOURCE INTERNATIONAL, INC. | Edenbrook Capital, LLC | 10% Owner | 2021-04-12 | Buy | 70,730 | 1.39 | 98,603 | 2021-04-14 16:31:00 |
| KBLB | Kraig Biocraft Laboratories, Inc | Thompson Kimberly Kraig | CEO & CFO 10% Owner | 2021-04-13 | Sell | 100,000 | 0.00 | 0 | 2021-04-14 16:30:22 |
| MBTCU | Nocturne Acquisition Corp | Monzon Henry | Chairman and CEO 10% Owner | 2021-04-14 | Buy | 15,000 | 10.00 | 150,000 | 2021-04-14 16:13:39 |
| ALTR | Altair Engineering Inc. | Christ George J | 10% Owner | 2021-04-12 | Sell | 84,114 | 63.99 | 5,382,781 | 2021-04-14 16:12:49 |
| ALTR | Altair Engineering Inc. | Christ Revocable Trust | 10% Owner | 2021-04-12 | Sell | 84,114 | 63.99 | 5,382,781 | 2021-04-14 16:11:50 |
| MBTCU | Nocturne Acquisition Corp | Nocturne Sponsor, LLC | 10% Owner | 2021-04-14 | Buy | 15,000 | 10.00 | 150,000 | 2021-04-14 15:50:43 |
| LEVI | LEVI STRAUSS & CO | Eisenhardt Elizabeth H | 10% Owner | 2021-04-12 | Sell | 322,314 | 26.37 | 8,498,376 | 2021-04-14 14:12:36 |
| ADF | Aldel Financial Inc. | Aldel Investors LLC | Directior 10% Owner | 2021-04-12 | Buy | 515,000 | 10.00 | 5,150,000 | 2021-04-14 13:31:41 |
| ADF | Aldel Financial Inc. | KAUFFMAN ROBERT I | Chief Executive Officer 10% Owner | 2021-04-12 | Buy | 515,000 | 10.00 | 5,150,000 | 2021-04-14 13:23:38 |
| MPAC | Model Performance Acquisition Corp | First Euro Investments Ltd | 10% Owner | 2021-04-12 | Buy | 270,000 | 0.00 | 0 | 2021-04-14 11:31:24 |
| PPR | Voya PRIME RATE TRUST | Saba Capital Management, L.P. | 10% Owner | 2021-04-12 | Sell | 109,272 | 4.65 | 508,115 | 2021-04-14 10:02:11 |
| JSD | Nuveen Short Duration Credit Opportunities Fund | Saba Capital Management, L.P. | 10% Owner | 2021-04-12 | Sell | 17,836 | 14.27 | 254,577 | 2021-04-14 09:56:31 |
| JRO | Nuveen Floating Rate Income Opportunity Fund | Saba Capital Management, L.P. | 10% Owner | 2021-04-12 | Sell | 40,465 | 9.56 | 386,680 | 2021-04-14 09:51:24 |
| JFR | NUVEEN FLOATING RATE INCOME FUND | Saba Capital Management, L.P. | 10% Owner | 2021-04-12 | Sell | 186,239 | 9.70 | 1,807,062 | 2021-04-14 09:48:09 |
| BOMH | BOOMER HOLDINGS, INC. | Quaid Michael R | Chief Executive Officer 10% Owner | 2021-04-08 | Buy | 1,600 | 0.30 | 488 | 2021-04-13 21:55:30 |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | 2021-04-09 | Sell | 372,312 | 6.61 | 2,460,246 | 2021-04-13 21:53:05 |
| LOV | Spark Networks SE | Lewis John Hartnett | 10% Owner | 2021-04-09 | Buy | 82,172 | 7.33 | 602,153 | 2021-04-13 20:52:56 |
| CVEO | Civeo Corp | Torgerson Lance | 10% Owner | 2021-04-09 | Sell | 2,070 | 16.22 | 33,575 | 2021-04-13 20:19:27 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-04-09 | Sell | 50,000 | 268.82 | 13,441,063 | 2021-04-13 19:56:31 |
| MMI | Marcus & Millichap, Inc. | MARCUS GEORGE M | Directior 10% Owner | 2021-04-09 | Sell | 101,103 | 35.12 | 3,550,446 | 2021-04-13 19:48:47 |
| MMI | Marcus & Millichap, Inc. | Phoenix Investments Holdings LLC | 10% Owner | 2021-04-09 | Sell | 101,103 | 35.12 | 3,550,446 | 2021-04-13 19:47:45 |
| NCNO | NCINO, INC. | HORING JEFF | Directior 10% Owner | 2021-04-09 | Sell | 2,500 | 68.84 | 172,103 | 2021-04-13 19:45:18 |
| budz | WEED, INC. | BREEN NICOLE M | Secretary/Treasurer 10% Owner | 2021-04-06 | Sell | 8,155 | 0.67 | 5,503 | 2021-04-13 18:47:24 |
| HAYW | Hayward Holdings, Inc. | CCMP Capital, LP | 10% Owner | 2021-04-13 | Sell | 1,120,044 | 16.07 | 17,993,506 | 2021-04-13 18:37:12 |
| PSMT | PRICESMART INC | PRICE ROBERT E | Directior 10% Owner | 2021-04-12 | Sell | 20,000 | 89.24 | 1,784,844 | 2021-04-13 18:09:09 |
| PSMT | PRICESMART INC | Price Philanthropies Foundation | 10% Owner | 2021-04-12 | Sell | 20,000 | 89.24 | 1,784,844 | 2021-04-13 18:05:12 |
| Tyme | TYME TECHNOLOGIES, INC. | Demurjian Michael | 10% Owner | 2021-04-12 | Sell | 20,000 | 1.57 | 31,400 | 2021-04-13 18:02:12 |
| RPHM | Reneo Pharmaceuticals, Inc. | RiverVest Venture Fund III, L.P. | 10% Owner | 2021-04-09 | Buy | 200,000 | 15.00 | 3,000,000 | 2021-04-13 17:54:39 |
| PANL | Pangaea Logistics Solutions Ltd. | Pangaea One Acquisition Holdings XIV, LLC | 10% Owner | 2021-04-09 | Sell | 51,558 | 3.03 | 156,290 | 2021-04-13 17:18:16 |
| TEN | TENNECO INC | ICAHN CARL C | 10% Owner | 2021-04-09 | Sell | 704,659 | 10.85 | 7,644,479 | 2021-04-13 17:03:43 |
| MCHX | MARCHEX INC | Edenbrook Capital, LLC | 10% Owner | 2021-04-09 | Buy | 100,000 | 2.80 | 280,000 | 2021-04-13 16:50:19 |
| ITOS | iTeos Therapeutics, Inc. | MPM BioVentures 2014, L.P. | 10% Owner | 2021-04-09 | Sell | 119 | 29.99 | 3,569 | 2021-04-13 16:16:42 |
| ITOS | iTeos Therapeutics, Inc. | MPM BIOVENTURES 2018, L.P. | 10% Owner | 2021-04-09 | Sell | 119 | 29.99 | 3,569 | 2021-04-13 16:15:51 |
| PSIX | POWER SOLUTIONS INTERNATIONAL, INC. | Winemaster Gary S | 10% Owner | 2021-04-07 | Sell | 2,100 | 7.23 | 15,180 | 2021-04-13 16:15:09 |
| ITOS | iTeos Therapeutics, Inc. | GADICKE ANSBERT | 10% Owner | 2021-04-09 | Sell | 200 | 29.99 | 5,998 | 2021-04-13 16:15:02 |
| HARP | Harpoon Therapeutics, Inc. | GADICKE ANSBERT | 10% Owner | 2021-04-09 | Sell | 30,928 | 21.90 | 677,357 | 2021-04-13 16:13:25 |
| HARP | Harpoon Therapeutics, Inc. | MPM BioVentures 2014, L.P. | 10% Owner | 2021-04-09 | Sell | 12,796 | 23.15 | 296,261 | 2021-04-13 16:12:06 |
| BSY | BENTLEY SYSTEMS INC | BENTLEY RICHARD P. | 10% Owner | 2021-04-09 | Sell | 100,000 | 49.32 | 4,931,648 | 2021-04-13 16:07:04 |
| APEN | Apollo Endosurgery, Inc. | Gagnon Neil | 10% Owner | 2021-04-05 | Buy | 303 | 5.48 | 1,661 | 2021-04-13 16:05:28 |
| ABG | ASBURY AUTOMOTIVE GROUP INC | ABRAMS CAPITAL MANAGEMENT, L.P. | 10% Owner | 2021-04-09 | Buy | 3 | 196.13 | 588 | 2021-04-13 16:05:19 |
| MTEM | Molecular Templates, Inc. | BIOTECH TARGET N V | 10% Owner | 2021-04-09 | Buy | 285,664 | 8.19 | 2,340,463 | 2021-04-13 15:51:01 |
| PANA | Panacea Acquisition Corp. II | EcoR1 Panacea Holdings II, LLC | Directior 10% Owner | 2021-04-09 | Buy | 545,000 | 10.00 | 5,450,000 | 2021-04-13 15:10:13 |
| DSE | Duff & Phelps Select MLP & Midstream Energy Fund Inc. | CSS LLC/IL | 10% Owner | 2021-02-12 | Sell | 1,000 | 7.30 | 7,300 | 2021-04-13 13:49:44 |
| DSE | Duff & Phelps Select MLP & Midstream Energy Fund Inc. | CSS LLC/IL | 10% Owner | 2021-02-12 | Buy | 17,969 | 7.10 | 127,635 | 2021-04-13 13:49:44 |
| PPR | Voya PRIME RATE TRUST | Saba Capital Management, L.P. | 10% Owner | 2021-04-08 | Sell | 198,819 | 4.67 | 927,923 | 2021-04-13 13:48:56 |
| DSE | Duff & Phelps Select MLP & Midstream Energy Fund Inc. | CSS LLC/IL | 10% Owner | 2021-02-12 | Sell | 2,091 | 7.54 | 15,757 | 2021-04-13 12:37:21 |
| DSE | Duff & Phelps Select MLP & Midstream Energy Fund Inc. | CSS LLC/IL | 10% Owner | 2021-02-12 | Buy | 196,121 | 7.12 | 1,396,046 | 2021-04-13 12:37:21 |
| MMLP | MARTIN MIDSTREAM PARTNERS L.P. | MARTIN RUBEN S | Directior 10% Owner | 2021-04-12 | Buy | 557 | 2.54 | 1,413 | 2021-04-13 12:08:16 |
| SBGI | SINCLAIR BROADCAST GROUP INC | SMITH J DUNCAN | Secretary 10% Owner | 2021-04-09 | Sell | 100,391 | 30.03 | 3,014,914 | 2021-04-13 10:27:25 |
| OMQS | OMNIQ Corp. | Nissensohn Carlos Jaime | 10% Owner | 2021-04-08 | Option Exercise | 57,026 | 2.20 | 125,457 | 2021-04-12 21:14:23 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2021-04-09 | Sell | 68,000 | 312.32 | 21,237,942 | 2021-04-12 20:19:21 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2021-04-08 | Sell | 68,000 | 312.24 | 21,232,454 | 2021-04-12 20:10:17 |
| ETON | Eton Pharmaceuticals, Inc. | HARROW HEALTH, INC. | 10% Owner | 2021-04-12 | Sell | 1,518,000 | 7.00 | 10,626,000 | 2021-04-12 19:55:03 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-04-08 | Sell | 50,000 | 270.74 | 13,536,910 | 2021-04-12 19:34:58 |
| LEVI | LEVI STRAUSS & CO | Haas Peter E. Jr. | 10% Owner | 2021-04-08 | Sell | 651,252 | 25.92 | 16,882,272 | 2021-04-12 19:30:47 |
| LEVI | LEVI STRAUSS & CO | Haas Jennifer C. | 10% Owner | 2021-04-08 | Sell | 52,099 | 25.92 | 1,350,551 | 2021-04-12 19:08:30 |
| HYMC | HYCROFT MINING HOLDING CORP | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 10% Owner | 2021-04-08 | Sell | 176,463 | 4.08 | 719,361 | 2021-04-12 18:55:13 |
| ORCC | Owl Rock Capital Corp | REGENTS OF THE UNIVERSITY OF CALIFORNIA | 10% Owner | 2021-04-09 | Sell | 116,509 | 14.15 | 1,648,479 | 2021-04-12 18:31:35 |
| EQHA/U | EQ Health Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2021-04-08 | Sell | 28,000 | 9.98 | 279,440 | 2021-04-12 18:31:24 |
| ICUI | ICU MEDICAL INC/DE | LOPEZ GEORGE A | Directior 10% Owner | 2021-04-08 | Sell | 25,000 | 204.07 | 5,101,759 | 2021-04-12 18:24:06 |
| INSE | Inspired Entertainment, Inc. | Davis Evan Wainhouse | 10% Owner | 2021-04-08 | Sell | 25,000 | 9.32 | 233,000 | 2021-04-12 18:13:45 |
| SLNG | Stabilis Solutions, Inc. | JCH Crenshaw Holdings, LLC | Directior 10% Owner | 2021-04-08 | Buy | 1,762 | 6.83 | 12,043 | 2021-04-12 18:12:11 |
| N/A | Copper Property CTL Pass Through Trust | Silver Point Capital L.P. | 10% Owner | 2021-04-08 | Buy | 103,199 | 18.75 | 1,934,981 | 2021-04-12 18:08:23 |
| LOV | Spark Networks SE | Canaan VIII LP | 10% Owner | 2021-04-08 | Sell | 30,000 | 7.25 | 217,586 | 2021-04-12 17:43:23 |
| JMP | JMP GROUP LLC | WEDBUSH SECURITIES INC | 10% Owner | 2021-04-08 | Buy | 1,000 | 6.29 | 6,290 | 2021-04-12 17:17:59 |
| NARI | Inari Medical, Inc. | MILDER DONALD B | Directior 10% Owner | 2021-04-09 | Sell | 7,000 | 112.19 | 785,300 | 2021-04-12 17:05:07 |
| K | KELLOGG CO | KELLOGG W K FOUNDATION TRUST | 10% Owner | 2021-04-12 | Sell | 83,333 | 63.22 | 5,268,413 | 2021-04-12 16:51:59 |
| KBLB | Kraig Biocraft Laboratories, Inc | Thompson Kimberly Kraig | CEO & CFO 10% Owner | 2021-04-09 | Sell | 8,000 | 0.00 | 0 | 2021-04-12 16:45:05 |
| ELVT | Elevate Credit, Inc. | Stinson Linda | 10% Owner | 2021-04-08 | Sell | 74,421 | 3.06 | 227,855 | 2021-04-12 16:43:50 |
