| Latest Top 10% Owner Trading |
| Symbol | Company Name | Insider Name | Title | Date | Transation | Share | Price | Amount | File Date |
| GTES | Gates Industrial Corp plc | Blackstone Group Inc | 10% Owner | 2019-08-14 | Buy | 246,500 | 7.93 | 1,955,070 | 2019-08-16 19:35:58 |
| GTES | Gates Industrial Corp plc | Omaha Aggregator (Cayman) L.P. | 10% Owner | 2019-08-14 | Buy | 246,500 | 7.93 | 1,955,070 | 2019-08-16 19:34:26 |
| LIVX | LiveXLive Media, Inc. | ELLIN ROBERT S | CEO & Chairman 10% Owner | 2019-08-14 | Buy | 5,036 | 2.64 | 13,279 | 2019-08-16 19:30:50 |
| AYX | Alteryx, Inc. | Stoecker Dean | Chairman of the Board & CEO 10% Owner | 2019-08-14 | Sell | 76,289 | 130.75 | 9,974,662 | 2019-08-16 19:00:22 |
| PSMT | PRICESMART INC | PRICE ROBERT E | Directior 10% Owner | 2019-08-15 | Sell | 10,000 | 56.32 | 563,198 | 2019-08-16 18:17:14 |
| PSMT | PRICESMART INC | Price Philanthropies Foundation | 10% Owner | 2019-08-15 | Sell | 10,000 | 56.29 | 562,893 | 2019-08-16 18:16:47 |
| RL | RALPH LAUREN CORP | Lauren Family, L.L.C. | 10% Owner | 2019-08-15 | Sell | 35,714 | 85.06 | 3,037,741 | 2019-08-16 17:44:57 |
| ANIP | ANI PHARMACEUTICALS INC | MERIDIAN VENTURE PARTNERS II LP | 10% Owner | 2019-08-14 | Sell | 62,024 | 69.04 | 4,282,306 | 2019-08-16 17:38:21 |
| CNBKA | CENTURY BANCORP INC | Filler James J | 10% Owner | 2019-08-12 | Buy | 1,931 | 80.99 | 156,398 | 2019-08-16 17:33:38 |
| ATNX | Athenex, Inc. | PERCEPTIVE ADVISORS LLC | 10% Owner | 2019-08-15 | Buy | 50,000 | 14.98 | 749,200 | 2019-08-16 17:31:08 |
| FNKO | Funko, Inc. | Fundamental Capital Partners, LLC | 10% Owner | 2019-08-14 | Sell | 7,100 | 23.53 | 167,079 | 2019-08-16 17:24:33 |
| NOG | NORTHERN OIL & GAS, INC. | Rowling Robert B. | 10% Owner | 2019-08-14 | Buy | 985,100 | 1.60 | 1,573,941 | 2019-08-16 17:22:28 |
| LEGH | Legacy Housing Corp | Hodgson Curtis Drew | Directior 10% Owner | 2019-07-16 | Sell | 63,725 | 13.04 | 830,788 | 2019-08-16 17:18:43 |
| LEGH | Legacy Housing Corp | Shipley William G | 10% Owner | 2019-07-16 | Sell | 18,502 | 13.03 | 241,134 | 2019-08-16 17:13:43 |
| LEGH | Legacy Housing Corp | Shipley Douglas M | 10% Owner | 2019-07-16 | Sell | 19,024 | 13.03 | 247,793 | 2019-08-16 17:09:42 |
| GSHD | Goosehead Insurance, Inc. | Jones Serena | 10% Owner | 2019-08-09 | Sell | 10,000 | 46.08 | 460,805 | 2019-08-16 17:06:14 |
| LUNA | LUNA INNOVATIONS INC | Carilion Clinic | 10% Owner | 2019-08-14 | Sell | 79,305 | 5.58 | 442,896 | 2019-08-16 16:47:11 |
| CNDT | CONDUENT Inc | ICAHN CARL C | 10% Owner | 2019-08-14 | Buy | 1,941,101 | 6.57 | 12,753,034 | 2019-08-16 16:45:22 |
| LEGH | Legacy Housing Corp | Shipley Kenneth E | Chief Executive Officer 10% Owner | 2019-07-16 | Sell | 18,590 | 13.03 | 242,320 | 2019-08-16 16:40:27 |
| MSLP | MusclePharm Corp | WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | 10% Owner | 2019-08-14 | Buy | 10,000 | 0.40 | 4,038 | 2019-08-16 16:23:09 |
| JASN | Jason Industries, Inc. | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 10% Owner | 2019-08-14 | Buy | 20,000 | 0.55 | 11,030 | 2019-08-16 16:22:47 |
| SELB | SELECTA BIOSCIENCES INC | SPRINGER TIMOTHY A | Directior 10% Owner | 2019-08-14 | Buy | 10,000 | 1.74 | 17,415 | 2019-08-16 16:18:07 |
| WK | WORKIVA INC | TROM JEFF D | Executive VP & CTO 10% Owner | 2019-08-16 | Option Exercise | 330,000 | 0.00 | 0 | 2019-08-16 16:15:57 |
| WK | WORKIVA INC | TROM JEFF D | Executive VP & CTO 10% Owner | 2019-08-16 | Sell | 450,000 | 56.25 | 25,312,500 | 2019-08-16 16:15:57 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-08-16 | Buy | 4,543 | 0.77 | 3,480 | 2019-08-16 16:15:48 |
| WK | WORKIVA INC | VANDERPLOEG MARTIN J | President & CEO 10% Owner | 2019-08-16 | Option Exercise | 275,000 | 0.00 | 0 | 2019-08-16 16:15:33 |
| WK | WORKIVA INC | VANDERPLOEG MARTIN J | President & CEO 10% Owner | 2019-08-16 | Sell | 575,000 | 56.25 | 32,343,750 | 2019-08-16 16:15:33 |
| TWNK | Hostess Brands, Inc. | Metropoulos C. Dean | Directior 10% Owner | 2019-08-15 | Sell | 455,400 | 14.00 | 6,375,600 | 2019-08-16 16:10:02 |
| N/A | John Hancock GA Mortgage Trust | Manufacturers Life Reinsurance Ltd | 10% Owner | 2019-08-15 | Buy | 1,132,831 | 22.08 | 25,008,506 | 2019-08-16 15:58:28 |
| N/A | John Hancock GA Mortgage Trust | Manulife (International) Ltd | 10% Owner | 2019-08-15 | Buy | 743,589 | 22.08 | 16,415,555 | 2019-08-16 15:49:39 |
| HIHO | HIGHWAY HOLDINGS LTD | Zeff Capital, LP | 10% Owner | 2019-08-16 | Buy | 8,000 | 1.70 | 13,600 | 2019-08-16 15:48:15 |
| GGO.A | Gabelli Go Anywhere Trust | GABELLI MARIO J | Directior 10% Owner | 2019-08-14 | Sell | 210 | 42.00 | 8,820 | 2019-08-16 15:00:24 |
| SIC | Select Interior Concepts, Inc. | Wyden Adam D | 10% Owner | 2019-08-09 | Buy | 3,000 | 11.29 | 33,870 | 2019-08-16 14:07:03 |
| SPKE | Spark Energy, Inc. | Maxwell W Keith III | Directior 10% Owner | 2019-08-15 | Buy | 836 | 10.38 | 8,678 | 2019-08-16 13:31:52 |
| FLWS | 1 800 FLOWERS COM INC | MCCANN CHRISTOPHER G | CEO and President 10% Owner | 2019-08-14 | Option Exercise | 25,000 | 1.79 | 44,750 | 2019-08-16 12:33:53 |
| FLWS | 1 800 FLOWERS COM INC | MCCANN CHRISTOPHER G | CEO and President 10% Owner | 2019-08-14 | Sell | 25,000 | 18.52 | 462,875 | 2019-08-16 12:33:53 |
| RRR | Red Rock Resorts, Inc. | FERTITTA LORENZO J | Directior 10% Owner | 2019-08-14 | Buy | 233,500 | 18.65 | 4,355,506 | 2019-08-16 12:13:54 |
| RRR | Red Rock Resorts, Inc. | FERTITTA FRANK J III | Directior 10% Owner | 2019-08-14 | Buy | 233,500 | 18.65 | 4,355,506 | 2019-08-16 12:12:44 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-08-15 | Buy | 49 | 649.73 | 31,837 | 2019-08-16 11:11:43 |
| NRC | NATIONAL RESEARCH CORP | Amandla MK Trust | 10% Owner | 2019-08-14 | Sell | 19,000 | 64.72 | 1,229,672 | 2019-08-16 10:11:21 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-08-14 | Buy | 2,399 | 7.65 | 18,356 | 2019-08-16 08:30:24 |
| GRMN | GARMIN LTD | KAO MIN H | Executive Chairman 10% Owner | 2019-08-14 | Sell | 241,179 | 76.81 | 18,525,578 | 2019-08-16 06:02:12 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-08-14 | Buy | 40,000 | 28.52 | 1,140,903 | 2019-08-15 21:32:18 |
| WTI | W&T OFFSHORE INC | KROHN TRACY W | Chairman, CEO & President 10% Owner | 2019-08-15 | Buy | 22,563 | 4.17 | 94,088 | 2019-08-15 21:30:40 |
| OTEL | OTELCO INC. | SOCHET IRA | 10% Owner | 2019-08-14 | Buy | 44,993 | 11.44 | 514,542 | 2019-08-15 21:00:16 |
| SOAN | AngioSoma, Inc. | Atwood Brent | 10% Owner | 2019-08-13 | Buy | 12,176,719 | 0.02 | 231,034 | 2019-08-15 20:54:18 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-08-14 | Buy | 40,000 | 28.52 | 1,140,903 | 2019-08-15 20:31:07 |
| NICK | NICHOLAS FINANCIAL INC | Peterson Adam K | 10% Owner | 2019-08-13 | Buy | 61,615 | 8.28 | 510,200 | 2019-08-15 19:32:05 |
| BW | Babcock & Wilcox Enterprises, Inc. | STEEL PARTNERS HOLDINGS L.P. | 10% Owner | 2019-08-13 | Sell | 251,360 | 3.72 | 935,160 | 2019-08-15 19:28:00 |
| LCTX | Lineage Cell Therapeutics, Inc. | BROADWOOD PARTNERS, L.P. | Directior 10% Owner | 2019-08-13 | Buy | 24,553 | 0.98 | 24,045 | 2019-08-15 19:05:11 |
| RP | REALPAGE INC | WINN STEPHEN T | Chairman President & CEO 10% Owner | 2019-08-13 | Sell | 200,000 | 59.82 | 11,963,659 | 2019-08-15 18:58:54 |
| RP | REALPAGE INC | Seren Capital, Ltd. | 10% Owner | 2019-08-13 | Sell | 200,000 | 59.82 | 11,963,659 | 2019-08-15 18:56:11 |
| PBF | PBF Energy Inc. | Inversora Carso, S.A. de C.V. | 10% Owner | 2019-08-13 | Buy | 335,000 | 22.46 | 7,524,239 | 2019-08-15 17:53:51 |
| FLDM | FLUIDIGM CORP | Levin Easterly Partners LLC | 10% Owner | 2019-08-13 | Sell | 151,011 | 7.01 | 1,059,282 | 2019-08-15 17:41:23 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-08-15 | Buy | 31,000 | 0.76 | 23,467 | 2019-08-15 17:16:47 |
| GPRE | Green Plains Inc. | Mangrove Partners Master Fund, Ltd. | 10% Owner | 2019-08-13 | Sell | 216,342 | 7.73 | 1,672,298 | 2019-08-15 16:54:08 |
| RUN | Sunrun Inc. | TIGER GLOBAL MANAGEMENT LLC | 10% Owner | 2019-08-13 | Buy | 728,798 | 15.52 | 11,312,575 | 2019-08-15 16:51:50 |
| CASI | CASI Pharmaceuticals, Inc. | He Wei-Wu | Chief Executive Officer 10% Owner | 2019-08-14 | Buy | 160,000 | 3.17 | 507,200 | 2019-08-15 16:51:05 |
| PRNB | Principia Biopharma Inc. | New Leaf Ventures II, L.P. | 10% Owner | 2019-08-13 | Sell | 300,000 | 35.00 | 10,500,000 | 2019-08-15 16:47:11 |
| THC | TENET HEALTHCARE CORP | GLENVIEW CAPITAL MANAGEMENT, LLC | 10% Owner | 2019-08-13 | Buy | 613,781 | 20.12 | 12,351,536 | 2019-08-15 16:46:47 |
| THC | TENET HEALTHCARE CORP | GLENVIEW CAPITAL MANAGEMENT, LLC | 10% Owner | 2019-07-24 | Buy | 827,424 | 19.62 | 16,231,630 | 2019-08-15 16:46:13 |
| PI | IMPINJ INC | Gibson Daniel Patrick | Directior 10% Owner | 2019-08-13 | Option Exercise | 4,754 | 0.00 | 0 | 2019-08-15 16:42:11 |
| GTT | GTT Communications, Inc. | SPRUCE HOUSE PARTNERSHIP LP | 10% Owner | 2019-08-13 | Buy | 1,050,000 | 9.14 | 9,597,208 | 2019-08-15 16:41:58 |
| ATNX | Athenex, Inc. | LAU JOHNSON YIU NAM | CEO and Chairman of the Board 10% Owner | 2019-08-15 | Buy | 10,000 | 14.90 | 149,000 | 2019-08-15 16:14:59 |
| SILK | Silk Road Medical Inc | WARBURG PINCUS & CO. | 10% Owner | 2019-08-13 | Sell | 630,000 | 39.50 | 24,885,000 | 2019-08-15 16:04:16 |
| SILK | Silk Road Medical Inc | WP X Finance, L.P. | 10% Owner | 2019-08-13 | Sell | 630,000 | 39.50 | 24,885,000 | 2019-08-15 16:03:56 |
| PCTY | Paylocity Holding Corp | Sarowitz Steven I | Directior 10% Owner | 2019-08-13 | Sell | 140,086 | 101.67 | 14,242,922 | 2019-08-15 16:02:12 |
| CMXC | Cell MedX Corp. | JEFFS RICHARD | 10% Owner | 2019-08-13 | Buy | 8,564 | 0.31 | 2,650 | 2019-08-15 15:19:51 |
| AGE | AgeX Therapeutics, Inc. | Juvenescence Ltd | 10% Owner | 2019-08-13 | Buy | 19,000 | 0.00 | 0 | 2019-08-15 14:50:58 |
| SPKE | Spark Energy, Inc. | Maxwell W Keith III | Directior 10% Owner | 2019-08-14 | Buy | 200 | 10.31 | 2,062 | 2019-08-15 14:21:55 |
| CHCR | Advanzeon Solutions, Inc. | Marcus Clark A. | CEO 10% Owner | 2019-08-14 | Buy | 5,000 | 0.29 | 1,445 | 2019-08-15 13:26:31 |
| CNFR | Conifer Holdings, Inc. | Clarkston Ventures, LLC | 10% Owner | 2019-08-13 | Buy | 193,269 | 3.75 | 724,759 | 2019-08-15 13:22:14 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2019-08-13 | Sell | 10,451 | 154.32 | 1,612,843 | 2019-08-15 11:54:45 |
| TAST | CARROLS RESTAURANT GROUP, INC. | Sloane Alexander R | Directior 10% Owner | 2019-08-13 | Buy | 13,315 | 7.54 | 100,375 | 2019-08-15 11:34:01 |
| TAST | CARROLS RESTAURANT GROUP, INC. | Perelman Matthew Terker | Directior 10% Owner | 2019-08-13 | Buy | 13,200 | 7.69 | 101,545 | 2019-08-15 11:32:34 |
| KBLM | KBL MERGER CORP. IV | OXFORD ASSET MANAGEMENT LLP | 10% Owner | 2019-08-14 | Sell | 150,004 | 10.49 | 1,573,542 | 2019-08-15 11:22:44 |
| inod | INNODATA INC | LUZICH PARTNERS LLC | 10% Owner | 2019-08-13 | Sell | 29,497 | 1.31 | 38,569 | 2019-08-15 11:11:29 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-08-14 | Buy | 188 | 641.00 | 120,508 | 2019-08-15 11:10:42 |
| RILY | B. Riley Financial, Inc. | RILEY BRYANT R | Chairman and Co-CEO 10% Owner | 2019-08-13 | Buy | 20,000 | 20.34 | 406,891 | 2019-08-15 11:05:17 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-08-14 | Buy | 15,500 | 0.72 | 11,238 | 2019-08-15 10:09:02 |
| TIPT | TIPTREE INC. | Barnes Michael Gene | Executive Chairman 10% Owner | 2019-08-13 | Buy | 7,982 | 6.54 | 52,198 | 2019-08-15 10:05:25 |
| GTT | GTT Communications, Inc. | THOMPSON H BRIAN | Directior 10% Owner | 2019-08-12 | Buy | 17,500 | 7.49 | 131,161 | 2019-08-15 09:15:02 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-08-14 | Sell | 7,500 | 181.95 | 1,364,598 | 2019-08-14 21:48:44 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-08-14 | Sell | 112,520 | 181.67 | 20,442,070 | 2019-08-14 21:47:40 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-08-13 | Sell | 125,600 | 189.30 | 23,775,748 | 2019-08-14 21:46:25 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-08-12 | Sell | 125,600 | 186.10 | 23,374,358 | 2019-08-14 21:45:15 |
| LIVX | LiveXLive Media, Inc. | ELLIN ROBERT S | CEO & Chairman 10% Owner | 2019-03-18 | Buy | 4,900 | 2.98 | 14,623 | 2019-08-14 21:00:19 |
| PSA | Public Storage | HUGHES B WAYNE ET AL | 10% Owner | 2019-08-14 | Sell | 38,000 | 257.89 | 9,799,827 | 2019-08-14 20:56:55 |
| PSA | Public Storage | HUGHES B WAYNE ET AL | 10% Owner | 2019-08-14 | Sell | 38,000 | 257.89 | 9,799,827 | 2019-08-14 20:56:55 |
| FG | FGL Holdings | Blackstone Group Inc | 10% Owner | 2019-08-12 | Buy | 197,474 | 7.25 | 1,431,654 | 2019-08-14 20:42:37 |
| SIBN | SI-BONE, Inc. | Skyline Venture Partners V LP | 10% Owner | 2019-08-12 | Sell | 400,000 | 18.25 | 7,300,000 | 2019-08-14 20:24:11 |
| AERI | AERIE PHARMACEUTICALS INC | Foresite Capital Management II, LLC | 10% Owner | 2019-08-12 | Buy | 539,555 | 24.73 | 13,341,170 | 2019-08-14 20:15:51 |
| SIBN | SI-BONE, Inc. | Freund John Gordon | Directior 10% Owner | 2019-08-12 | Sell | 400,000 | 18.25 | 7,300,000 | 2019-08-14 19:41:17 |
| CERC | Cerecor Inc. | ARMISTICE CAPITAL, LLC | Directior 10% Owner | 2019-08-12 | Buy | 100,000 | 3.33 | 332,582 | 2019-08-14 19:29:02 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-08-12 | Buy | 19,077 | 3.02 | 57,656 | 2019-08-14 19:27:39 |
| BVSN | BROADVISION INC | ESW Capital, LLC | 10% Owner | 2019-08-12 | Buy | 6,346 | 1.37 | 8,694 | 2019-08-14 19:14:15 |
| LPI | Laredo Petroleum, Inc. | WARBURG PINCUS LLC | 10% Owner | 2019-08-12 | Sell | 69,874 | 2.76 | 192,852 | 2019-08-14 18:53:51 |
| GRA | W R GRACE & CO | 40 North Latitude Fund LP | 10% Owner | 2019-08-12 | Buy | 288,827 | 63.88 | 18,450,102 | 2019-08-14 18:25:29 |
| FNKO | Funko, Inc. | Fundamental Capital Partners, LLC | 10% Owner | 2019-08-12 | Sell | 196,309 | 23.72 | 4,655,742 | 2019-08-14 18:19:40 |
| BTU | PEABODY ENERGY CORP | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-08-12 | Buy | 9,801 | 17.99 | 176,320 | 2019-08-14 17:58:31 |
| TTD | Trade Desk, Inc. | Green Jeffrey Terry | President and CEO 10% Owner | 2019-08-12 | Sell | 294,000 | 259.44 | 76,274,248 | 2019-08-14 17:58:18 |
| SHAK | Shake Shack Inc. | Flug Jeffrey | Directior 10% Owner | 2019-08-12 | Sell | 9,013 | 90.32 | 814,039 | 2019-08-14 17:12:35 |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President,Chairman,CEO,CFO 10% Owner | 2019-01-02 | Buy | 6,000 | 0.35 | 2,123 | 2019-08-14 17:04:57 |
| EYE | National Vision Holdings, Inc. | KKR Vision Aggregator L.P. | 10% Owner | 2019-08-12 | Sell | 9,149,908 | 30.52 | 279,255,200 | 2019-08-14 17:02:40 |
| EYE | National Vision Holdings, Inc. | KKR Fund Holdings L.P. | 10% Owner | 2019-08-12 | Sell | 9,149,908 | 30.52 | 279,255,200 | 2019-08-14 16:58:18 |
| LUNA | LUNA INNOVATIONS INC | Carilion Clinic | 10% Owner | 2019-08-12 | Sell | 120,695 | 5.64 | 680,414 | 2019-08-14 16:54:21 |
| LUNA | LUNA INNOVATIONS INC | Carilion Clinic | 10% Owner | 2019-08-12 | Sell | 120,695 | 5.64 | 680,414 | 2019-08-14 16:53:41 |
| ATEA | ASTEA INTERNATIONAL INC | Kanen David | 10% Owner | 2019-08-12 | Buy | 48,100 | 5.41 | 260,046 | 2019-08-14 16:47:51 |
| EFF | Eaton Vance Floating-Rate Income Plus Fund | Saba Capital Management, L.P. | 10% Owner | 2019-08-12 | Buy | 90,485 | 15.31 | 1,385,647 | 2019-08-14 16:44:30 |
| ENLK | EnLink Midstream Partners, LP | GOLDMAN SACHS GROUP INC | 10% Owner | 2018-03-15 | Sell | 238,142 | 13.31 | 3,170,192 | 2019-08-14 16:39:27 |
| ENLK | EnLink Midstream Partners, LP | GOLDMAN SACHS GROUP INC | 10% Owner | 2018-03-15 | Buy | 238,138 | 13.31 | 3,169,159 | 2019-08-14 16:39:27 |
| FNKO | Funko, Inc. | Mariotti Brian Richard | CHIEF EXECUTIVE OFFICER 10% Owner | 2019-08-12 | Sell | 50,000 | 23.55 | 1,177,315 | 2019-08-14 16:20:55 |
| SODI | SOLITRON DEVICES INC | Eriksen Howard Timothy | CEO, Interim CFO 10% Owner | 2019-08-13 | Buy | 2,572 | 2.10 | 5,401 | 2019-08-14 15:56:25 |
| FCNCA | FIRST CITIZENS BANCSHARES INC /DE/ | HOLDING FRANK B JR | Chairman and CEO 10% Owner | 2019-08-07 | Buy | 54 | 370.00 | 19,980 | 2019-08-14 15:00:36 |
| SPKE | Spark Energy, Inc. | Maxwell W Keith III | Directior 10% Owner | 2019-08-13 | Buy | 2,500 | 10.48 | 26,200 | 2019-08-14 14:10:01 |
| EACO | EACO CORP | Ceiley Glen | CEO and Chairman 10% Owner | 2019-07-18 | Sell | 1,825 | 18.41 | 33,598 | 2019-08-14 13:12:46 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-08-13 | Buy | 49 | 688.78 | 33,750 | 2019-08-14 11:35:41 |
| GRMN | GARMIN LTD | KAO MIN H | Executive Chairman 10% Owner | 2019-08-12 | Sell | 448,427 | 78.41 | 35,162,836 | 2019-08-14 09:02:40 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-08-12 | Buy | 2,625 | 7.98 | 20,939 | 2019-08-14 08:35:25 |
| FLNT | Fluent, Inc. | Schulke Ryan | Chief Executive Officer 10% Owner | 2019-08-13 | Buy | 31,500 | 3.16 | 99,663 | 2019-08-14 08:15:57 |
| BW | Babcock & Wilcox Enterprises, Inc. | STEEL PARTNERS HOLDINGS L.P. | 10% Owner | 2019-08-09 | Sell | 15,173 | 3.71 | 56,267 | 2019-08-13 20:02:23 |
| UPWK | Upwork Inc. | DUNLEVIE BRUCE | 10% Owner | 2019-08-12 | Sell | 48,708 | 14.82 | 721,658 | 2019-08-13 19:34:38 |
| EGLE | Eagle Bulk Shipping Inc. | Oaktree Capital Group Holdings GP, LLC | 10% Owner | 2019-08-09 | Buy | 310,056 | 4.20 | 1,303,273 | 2019-08-13 18:43:00 |
| PBF | PBF Energy Inc. | Inversora Carso, S.A. de C.V. | 10% Owner | 2019-08-09 | Buy | 187,871 | 22.53 | 4,232,776 | 2019-08-13 18:22:46 |
| GTES | Gates Industrial Corp plc | Blackstone Group Inc | 10% Owner | 2019-08-09 | Buy | 264,708 | 7.94 | 2,101,017 | 2019-08-13 18:21:29 |
| GTES | Gates Industrial Corp plc | Omaha Aggregator (Cayman) L.P. | 10% Owner | 2019-08-09 | Buy | 264,708 | 7.94 | 2,101,017 | 2019-08-13 18:18:28 |
| ANIP | ANI PHARMACEUTICALS INC | MERIDIAN VENTURE PARTNERS II LP | 10% Owner | 2019-08-09 | Sell | 61,697 | 71.64 | 4,419,879 | 2019-08-13 18:07:20 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2019-08-12 | Sell | 13,516 | 45.31 | 612,362 | 2019-08-13 17:56:48 |
| GSHD | Goosehead Insurance, Inc. | Mark & Robyn Jones Descendants Trust 2014 | 10% Owner | 2019-08-08 | Sell | 57,749 | 44.86 | 2,590,531 | 2019-08-13 17:46:08 |
| GSHD | Goosehead Insurance, Inc. | Jones Serena | 10% Owner | 2019-08-09 | Sell | 10,000 | 46.08 | 460,805 | 2019-08-13 17:39:59 |
| GTT | GTT Communications, Inc. | THOMPSON H BRIAN | Directior 10% Owner | 2019-08-12 | Buy | 17,500 | 7.49 | 131,161 | 2019-08-13 17:29:38 |
| NXRT | NexPoint Residential Trust, Inc. | DONDERO JAMES D | President 10% Owner | 2019-08-11 | Option Exercise | 12,762 | 0.00 | 0 | 2019-08-13 17:26:09 |
| CNDT | CONDUENT Inc | ICAHN CARL C | 10% Owner | 2019-08-12 | Buy | 4,572,521 | 6.48 | 29,640,692 | 2019-08-13 17:19:10 |
| SPKE | Spark Energy, Inc. | Maxwell W Keith III | Directior 10% Owner | 2019-08-12 | Buy | 5,900 | 10.38 | 61,242 | 2019-08-13 16:52:10 |
| EQS | EQUUS TOTAL RETURN, INC. | MVC CAPITAL, INC. | 10% Owner | 2019-08-12 | Sell | 608,310 | 1.62 | 985,462 | 2019-08-13 16:48:38 |
| EQS | EQUUS TOTAL RETURN, INC. | Tokarz Group Advisers LLC | 10% Owner | 2019-08-12 | Sell | 608,310 | 1.62 | 985,462 | 2019-08-13 16:44:44 |
| EQS | EQUUS TOTAL RETURN, INC. | TOKARZ MICHAEL T | 10% Owner | 2019-08-12 | Sell | 608,310 | 1.62 | 985,462 | 2019-08-13 16:42:18 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-08-13 | Buy | 12,200 | 0.74 | 8,967 | 2019-08-13 16:28:59 |
| MA | Mastercard Inc | Mastercard Foundation | 10% Owner | 2019-08-12 | Sell | 15,890 | 272.06 | 4,323,100 | 2019-08-13 16:27:37 |
| GTN | GRAY TELEVISION INC | ROBINSON HARRIETT J | 10% Owner | 2019-08-12 | Buy | 7,500 | 14.87 | 111,525 | 2019-08-13 16:25:41 |
| AWRE | AWARE INC /MA/ | Ronin Capital, LLC | 10% Owner | 2019-08-09 | Buy | 1,238,052 | 2.90 | 3,596,541 | 2019-08-13 16:04:09 |
| TYME | TYME TECHNOLOGIES, INC. | Demurjian Michael | 10% Owner | 2019-08-12 | Sell | 20,000 | 1.00 | 20,000 | 2019-08-13 15:51:59 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2019-08-08 | Sell | 14,956 | 154.31 | 2,307,929 | 2019-08-13 11:59:24 |
| INFU | InfuSystem Holdings, Inc | AWM Investment Company, Inc. | 10% Owner | 2019-08-09 | Buy | 16,650 | 4.74 | 78,926 | 2019-08-13 11:49:04 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-08-12 | Buy | 49 | 679.65 | 33,303 | 2019-08-13 11:26:45 |
| TIPT | TIPTREE INC. | Barnes Michael Gene | Executive Chairman 10% Owner | 2019-08-09 | Buy | 7,118 | 6.52 | 46,386 | 2019-08-13 09:59:10 |
| PSA | Public Storage | HUGHES B WAYNE ET AL | 10% Owner | 2019-08-09 | Sell | 40,000 | 256.10 | 10,243,990 | 2019-08-12 21:51:28 |
| SMCI | Super Micro Computer, Inc. | Liang Charles | President and CEO 10% Owner | 2019-08-10 | Option Exercise | 253 | 0.00 | 0 | 2019-08-12 21:25:12 |
| SMCI | Super Micro Computer, Inc. | Liu Liang Chiu-Chu Sara | Senior Vice President 10% Owner | 2019-08-10 | Option Exercise | 253 | 0.00 | 0 | 2019-08-12 21:19:54 |
| inod | INNODATA INC | LUZICH PARTNERS LLC | 10% Owner | 2019-08-08 | Sell | 13,982 | 1.28 | 17,862 | 2019-08-12 20:50:19 |
| SMCI | Super Micro Computer, Inc. | Liang Charles | President and CEO 10% Owner | 2019-08-10 | Option Exercise | 253 | 0.00 | 0 | 2019-08-12 20:10:22 |
| SMCI | Super Micro Computer, Inc. | Liu Liang Chiu-Chu Sara | Senior Vice President 10% Owner | 2019-08-10 | Option Exercise | 253 | 0.00 | 0 | 2019-08-12 20:06:23 |
| LIVX | LiveXLive Media, Inc. | ELLIN ROBERT S | CEO & Chairman 10% Owner | 2019-08-08 | Buy | 6,400 | 2.96 | 18,943 | 2019-08-12 20:03:55 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-08-08 | Sell | 133,100 | 188.66 | 25,110,080 | 2019-08-12 19:13:20 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2019-08-08 | Sell | 118,100 | 188.35 | 22,244,300 | 2019-08-12 19:11:52 |
| SILK | Silk Road Medical Inc | WARBURG PINCUS & CO. | 10% Owner | 2019-08-08 | Sell | 4,163,328 | 39.50 | 164,451,456 | 2019-08-12 18:38:04 |
| SILK | Silk Road Medical Inc | WP X Finance, L.P. | 10% Owner | 2019-08-08 | Sell | 4,163,328 | 39.50 | 164,451,456 | 2019-08-12 18:37:45 |
| RM | Regional Management Corp. | BASSWOOD PARTNERS, L.L.C. | Directior 10% Owner | 2019-08-08 | Buy | 29,220 | 27.13 | 792,739 | 2019-08-12 17:58:33 |
| RM | Regional Management Corp. | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Directior 10% Owner | 2019-08-08 | Sell | 31,749 | 27.10 | 860,398 | 2019-08-12 17:54:03 |
| RM | Regional Management Corp. | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Directior 10% Owner | 2019-08-08 | Buy | 31,749 | 27.13 | 861,350 | 2019-08-12 17:54:03 |
| DLHC | DLH Holdings Corp. | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 10% Owner | 2019-08-08 | Buy | 10,000 | 4.25 | 42,500 | 2019-08-12 17:53:28 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-08-08 | Buy | 18,333 | 3.06 | 56,098 | 2019-08-12 17:44:44 |
| INMB | Inmune Bio, Inc. | Tesi Raymond Joseph | President & CEO 10% Owner | 2019-08-09 | Buy | 2,000 | 7.03 | 14,058 | 2019-08-12 17:34:28 |
| CBRL | CRACKER BARREL OLD COUNTRY STORE, INC | BIGLARI, SARDAR | 10% Owner | 2019-08-08 | Sell | 258,640 | 171.29 | 44,302,640 | 2019-08-12 17:30:00 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2019-08-08 | Sell | 57,749 | 44.86 | 2,590,531 | 2019-08-12 17:24:07 |
| GSHD | Goosehead Insurance, Inc. | Jones Robyn Mary Elizabeth | Directior 10% Owner | 2019-08-08 | Sell | 57,749 | 44.86 | 2,590,531 | 2019-08-12 17:23:30 |
| K | KELLOGG CO | KELLOGG W K FOUNDATION TRUST | 10% Owner | 2019-08-12 | Sell | 100,000 | 61.51 | 6,150,500 | 2019-08-12 17:21:53 |
| WK | WORKIVA INC | VANDERPLOEG MARTIN J | President & CEO 10% Owner | 2019-08-12 | Sell | 25,000 | 62.14 | 1,553,595 | 2019-08-12 17:15:27 |
| FLDM | FLUIDIGM CORP | Levin Easterly Partners LLC | 10% Owner | 2019-08-07 | Sell | 129,237 | 6.90 | 892,060 | 2019-08-12 17:05:01 |
| HIHO | HIGHWAY HOLDINGS LTD | Zeff Capital, LP | 10% Owner | 2019-08-12 | Buy | 3,448 | 1.97 | 6,793 | 2019-08-12 16:58:39 |
| CAPL | CrossAmerica Partners LP | Topper Joseph V. Jr. | Directior 10% Owner | 2019-08-09 | Option Exercise | 3,116 | 0.00 | 0 | 2019-08-12 16:56:18 |
| TTS | TILE SHOP HOLDINGS, INC. | JACULLO PETER J III | Directior 10% Owner | 2019-08-08 | Buy | 105,000 | 2.51 | 263,150 | 2019-08-12 16:54:30 |
| MCHX | MARCHEX INC | Edenbrook Capital, LLC | 10% Owner | 2019-08-09 | Buy | 16,803 | 3.27 | 55,013 | 2019-08-12 16:51:48 |
| ESTA | ESTABLISHMENT LABS HOLDINGS INC. | JW Asset Management, LLC | 10% Owner | 2019-08-12 | Buy | 3,000 | 22.15 | 66,450 | 2019-08-12 16:46:25 |
| CARG | CarGurus, Inc. | Steinert Langley | CEO and Chairman 10% Owner | 2019-08-09 | Sell | 13,050 | 32.51 | 424,199 | 2019-08-12 16:26:03 |
| SODI | SOLITRON DEVICES INC | Eriksen Howard Timothy | CEO, Interim CFO 10% Owner | 2019-08-09 | Buy | 3,224 | 2.10 | 6,770 | 2019-08-12 16:25:36 |
| FNKO | Funko, Inc. | Fundamental Capital Partners, LLC | 10% Owner | 2019-08-08 | Sell | 629,746 | 23.71 | 14,930,975 | 2019-08-12 16:22:36 |
| PRO | PROS Holdings, Inc. | Woestemeyer Ronald F | Directior 10% Owner | 2019-08-08 | Sell | 750,000 | 72.15 | 54,112,500 | 2019-08-12 16:17:21 |
| DOVA | Dova Pharmaceuticals Inc. | Manning Paul B | Directior 10% Owner | 2019-08-09 | Buy | 28,062 | 15.87 | 445,344 | 2019-08-12 16:15:12 |
| PRO | PROS Holdings, Inc. | Woestemeyer Mariette M | Directior 10% Owner | 2019-08-08 | Sell | 750,000 | 72.12 | 54,090,000 | 2019-08-12 16:10:12 |
| CHCR | Advanzeon Solutions, Inc. | Marcus Clark A. | CEO 10% Owner | 2019-08-09 | Buy | 5,000 | 0.25 | 1,250 | 2019-08-12 15:25:55 |
| RRR | Red Rock Resorts, Inc. | FERTITTA LORENZO J | Directior 10% Owner | 2019-08-08 | Buy | 760,000 | 18.71 | 14,222,087 | 2019-08-12 14:20:50 |
| RRR | Red Rock Resorts, Inc. | FERTITTA FRANK J III | Directior 10% Owner | 2019-08-08 | Buy | 760,000 | 18.71 | 14,222,087 | 2019-08-12 14:19:25 |
| IFLM | Independent Film Development CORP | Noch Jake P. | 10% Owner | 2019-08-09 | Buy | 1,000,000 | 0.00 | 200 | 2019-08-12 11:58:52 |
| EFF | Eaton Vance Floating-Rate Income Plus Fund | Saba Capital Management, L.P. | 10% Owner | 2019-08-08 | Buy | 58,105 | 15.30 | 889,007 | 2019-08-12 10:41:17 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-08-09 | Buy | 49 | 673.70 | 33,011 | 2019-08-12 10:06:41 |
| QADA_QADB | QAD INC | LOPKER PAMELA M | President 10% Owner | 2019-08-09 | Sell | 5 | 40.45 | 202 | 2019-08-12 09:28:01 |
| n/a | Golub Capital BDC 3, Inc. | STRS OHIO | 10% Owner | 2010-08-09 | Buy | 266,666 | 15.00 | 4,000,000 | 2019-08-12 09:19:39 |
| UPWK | Upwork Inc. | SPURLOCK STEVEN M | 10% Owner | 2019-08-08 | Sell | 110,052 | 15.44 | 1,699,608 | 2019-08-12 09:11:43 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-08-08 | Buy | 3,663 | 8.71 | 31,913 | 2019-08-12 08:35:34 |
| GRMN | GARMIN LTD | KAO MIN H | Executive Chairman 10% Owner | 2019-08-08 | Sell | 199,486 | 78.23 | 15,605,722 | 2019-08-12 08:21:52 |
| WTI | W&T OFFSHORE INC | KROHN TRACY W | Chairman, CEO & President 10% Owner | 2019-08-08 | Buy | 21,500 | 4.47 | 96,105 | 2019-08-12 08:01:01 |
| MXL | MAXLINEAR INC | SEENDRIPU KISHORE | Chairman, President and CEO 10% Owner | 2019-08-08 | Sell | 21,000 | 20.79 | 436,575 | 2019-08-09 20:40:34 |
| CMXC | Cell MedX Corp. | JEFFS RICHARD | 10% Owner | 2019-08-07 | Buy | 16,000 | 0.15 | 2,400 | 2019-08-09 19:54:11 |
| NGM | NGM BIOPHARMACEUTICALS INC | COLUMN GROUP L P | 10% Owner | 2019-08-07 | Buy | 224,664 | 14.00 | 3,145,294 | 2019-08-09 19:49:19 |
| NGM | NGM BIOPHARMACEUTICALS INC | GOEDDEL DAVID V | Directior 10% Owner | 2019-08-07 | Buy | 224,664 | 14.00 | 3,145,294 | 2019-08-09 19:48:00 |
| NGM | NGM BIOPHARMACEUTICALS INC | Svennilson Peter | Directior 10% Owner | 2019-08-07 | Buy | 224,664 | 14.00 | 3,145,294 | 2019-08-09 19:48:00 |
| BVSN | BROADVISION INC | ESW Capital, LLC | 10% Owner | 2019-08-07 | Buy | 3,115 | 1.38 | 4,299 | 2019-08-09 19:44:04 |
| CDAY | Ceridian HCM Holding Inc. | THOMAS H. LEE ADVISORS, LLC | Directior 10% Owner | 2019-08-08 | Sell | 9,500,000 | 49.27 | 468,064,992 | 2019-08-09 19:24:00 |
| CDAY | Ceridian HCM Holding Inc. | THOMAS H. LEE ADVISORS, LLC | Directior 10% Owner | 2019-08-08 | Sell | 9,500,000 | 49.27 | 468,064,992 | 2019-08-09 19:22:30 |
