| Latest Top 10% Owner Trading |
| Symbol | Company Name | Insider Name | Title | Date | Transation | Share | Price | Amount | File Date |
| EMMA | Emmaus Life Sciences, Inc. | Niihara Yutaka | Chairman and CEO 10% Owner | 2020-05-29 | Buy | 5,700 | 1.55 | 8,832 | 2020-06-02 14:14:22 |
| BUDZ | WEED, INC. | BREEN NICOLE M | Secretary/Treasurer 10% Owner | 2020-05-21 | Sell | 60,633 | 0.38 | 22,891 | 2020-06-02 13:02:30 |
| ALTR | Altair Engineering Inc. | Christ George J | 10% Owner | 2020-06-01 | Sell | 29,593 | 39.13 | 1,158,004 | 2020-06-02 12:56:12 |
| ALTR | Altair Engineering Inc. | Christ Revocable Trust | 10% Owner | 2020-06-01 | Sell | 29,593 | 39.13 | 1,158,004 | 2020-06-02 12:40:19 |
| VERI | Veritone, Inc. | Steelberg Ryan | President 10% Owner | 2020-05-29 | Buy | 11,880 | 8.48 | 100,688 | 2020-06-02 12:14:53 |
| SSSS | SUTTER ROCK CAPITAL CORP. | Birch Robert S. | 10% Owner | 2020-05-29 | Buy | 60,000 | 6.38 | 382,700 | 2020-06-02 11:42:18 |
| AEYE | AUDIOEYE INC | Bettis Carr | Exec Chrmn/Chrmn of the Board 10% Owner | 2020-05-29 | Option Exercise | 80,000 | 4.00 | 320,000 | 2020-06-02 11:35:41 |
| PFHO | PACIFIC HEALTH CARE ORGANIZATION INC | KUBOTA TOM | CEO & President 10% Owner | 2020-05-29 | Buy | 1,000 | 1.27 | 1,270 | 2020-06-02 08:22:13 |
| GEC | Great Elm Capital Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | 2020-05-29 | Buy | 5,000 | 2.35 | 11,739 | 2020-06-01 21:31:25 |
| EVER | EverQuote, Inc. | BLUNDIN DAVID B | Directior 10% Owner | 2020-05-28 | Sell | 227 | 57.08 | 12,958 | 2020-06-01 20:39:32 |
| APLT | Applied Therapeutics Inc. | Shendelman Shoshana | President and CEO 10% Owner | 2020-05-28 | Option Exercise | 125,000 | 1.34 | 167,845 | 2020-06-01 19:52:21 |
| APLT | Applied Therapeutics Inc. | Shendelman Shoshana | President and CEO 10% Owner | 2020-05-28 | Sell | 125,000 | 42.70 | 5,337,500 | 2020-06-01 19:52:21 |
| BOMN | BOSTON OMAHA Corp | Peterson Adam K | Co-Chief Executive Officer 10% Owner | 2020-05-28 | Buy | 9,375 | 16.00 | 150,000 | 2020-06-01 19:24:00 |
| EARN | Ellington Residential Mortgage REIT | Blackstone Holdings III L.P. | 10% Owner | 2020-05-28 | Buy | 66,838 | 9.66 | 645,701 | 2020-06-01 19:07:15 |
| FDP | FRESH DEL MONTE PRODUCE INC | ABU-GHAZALEH MOHAMMAD | Chairman and CEO 10% Owner | 2020-05-28 | Sell | 40,341 | 24.59 | 992,008 | 2020-06-01 19:01:45 |
| COR | CoreSite Realty Corp | CRP IV AIV GP, L.L.C. | 10% Owner | 2020-05-28 | Option Exercise | 2,000,000 | 0.00 | 0 | 2020-06-01 18:25:18 |
| COR | CoreSite Realty Corp | CRP IV AIV GP, L.L.C. | 10% Owner | 2020-05-28 | Sell | 2,000,000 | 124.56 | 249,112,000 | 2020-06-01 18:25:18 |
| COR | CoreSite Realty Corp | Carlyle Group Management L.L.C. | 10% Owner | 2020-05-28 | Option Exercise | 2,000,000 | 0.00 | 0 | 2020-06-01 18:23:23 |
| COR | CoreSite Realty Corp | Carlyle Group Management L.L.C. | 10% Owner | 2020-05-28 | Sell | 2,000,000 | 124.56 | 249,112,000 | 2020-06-01 18:23:23 |
| COR | CoreSite Realty Corp | Carlyle Realty III, GP, L.L.C. | 10% Owner | 2020-05-28 | Option Exercise | 2,000,000 | 0.00 | 0 | 2020-06-01 18:22:23 |
| COR | CoreSite Realty Corp | Carlyle Realty III, GP, L.L.C. | 10% Owner | 2020-05-28 | Sell | 2,000,000 | 124.56 | 249,112,000 | 2020-06-01 18:22:23 |
| NEBU | Nebula Acquisition Corp | GLAZER CAPITAL, LLC | 10% Owner | 2020-05-28 | Sell | 250,002 | 10.24 | 2,560,021 | 2020-06-01 18:12:46 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2020-06-01 | Sell | 2,500 | 60.05 | 150,114 | 2020-06-01 18:11:25 |
| GSHD | Goosehead Insurance, Inc. | Jones Robyn Mary Elizabeth | Directior 10% Owner | 2020-06-01 | Sell | 2,500 | 60.05 | 150,114 | 2020-06-01 18:11:10 |
| GSHD | Goosehead Insurance, Inc. | Mark & Robyn Jones Descendants Trust 2014 | 10% Owner | 2020-06-01 | Sell | 2,500 | 60.05 | 150,114 | 2020-06-01 18:10:55 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2020-05-29 | Sell | 2,301 | 60.06 | 138,209 | 2020-06-01 18:04:41 |
| GSHD | Goosehead Insurance, Inc. | Jones Robyn Mary Elizabeth | Directior 10% Owner | 2020-05-29 | Sell | 2,301 | 60.06 | 138,209 | 2020-06-01 18:04:28 |
| GSHD | Goosehead Insurance, Inc. | Mark & Robyn Jones Descendants Trust 2014 | 10% Owner | 2020-05-29 | Sell | 2,301 | 60.06 | 138,209 | 2020-06-01 18:04:07 |
| GSHD | Goosehead Insurance, Inc. | Jones Robyn Mary Elizabeth | Directior 10% Owner | 2020-05-28 | Sell | 11,344 | 60.71 | 688,709 | 2020-06-01 17:57:16 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2020-05-28 | Sell | 11,344 | 60.71 | 688,709 | 2020-06-01 17:56:31 |
| GSHD | Goosehead Insurance, Inc. | Mark & Robyn Jones Descendants Trust 2014 | 10% Owner | 2020-05-28 | Sell | 11,344 | 60.71 | 688,709 | 2020-06-01 17:55:57 |
| PKTX | ProtoKinetix, Inc. | SMITH CLARENCE EDWARD | President & CEO 10% Owner | 2020-05-29 | Buy | 511,111 | 0.09 | 46,000 | 2020-06-01 17:45:17 |
| BBIO | BridgeBio Pharma, Inc. | KKR Genetic Disorder L.P. | 10% Owner | 2020-05-28 | Sell | 2,389,690 | 33.39 | 79,791,752 | 2020-06-01 17:15:21 |
| PPSI | PIONEER POWER SOLUTIONS, INC. | MAZUREK NATHAN | Chief Executive Officer 10% Owner | 2020-06-01 | Buy | 807 | 0.99 | 799 | 2020-06-01 17:12:55 |
| ICUI | ICU MEDICAL INC/DE | LOPEZ GEORGE A | Directior 10% Owner | 2020-05-28 | Sell | 16,551 | 197.37 | 3,266,738 | 2020-06-01 16:51:46 |
| WLMS | Williams Industrial Services Group Inc. | OBUS NELSON | Directior 10% Owner | 2020-05-28 | Buy | 31,011 | 1.10 | 34,112 | 2020-06-01 16:47:03 |
| TRTN | Triton International Ltd | Bharti Global Ltd | 10% Owner | 2020-05-28 | Sell | 88,258 | 30.96 | 2,732,650 | 2020-06-01 16:37:55 |
| PGNY | Progyny, Inc. | TPG Group Holdings (SBS) Advisors, Inc. | 10% Owner | 2020-05-28 | Sell | 9,648 | 25.12 | 242,311 | 2020-06-01 16:31:25 |
| BKTI | BK Technologies Corp | Fundamental Global Investors, LLC | Directior 10% Owner | 2020-05-28 | Buy | 11,928 | 2.92 | 34,835 | 2020-06-01 16:17:08 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2020-05-28 | Buy | 106,777 | 1.61 | 172,253 | 2020-06-01 16:16:44 |
| WLMS | Williams Industrial Services Group Inc. | WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | 10% Owner | 2020-05-28 | Buy | 31,011 | 1.10 | 34,112 | 2020-06-01 16:15:17 |
| CSTL | CASTLE BIOSCIENCES INC | Cook Joseph C. III | Directior 10% Owner | 2020-05-28 | Sell | 15,520 | 38.66 | 600,010 | 2020-06-01 16:07:36 |
| PAVM | PAVmed Inc. | SIROVICH MATTHEW | 10% Owner | 2020-05-28 | Sell | 200,921 | 2.01 | 403,143 | 2020-06-01 13:18:03 |
| PHD | Pioneer Floating Rate Trust | Saba Capital Management, L.P. | 10% Owner | 2020-05-28 | Buy | 19,902 | 8.94 | 177,839 | 2020-06-01 11:37:32 |
| EVF | EATON VANCE SENIOR INCOME TRUST | Saba Capital Management, L.P. | 10% Owner | 2020-05-29 | Buy | 71,227 | 5.25 | 373,942 | 2020-06-01 11:32:38 |
| NTN | NTN BUZZTIME INC | Berg Jeffrey Alan | 10% Owner | 2020-05-28 | Sell | 37,338 | 1.07 | 39,800 | 2020-06-01 09:32:55 |
| QADA_QADB | QAD INC | LOPKER PAMELA M | President 10% Owner | 2020-05-29 | Sell | 5,800 | 45.07 | 261,406 | 2020-05-29 20:59:18 |
| LSXMK | Liberty Media Corp | BERKSHIRE HATHAWAY INC | 10% Owner | 2020-05-27 | Buy | 2,374,180 | 36.15 | 85,824,688 | 2020-05-29 19:44:57 |
| RDI | READING INTERNATIONAL INC | James J. Cotter Living Trust | 10% Owner | 2020-05-28 | Sell | 5,000 | 3.73 | 18,634 | 2020-05-29 19:34:39 |
| RDI | READING INTERNATIONAL INC | COTTER MARGARET | EVP, Real Estate Dev. 10% Owner | 2020-05-28 | Sell | 5,000 | 3.73 | 18,634 | 2020-05-29 19:33:45 |
| RDI | READING INTERNATIONAL INC | COTTER ELLEN M | Chairperson, President and CEO 10% Owner | 2020-05-28 | Sell | 5,000 | 3.73 | 18,634 | 2020-05-29 19:32:57 |
| n/a | Medical Information Technology, Inc. | Medical Information Technology, Inc. Profit Sharing Trust | 10% Owner | 2020-05-29 | Buy | 8,380 | 44.00 | 368,720 | 2020-05-29 18:53:07 |
| ANGI | ANGI Homeservices Inc. | Luxor Capital Group, LP | 10% Owner | 2020-05-27 | Sell | 717,668 | 10.89 | 7,818,571 | 2020-05-29 18:51:44 |
| IR | Ingersoll Rand Inc. | KKR Group Partnership L.P. | 10% Owner | 2020-05-27 | Sell | 13,782,500 | 28.82 | 397,211,648 | 2020-05-29 18:12:35 |
| IR | Ingersoll Rand Inc. | KKR Renaissance Aggregator L.P. | 10% Owner | 2020-05-27 | Sell | 13,782,500 | 28.82 | 397,211,648 | 2020-05-29 18:11:44 |
| MCOA | Marijuana Co of America, Inc. | STEINBERG DONALD J | 10% Owner | 2020-05-14 | Sell | 529,000 | 0.00 | 2,645 | 2020-05-29 17:49:49 |
| EPSN | Epsilon Energy Ltd. | Solas Capital Management, LLC | 10% Owner | 2020-05-27 | Buy | 1,284,918 | 2.73 | 3,507,826 | 2020-05-29 17:43:23 |
| LYRA | Lyra Therapeutics, Inc. | PERCEPTIVE ADVISORS LLC | Directior 10% Owner | 2020-05-05 | Buy | 625,000 | 16.00 | 10,000,000 | 2020-05-29 17:34:52 |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President,Chairman,CEO,CFO 10% Owner | 2020-05-26 | Buy | 100 | 0.23 | 23 | 2020-05-29 17:25:13 |
| VXRT | Vaxart, Inc. | ARMISTICE CAPITAL, LLC | Directior 10% Owner | 2020-05-27 | Sell | 200,000 | 2.61 | 522,000 | 2020-05-29 17:22:06 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2020-05-27 | Sell | 28,257 | 147.27 | 4,161,415 | 2020-05-29 17:20:29 |
| dxlg | DESTINATION XL GROUP, INC. | CANNELL CAPITAL LLC | 10% Owner | 2020-05-27 | Sell | 157,314 | 0.44 | 68,670 | 2020-05-29 17:07:07 |
| BILL | Bill.com Holdings, Inc. | Hornik David | Directior 10% Owner | 2020-05-27 | Sell | 40,000 | 65.52 | 2,620,957 | 2020-05-29 16:58:19 |
| LQDT | LIQUIDITY SERVICES INC | Angrick William P III | Chairman of the Board and CEO 10% Owner | 2020-05-27 | Buy | 31,269 | 5.52 | 172,508 | 2020-05-29 16:53:00 |
| GRWG | GrowGeneration Corp. | Gotham Green Partners LLC | 10% Owner | 2020-05-27 | Sell | 105,416 | 6.73 | 709,929 | 2020-05-29 16:35:27 |
| HARP | Harpoon Therapeutics, Inc. | Arix Bioscience plc | 10% Owner | 2020-05-27 | Sell | 378,655 | 21.37 | 8,091,070 | 2020-05-29 16:32:05 |
| CNBKA | CENTURY BANCORP INC | Filler James J | 10% Owner | 2020-05-22 | Buy | 5,283 | 76.32 | 403,188 | 2020-05-29 16:30:52 |
| XGN | EXAGEN INC. | TULLIS JAMES L L | Directior 10% Owner | 2020-05-27 | Sell | 5,288 | 12.20 | 64,503 | 2020-05-29 16:28:59 |
| HOTH | Hoth Therapeutics, Inc. | Hayes Anthony | 10% Owner | 2020-05-26 | Sell | 400,000 | 1.25 | 500,000 | 2020-05-29 16:23:46 |
| HCAP | Harvest Capital Credit Corp | Jolson Joseph A | Chief Executive Officer 10% Owner | 2020-05-28 | Buy | 2,039 | 3.98 | 8,115 | 2020-05-29 16:19:58 |
| BMNM | BIMINI CAPITAL MANAGEMENT, INC. | Dwyer Robert J | Directior 10% Owner | 2020-05-29 | Buy | 15,000 | 0.65 | 9,800 | 2020-05-29 16:19:06 |
| SQBG | Sequential Brands Group, Inc. | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 10% Owner | 2020-05-27 | Sell | 4,377,078 | 0.20 | 867,987 | 2020-05-29 16:15:31 |
| PSIX | POWER SOLUTIONS INTERNATIONAL, INC. | Winemaster Gary S | 10% Owner | 2020-05-27 | Sell | 10,000 | 4.80 | 48,000 | 2020-05-29 16:15:22 |
| LSXMA | Liberty Media Corp | MALONE JOHN C | Chairman of the Board 10% Owner | 2020-05-27 | Option Exercise | 67,718 | 25.47 | 1,724,778 | 2020-05-29 16:12:42 |
| NNI | NELNET INC | Butterfield Shelby J | 10% Owner | 2020-05-27 | Sell | 100,000 | 48.85 | 4,885,000 | 2020-05-29 16:09:42 |
| CXDC | China XD Plastics Co Ltd | XD Engineering Plastics Co Ltd | 10% Owner | 2019-09-09 | Buy | 554,923 | 2.05 | 1,137,037 | 2020-05-29 16:06:36 |
| CARG | CarGurus, Inc. | Steinert Langley | CEO and Chairman 10% Owner | 2020-05-27 | Sell | 51,970 | 26.46 | 1,375,124 | 2020-05-29 16:06:10 |
| RSSS | Research Solutions, Inc. | 12 West Capital Management LP | 10% Owner | 2020-05-28 | Sell | 100,708 | 2.88 | 290,039 | 2020-05-29 16:05:27 |
| FPAY | FlexShopper, Inc. | Dvorkin Howard | Directior 10% Owner | 2020-05-27 | Buy | 4,347 | 1.35 | 5,868 | 2020-05-29 16:03:27 |
| LCRDX | Lord Abbett Credit Opportunities Fund | Christina Seix Dow 2012 Trust | 10% Owner | 2020-05-27 | Buy | 704,362 | 8.55 | 6,022,300 | 2020-05-29 15:15:14 |
| CRDA CRDB | CRAWFORD & CO | CRAWFORD JESSE C | Directior 10% Owner | 2020-05-28 | Buy | 4,117 | 6.23 | 25,646 | 2020-05-29 14:40:30 |
| EMMA | Emmaus Life Sciences, Inc. | Niihara Yutaka | Chairman and CEO 10% Owner | 2020-05-27 | Buy | 2,700 | 1.37 | 3,689 | 2020-05-29 13:54:56 |
| NWPP | NEW PEOPLES BANKSHARES INC | White Blaine Scott | Directior 10% Owner | 2020-05-27 | Buy | 3,000 | 2.00 | 6,000 | 2020-05-29 13:45:39 |
| RAPT | RAPT Therapeutics, Inc. | Topspin Fund L.P. | 10% Owner | 2020-05-26 | Sell | 2,056,666 | 0.00 | 0 | 2020-05-29 12:21:53 |
| BSGM | BioSig Technologies, Inc. | LONDONER KENNETH L | Chief Executive Officer 10% Owner | 2020-05-29 | Buy | 4,000 | 9.26 | 37,020 | 2020-05-29 11:30:13 |
| LIVE | LIVE VENTURES Inc | Isaac Jon | CEO and President 10% Owner | 2020-05-28 | Buy | 28,672 | 0.00 | 0 | 2020-05-29 08:30:15 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2020-05-28 | Buy | 100,000 | 2.16 | 215,975 | 2020-05-29 07:21:00 |
| NTN | NTN BUZZTIME INC | Berg Jeffrey Alan | 10% Owner | 2020-05-26 | Sell | 25,000 | 1.09 | 27,320 | 2020-05-29 06:11:58 |
| SCPH | scPharmaceuticals Inc. | Schwab Andrew J. | 10% Owner | 2020-05-26 | Buy | 578,034 | 8.65 | 4,999,994 | 2020-05-28 21:12:54 |
| ORCC | Owl Rock Capital Corp | REGENTS OF THE UNIVERSITY OF CALIFORNIA | 10% Owner | 2020-05-27 | Sell | 156,469 | 12.80 | 2,002,961 | 2020-05-28 21:02:19 |
| CAR | AVIS BUDGET GROUP, INC. | SRS Investment Management, LLC | Directior 10% Owner | 2020-05-26 | Buy | 499,640 | 19.78 | 9,883,152 | 2020-05-28 20:58:15 |
| INCY | INCYTE CORP | BAKER BROS. ADVISORS LP | Directior 10% Owner | 2020-05-26 | Buy | 2 | 102.55 | 205 | 2020-05-28 20:07:51 |
| BILL | Bill.com Holdings, Inc. | Chao David K | Directior 10% Owner | 2020-05-27 | Sell | 2,900,000 | 63.26 | 183,454,000 | 2020-05-28 19:22:56 |
| BILL | Bill.com Holdings, Inc. | DCM Affiliates Fund IV, L.P. | Directior 10% Owner | 2020-05-27 | Sell | 2,900,000 | 63.26 | 183,454,000 | 2020-05-28 19:21:22 |
| PFSI | PennyMac Financial Services, Inc. | KURLAND STANFORD L | Directior 10% Owner | 2020-05-26 | Sell | 45,000 | 33.61 | 1,512,369 | 2020-05-28 19:08:31 |
| ZMTP | Zoom Telephonics, Inc. | ZULU HOLDINGS LLC | 10% Owner | 2020-05-27 | Buy | 822,368 | 1.52 | 1,249,999 | 2020-05-28 18:38:39 |
| ALT | Altimmune, Inc. | Venrock Healthcare Capital Partners III, L.P. | 10% Owner | 2020-05-26 | Buy | 1,303,636 | 8.74 | 11,395,493 | 2020-05-28 18:34:43 |
| AVID | AVID TECHNOLOGY, INC. | Asmar Christian | Directior 10% Owner | 2020-05-26 | Buy | 676,008 | 6.39 | 4,320,595 | 2020-05-28 18:31:07 |
| DRRX | DURECT CORP | Bleichroeder LP | 10% Owner | 2020-05-26 | Sell | 39,388 | 2.50 | 98,525 | 2020-05-28 18:29:38 |
| OSPN | OneSpan Inc. | HUNT T KENDALL | Directior 10% Owner | 2020-05-26 | Sell | 176,000 | 20.11 | 3,538,640 | 2020-05-28 18:27:23 |
| QADA_QADB | QAD INC | LOPKER PAMELA M | President 10% Owner | 2020-05-28 | Sell | 5,200 | 47.57 | 247,364 | 2020-05-28 18:01:30 |
| AVTR | Avantor, Inc. | New Mountain Investments III, LLC | 10% Owner | 2020-05-26 | Sell | 20,886,424 | 15.90 | 332,192,320 | 2020-05-28 18:01:07 |
| HLIX | Helix TCS, Inc. | VENEGAS ZACHARY L | Chief Executive Officer 10% Owner | 2020-05-26 | Sell | 10,000 | 0.27 | 2,685 | 2020-05-28 17:59:41 |
| CLRO | CLEARONE INC | BAGLEY EDWARD D | 10% Owner | 2020-05-26 | Buy | 13,400 | 1.74 | 23,295 | 2020-05-28 17:54:28 |
| HLIX | Helix TCS, Inc. | Ogur Scott Matthew | Chief Financial Officer 10% Owner | 2020-05-26 | Sell | 10,000 | 0.27 | 2,685 | 2020-05-28 17:48:05 |
| ROCHU | Roth CH Acquisition I Co | CRAIG-HALLUM CAPITAL GROUP LLC | 10% Owner | 2020-05-26 | Buy | 491 | 10.00 | 4,910 | 2020-05-28 17:47:15 |
| ROCHU | Roth CH Acquisition I Co | ROTH CAPITAL PARTNERS, LLC | 10% Owner | 2020-05-26 | Buy | 794 | 10.00 | 7,940 | 2020-05-28 17:46:57 |
| COLM | COLUMBIA SPORTSWEAR CO | BANY SARAH | 10% Owner | 2020-05-26 | Sell | 10,122 | 74.03 | 749,308 | 2020-05-28 17:44:29 |
| COLM | COLUMBIA SPORTSWEAR CO | Gertrude Boyle Trust | 10% Owner | 2020-05-26 | Sell | 10,122 | 74.03 | 749,308 | 2020-05-28 17:43:37 |
| NSEC | NATIONAL SECURITY GROUP INC | Abernathey Andrew J. | 10% Owner | 2020-05-26 | Buy | 2,057 | 14.90 | 30,649 | 2020-05-28 17:42:06 |
| WYY | WIDEPOINT CORP | Nokomis Capital, L.L.C. | 10% Owner | 2020-05-26 | Sell | 1,951,441 | 0.56 | 1,092,446 | 2020-05-28 17:40:57 |
| HLIX | Helix TCS, Inc. | HELIX OPPORTUNITIES LLC | 10% Owner | 2020-05-26 | Sell | 10,000 | 0.27 | 2,685 | 2020-05-28 17:39:17 |
| ROCHU | Roth CH Acquisition I Co | CRAIG-HALLUM CAPITAL GROUP LLC | 10% Owner | 2020-05-07 | Buy | 38,822 | 10.00 | 388,220 | 2020-05-28 17:28:16 |
| ROCHU | Roth CH Acquisition I Co | ROTH CAPITAL PARTNERS, LLC | 10% Owner | 2020-05-07 | Buy | 62,800 | 10.00 | 628,000 | 2020-05-28 17:27:56 |
| AVTR | Avantor, Inc. | GOLDMAN SACHS & CO. LLC | 10% Owner | 2019-06-13 | Sell | 13,726,411 | 15.90 | 218,249,936 | 2020-05-28 17:26:06 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2020-05-27 | Sell | 36,517 | 60.65 | 2,214,824 | 2020-05-28 16:57:11 |
| GSHD | Goosehead Insurance, Inc. | Jones Robyn Mary Elizabeth | Directior 10% Owner | 2020-05-27 | Sell | 36,517 | 60.65 | 2,214,824 | 2020-05-28 16:56:58 |
| GSHD | Goosehead Insurance, Inc. | Mark & Robyn Jones Descendants Trust 2014 | 10% Owner | 2020-05-27 | Sell | 36,517 | 60.65 | 2,214,824 | 2020-05-28 16:56:31 |
| CACC | CREDIT ACCEPTANCE CORP | FOSS DONALD A | 10% Owner | 2020-05-26 | Sell | 8,066 | 353.94 | 2,854,908 | 2020-05-28 16:50:40 |
| SLQT | SelectQuote, Inc. | BEP III LLC | 10% Owner | 2020-05-26 | Sell | 7,433,928 | 18.90 | 140,501,232 | 2020-05-28 16:40:27 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2020-05-26 | Sell | 4,076 | 60.31 | 245,838 | 2020-05-28 16:38:49 |
| GSHD | Goosehead Insurance, Inc. | Jones Robyn Mary Elizabeth | Directior 10% Owner | 2020-05-26 | Sell | 4,076 | 60.31 | 245,838 | 2020-05-28 16:38:34 |
| GSHD | Goosehead Insurance, Inc. | Mark & Robyn Jones Descendants Trust 2014 | 10% Owner | 2020-05-26 | Sell | 4,076 | 60.31 | 245,838 | 2020-05-28 16:38:15 |
| AGM | FEDERAL AGRICULTURAL MORTGAGE CORP | ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 10% Owner | 2020-05-26 | Sell | 6,072 | 65.85 | 399,846 | 2020-05-28 16:35:54 |
| EXPI | EXP World Holdings, Inc. | SANFORD PENNY | 10% Owner | 2020-05-27 | Sell | 45,000 | 10.06 | 452,786 | 2020-05-28 16:35:16 |
| TRTN | Triton International Ltd | Bharti Global Ltd | 10% Owner | 2020-05-26 | Sell | 87,111 | 31.68 | 2,759,763 | 2020-05-28 16:35:15 |
| GSHD | Goosehead Insurance, Inc. | Jones Serena | 10% Owner | 2020-05-27 | Sell | 3,400 | 60.16 | 204,529 | 2020-05-28 16:27:03 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2020-05-28 | Buy | 100 | 5.54 | 554 | 2020-05-28 16:21:15 |
| NEBU | Nebula Acquisition Corp | GLAZER CAPITAL, LLC | 10% Owner | 2020-05-26 | Sell | 41,888 | 10.28 | 430,786 | 2020-05-28 16:17:02 |
| SSSS | SUTTER ROCK CAPITAL CORP. | Birch Robert S. | 10% Owner | 2020-05-27 | Buy | 25,000 | 6.39 | 159,750 | 2020-05-28 16:10:47 |
| CSTL | CASTLE BIOSCIENCES INC | MAETZOLD DEREK J | Pres. & Chief Exec. Officer 10% Owner | 2020-05-27 | Sell | 5,000 | 36.75 | 183,737 | 2020-05-28 16:09:03 |
| CSTL | CASTLE BIOSCIENCES INC | Cook Joseph C. III | Directior 10% Owner | 2020-05-26 | Sell | 36,334 | 38.28 | 1,390,804 | 2020-05-28 16:07:23 |
| WHLR | Wheeler Real Estate Investment Trust, Inc. | Khoshaba Daniel | Chief Executive Officer 10% Owner | 2020-05-26 | Buy | 15,000 | 1.39 | 20,819 | 2020-05-28 14:52:27 |
| PHD | Pioneer Floating Rate Trust | Saba Capital Management, L.P. | 10% Owner | 2020-05-26 | Buy | 39,335 | 8.77 | 344,943 | 2020-05-28 13:06:22 |
| NHS | Neuberger Berman High Yield Strategies Fund Inc. | Saba Capital Management, L.P. | 10% Owner | 2020-05-26 | Buy | 41,163 | 10.43 | 429,164 | 2020-05-28 13:00:07 |
| EVF | EATON VANCE SENIOR INCOME TRUST | Saba Capital Management, L.P. | 10% Owner | 2020-05-26 | Buy | 229,484 | 5.19 | 1,190,477 | 2020-05-28 12:56:35 |
| EDSA | Edesa Biotech, Inc. | Nijhawan Pardeep | Chief Executive Officer 10% Owner | 2020-05-26 | Buy | 3,000 | 2.98 | 8,939 | 2020-05-28 12:19:56 |
| QADA_QADB | QAD INC | LOPKER PAMELA M | President 10% Owner | 2020-05-27 | Sell | 6,000 | 44.50 | 267,000 | 2020-05-27 21:44:44 |
| WINT | WINDTREE THERAPEUTICS INC /DE/ | Huang James | Directior 10% Owner | 2020-05-22 | Buy | 275,862 | 7.25 | 2,000,000 | 2020-05-27 21:37:59 |
| NARI | Inari Medical, Inc. | Presidio Management Group X LLC | 10% Owner | 2020-05-27 | Buy | 97,962 | 19.00 | 1,861,278 | 2020-05-27 20:56:45 |
| EARN | Ellington Residential Mortgage REIT | Blackstone Holdings III L.P. | 10% Owner | 2020-05-22 | Buy | 39,800 | 9.62 | 382,833 | 2020-05-27 20:23:10 |
| RDI | READING INTERNATIONAL INC | James J. Cotter Living Trust | 10% Owner | 2020-05-26 | Sell | 5,000 | 3.64 | 18,194 | 2020-05-27 20:13:02 |
| RDI | READING INTERNATIONAL INC | COTTER MARGARET | EVP, Real Estate Dev. 10% Owner | 2020-05-26 | Sell | 5,000 | 3.64 | 18,194 | 2020-05-27 20:12:03 |
| RDI | READING INTERNATIONAL INC | COTTER ELLEN M | Chairperson, President and CEO 10% Owner | 2020-05-26 | Sell | 5,000 | 3.64 | 18,194 | 2020-05-27 20:11:02 |
| MUX | McEwen Mining Inc. | 2190303 Ontario Inc. | 10% Owner | 2020-05-22 | Buy | 4,000,000 | 0.00 | 0 | 2020-05-27 19:33:18 |
| BKTI | BK Technologies Corp | Fundamental Global Investors, LLC | Directior 10% Owner | 2020-05-26 | Buy | 11,928 | 2.93 | 34,905 | 2020-05-27 19:18:19 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2020-05-26 | Buy | 106,690 | 1.52 | 161,662 | 2020-05-27 19:17:34 |
| PING | Ping Identity Holding Corp. | VEP Group, LLC | 10% Owner | 2020-05-22 | Sell | 1,275,000 | 24.00 | 30,600,000 | 2020-05-27 18:47:03 |
| NARI | Inari Medical, Inc. | ROOT JONATHAN D | Directior 10% Owner | 2020-05-27 | Buy | 251,795 | 19.00 | 4,784,105 | 2020-05-27 18:38:50 |
| NARI | Inari Medical, Inc. | MILDER DONALD B | Directior 10% Owner | 2020-05-27 | Buy | 239,841 | 19.00 | 4,556,979 | 2020-05-27 18:33:39 |
| NARI | Inari Medical, Inc. | Cooperatieve Gilde Healthcare IV U.A. | 10% Owner | 2020-05-27 | Buy | 342,329 | 19.00 | 6,504,251 | 2020-05-27 18:21:37 |
| CDEV | Centennial Resource Development, Inc. | Riverstone Non-ECI USRPI AIV, L.P. | Directior 10% Owner | 2020-05-22 | Buy | 3,534,233 | 0.98 | 3,463,548 | 2020-05-27 17:38:33 |
| CDEV | Centennial Resource Development, Inc. | REL US Centennial Holdings, LLC | Directior 10% Owner | 2020-05-22 | Buy | 3,534,233 | 0.98 | 3,463,548 | 2020-05-27 17:38:04 |
| MTSI | MACOM Technology Solutions Holdings, Inc. | OCAMPO JOHN L | Chairman 10% Owner | 2020-05-22 | Sell | 17,000 | 31.46 | 534,870 | 2020-05-27 17:28:27 |
| HTZ | HERTZ GLOBAL HOLDINGS, INC | ICAHN CARL C | 10% Owner | 2020-05-26 | Sell | 55,342,109 | 0.72 | 39,846,320 | 2020-05-27 17:28:26 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2020-05-22 | Sell | 33,426 | 140.82 | 4,707,160 | 2020-05-27 17:02:43 |
| CRDA CRDB | CRAWFORD & CO | CRAWFORD JESSE C | Directior 10% Owner | 2020-05-26 | Buy | 5,883 | 5.95 | 35,007 | 2020-05-27 16:41:40 |
| GRWG | GrowGeneration Corp. | Gotham Green Partners LLC | 10% Owner | 2020-05-22 | Sell | 156,584 | 6.48 | 1,014,244 | 2020-05-27 16:30:41 |
| AMCI | AMCI Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2020-05-22 | Sell | 1,000,000 | 10.18 | 10,180,000 | 2020-05-27 16:07:09 |
| CARG | CarGurus, Inc. | Steinert Langley | CEO and Chairman 10% Owner | 2020-05-22 | Sell | 38,978 | 25.57 | 996,717 | 2020-05-27 16:04:58 |
| SNBP | Sun BioPharma, Inc. | Cullen Michael T. | Exec. Chairman, Pres. & CEO 10% Owner | 2020-05-22 | Buy | 10,000 | 0.00 | 0 | 2020-05-27 15:22:41 |
| SPFI | SOUTH PLAINS FINANCIAL, INC. | Griffith Curtis C | Chairman & CEO 10% Owner | 2020-05-22 | Buy | 3,000 | 13.04 | 39,112 | 2020-05-27 13:56:10 |
| EMMA | Emmaus Life Sciences, Inc. | Niihara Yutaka | Chairman and CEO 10% Owner | 2020-05-22 | Buy | 1,600 | 1.38 | 2,202 | 2020-05-27 13:54:09 |
| KERN | Akerna Corp. | Amy A. Poinsett Revocable Living Trust | 10% Owner | 2020-05-26 | Sell | 10,000 | 10.00 | 100,000 | 2020-05-27 13:18:11 |
| GDL | GDL FUND | GABELLI MARIO J | Directior 10% Owner | 2020-05-22 | Buy | 10,987 | 8.31 | 91,289 | 2020-05-27 12:57:12 |
| Tyme | TYME TECHNOLOGIES, INC. | Demurjian Michael | 10% Owner | 2020-05-26 | Sell | 20,000 | 1.62 | 32,456 | 2020-05-27 09:09:05 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2020-05-26 | Buy | 250,000 | 2.35 | 587,986 | 2020-05-27 08:03:42 |
| GEC | Great Elm Capital Group, Inc. | Imperial Capital Asset Management, LLC | 10% Owner | 2020-05-22 | Buy | 4,425 | 1.96 | 8,670 | 2020-05-26 21:10:03 |
| WLMS | Williams Industrial Services Group Inc. | OBUS NELSON | Directior 10% Owner | 2020-05-22 | Buy | 200,000 | 1.01 | 201,220 | 2020-05-26 21:03:09 |
| QADA_QADB | QAD INC | LOPKER PAMELA M | President 10% Owner | 2020-05-26 | Sell | 6,000 | 43.87 | 263,220 | 2020-05-26 20:30:40 |
| LGC | Legacy Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2020-05-21 | Sell | 3,000,000 | 10.46 | 31,380,000 | 2020-05-26 20:25:09 |
| MCK | MCKESSON CORP | Schechter Lori A. | EVP, Chief Legal Officer & GC 10% Owner | 2020-05-21 | Option Exercise | 2,706 | 0.00 | 0 | 2020-05-26 20:11:12 |
| LSXMK | Liberty Media Corp | BERKSHIRE HATHAWAY INC | 10% Owner | 2020-03-16 | Buy | 2,016,950 | 32.56 | 65,678,860 | 2020-05-26 19:39:35 |
| BAMM | BODY & MIND INC. | AUSTRALIS CAPITAL INC | 10% Owner | 2020-04-01 | Sell | 390,000 | 0.22 | 84,630 | 2020-05-26 19:24:19 |
| BAMM | BODY & MIND INC. | AUSTRALIS CAPITAL INC | 10% Owner | 2020-03-31 | Sell | 171,500 | 0.20 | 34,986 | 2020-05-26 19:22:05 |
| CLCN | CREATIVE LEARNING Corp | Furlow Blake | 10% Owner | 2020-01-16 | Sell | 800,000 | 0.25 | 200,000 | 2020-05-26 19:21:01 |
| BAMM | BODY & MIND INC. | AUSTRALIS CAPITAL INC | 10% Owner | 2020-03-24 | Sell | 124,000 | 0.18 | 22,444 | 2020-05-26 19:19:48 |
| BAMM | BODY & MIND INC. | AUSTRALIS CAPITAL INC | 10% Owner | 2020-03-17 | Sell | 46,000 | 0.21 | 9,660 | 2020-05-26 19:17:20 |
| BAMM | BODY & MIND INC. | AUSTRALIS CAPITAL INC | 10% Owner | 2020-03-10 | Sell | 59,500 | 0.28 | 16,898 | 2020-05-26 19:14:24 |
| BAMM | BODY & MIND INC. | AUSTRALIS CAPITAL INC | 10% Owner | 2020-03-03 | Sell | 66,500 | 0.30 | 20,283 | 2020-05-26 19:11:26 |
| BAMM | BODY & MIND INC. | AUSTRALIS CAPITAL INC | 10% Owner | 2020-02-25 | Sell | 20,000 | 0.33 | 6,560 | 2020-05-26 19:07:29 |
| BAMM | BODY & MIND INC. | AUSTRALIS CAPITAL INC | 10% Owner | 2019-12-24 | Sell | 5,000,000 | 0.00 | 0 | 2020-05-26 19:03:37 |
| GTES | Gates Industrial Corp plc | Omaha Aggregator (Cayman) L.P. | 10% Owner | 2020-05-21 | Buy | 13,700 | 9.57 | 131,091 | 2020-05-26 18:54:59 |
| GTES | Gates Industrial Corp plc | Blackstone Group Inc | 10% Owner | 2020-05-21 | Buy | 13,700 | 9.57 | 131,091 | 2020-05-26 18:53:12 |
| UTI | UNIVERSAL TECHNICAL INSTITUTE INC | Coliseum Capital Management, LLC | Directior 10% Owner | 2020-05-21 | Sell | 41,475 | 7.06 | 292,814 | 2020-05-26 18:21:44 |
| CALA | Calithera Biosciences, Inc. | BVF PARTNERS L P/IL | 10% Owner | 2020-05-21 | Sell | 2,283,598 | 6.00 | 13,701,588 | 2020-05-26 17:52:14 |
| SLP | SIMULATIONS PLUS INC | WOLTOSZ WALTER S | Directior 10% Owner | 2020-05-22 | Sell | 24,000 | 39.35 | 944,400 | 2020-05-26 17:36:30 |
| RILY | B. Riley Financial, Inc. | RILEY BRYANT R | Chairman and Co-CEO 10% Owner | 2020-05-21 | Buy | 1,835 | 18.25 | 33,485 | 2020-05-26 17:28:50 |
| DKNG | DraftKings Inc. | Meckenzie Shalom | Directior 10% Owner | 2020-05-21 | Option Exercise | 612,000 | 0.00 | 0 | 2020-05-26 17:14:18 |
| MRNA | Moderna, Inc. | Flagship Ventures Fund IV General Partner LLC | Directior 10% Owner | 2020-05-21 | Sell | 1,000,000 | 68.22 | 68,219,280 | 2020-05-26 17:00:26 |
| FSLY | Fastly, Inc. | Abdiel Capital Management, LLC | 10% Owner | 2020-05-21 | Buy | 600,000 | 41.50 | 24,900,000 | 2020-05-26 16:49:18 |
| SCPH | scPharmaceuticals Inc. | ORBIMED ADVISORS LLC | 10% Owner | 2020-05-21 | Buy | 1,387,283 | 8.65 | 11,999,998 | 2020-05-26 16:44:04 |
| GSHD | Goosehead Insurance, Inc. | Jones Serena | 10% Owner | 2020-05-26 | Sell | 676 | 60.69 | 41,023 | 2020-05-26 16:42:26 |
| GSHD | Goosehead Insurance, Inc. | Jones Serena | 10% Owner | 2020-05-22 | Sell | 35,924 | 60.01 | 2,155,803 | 2020-05-26 16:40:07 |
| NBSE | NeuBase Therapeutics, Inc. | Stephan Dietrich A | President and CEO 10% Owner | 2020-05-21 | Buy | 1,250 | 8.09 | 10,111 | 2020-05-26 16:39:36 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2020-05-22 | Sell | 9,273 | 60.06 | 556,913 | 2020-05-26 16:38:58 |
| GSHD | Goosehead Insurance, Inc. | Jones Robyn Mary Elizabeth | Directior 10% Owner | 2020-05-22 | Sell | 9,273 | 60.06 | 556,913 | 2020-05-26 16:38:41 |
| GSHD | Goosehead Insurance, Inc. | Mark & Robyn Jones Descendants Trust 2014 | 10% Owner | 2020-05-22 | Sell | 9,273 | 60.06 | 556,913 | 2020-05-26 16:38:19 |
| GSHD | Goosehead Insurance, Inc. | Jones Robyn Mary Elizabeth | Directior 10% Owner | 2020-05-21 | Sell | 8,870 | 60.06 | 532,738 | 2020-05-26 16:36:58 |
| GSHD | Goosehead Insurance, Inc. | Jones Mark Evan | CEO 10% Owner | 2020-05-21 | Sell | 8,870 | 60.06 | 532,738 | 2020-05-26 16:36:44 |
