| Latest Top 10% Owner Trading |
| Symbol | Company Name | Insider Name | Title | Date | Transation | Share | Price | Amount | File Date |
| BBCP | Concrete Pumping Holdings, Inc. | Argand Partners Fund, LP | 10% Owner | 2018-12-06 | Option Exercise | 4,403,325 | 0.00 | 0 | 2018-12-10 21:22:44 |
| BBCP | Concrete Pumping Holdings, Inc. | Industrea Alexandria LLC | 10% Owner | 2018-12-06 | Option Exercise | 4,403,325 | 0.00 | 0 | 2018-12-10 21:21:18 |
| BBCP | Concrete Pumping Holdings, Inc. | Industrea Alexandria LLC | 10% Owner | 2018-12-06 | Option Exercise | 4,403,325 | 0.00 | 0 | 2018-12-10 21:21:18 |
| BBCP | Concrete Pumping Holdings, Inc. | Industrea Alexandria LLC | 10% Owner | 2018-12-06 | Option Exercise | 4,403,325 | 0.00 | 0 | 2018-12-10 21:21:18 |
| LIVX | LiveXLive Media, Inc. | ELLIN ROBERT S | CEO and Chairman 10% Owner | 2018-11-21 | Buy | 3,600 | 4.69 | 16,894 | 2018-12-10 21:05:54 |
| EIDX | Eidos Therapeutics, Inc. | BridgeBio Pharma LLC | 10% Owner | 2018-12-06 | Sell | 80,144 | 13.67 | 1,095,867 | 2018-12-10 19:25:45 |
| XOMA | XOMA Corp | BVF PARTNERS L P/IL | 10% Owner | 2018-12-06 | Buy | 61,023 | 14.71 | 897,448 | 2018-12-10 19:03:03 |
| OTEL | OTELCO INC. | SOCHET IRA | 10% Owner | 2018-12-06 | Buy | 39,442 | 16.00 | 631,072 | 2018-12-10 18:59:46 |
| AOSL | ALPHA & OMEGA SEMICONDUCTOR Ltd | Chang Mike F | Chief Executive Officer 10% Owner | 2018-12-06 | Buy | 36,405 | 9.93 | 361,534 | 2018-12-10 18:36:02 |
| ODT | Odonate Therapeutics, Inc. | TANG KEVIN C | Chief Executive Officer 10% Owner | 2018-12-06 | Buy | 20,000 | 14.79 | 295,864 | 2018-12-10 18:24:05 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-12-10 | Buy | 57,905 | 9.91 | 573,729 | 2018-12-10 18:21:20 |
| EXTN | Exterran Corp | CHAI TRUST CO LLC | 10% Owner | 2018-12-06 | Buy | 119,140 | 21.29 | 2,536,755 | 2018-12-10 18:16:55 |
| BURG | Chanticleer Holdings, Inc. | SPITCAUFSKY LARRY | Directior 10% Owner | 2017-12-13 | Sell | 17,000 | 3.14 | 53,322 | 2018-12-10 18:13:18 |
| BURG | Chanticleer Holdings, Inc. | SPITCAUFSKY LARRY | Directior 10% Owner | 2017-12-13 | Buy | 8,262 | 1.83 | 15,151 | 2018-12-10 18:13:18 |
| CERC | Cerecor Inc. | ARMISTICE CAPITAL, LLC | Directior 10% Owner | 2018-12-06 | Buy | 36,400 | 3.41 | 124,146 | 2018-12-10 18:02:40 |
| GRA | W R GRACE & CO | 40 North Latitude Fund LP | 10% Owner | 2018-12-06 | Buy | 501,025 | 61.05 | 30,587,378 | 2018-12-10 18:00:26 |
| SAFE | Safety, Income & Growth, Inc. | ISTAR INC. | 10% Owner | 2018-12-06 | Buy | 11,235 | 19.11 | 214,684 | 2018-12-10 17:55:56 |
| VLRX | Valeritas Holdings Inc. | ARMISTICE CAPITAL, LLC | 10% Owner | 2018-12-06 | Buy | 150,000 | 0.34 | 51,241 | 2018-12-10 17:52:49 |
| RIBT | RiceBran Technologies | CONTINENTAL GRAIN CO | 10% Owner | 2018-12-06 | Buy | 206,901 | 3.31 | 684,321 | 2018-12-10 17:43:46 |
| HLIX | Helix TCS, Inc. | HELIX OPPORTUNITIES LLC | 10% Owner | 2018-12-04 | Sell | 7,988 | 1.01 | 8,059 | 2018-12-10 17:36:35 |
| LGCY | Legacy Reserves Inc. | Baines Creek Capital, LLC | 10% Owner | 2018-12-06 | Buy | 383,751 | 1.94 | 745,118 | 2018-12-10 17:36:20 |
| CRVL | CORVEL CORP | CORSTAR HOLDINGS INC | 10% Owner | 2018-12-06 | Sell | 7,771 | 65.45 | 508,627 | 2018-12-10 17:34:34 |
| TAT | TRANSATLANTIC PETROLEUM LTD. | Mitchell Noah Malone III | Chief Executive Officer 10% Owner | 2018-12-06 | Buy | 77,940 | 1.01 | 79,049 | 2018-12-10 17:31:34 |
| FRAC | Keane Group, Inc. | Keane Investor Holdings LLC | 10% Owner | 2018-12-06 | Sell | 5,251,249 | 10.77 | 56,555,952 | 2018-12-10 17:28:24 |
| AVEO | AVEO PHARMACEUTICALS INC | Sonsini Peter W. | 10% Owner | 2018-12-06 | Buy | 170,400 | 1.99 | 338,352 | 2018-12-10 17:23:38 |
| AVEO | AVEO PHARMACEUTICALS INC | SANDELL SCOTT D | 10% Owner | 2018-12-06 | Buy | 170,400 | 1.99 | 338,352 | 2018-12-10 17:23:01 |
| AVEO | AVEO PHARMACEUTICALS INC | MOTT DAVID M | 10% Owner | 2018-12-06 | Buy | 170,400 | 1.99 | 338,352 | 2018-12-10 17:22:18 |
| HLIX | Helix TCS, Inc. | VENEGAS ZACHARY L | CEO 10% Owner | 2018-12-04 | Sell | 7,988 | 1.01 | 8,059 | 2018-12-10 17:22:14 |
| AVEO | AVEO PHARMACEUTICALS INC | MAKOWER JOSHUA | 10% Owner | 2018-12-06 | Buy | 170,400 | 1.99 | 338,352 | 2018-12-10 17:21:35 |
| AVEO | AVEO PHARMACEUTICALS INC | Makhzoumi Mohamad | 10% Owner | 2018-12-06 | Buy | 170,400 | 1.99 | 338,352 | 2018-12-10 17:20:55 |
| AVEO | AVEO PHARMACEUTICALS INC | Florence Anthony A. Jr. | 10% Owner | 2018-12-06 | Buy | 170,400 | 1.99 | 338,352 | 2018-12-10 17:20:15 |
| AVEO | AVEO PHARMACEUTICALS INC | BASKETT FOREST | 10% Owner | 2018-12-06 | Buy | 170,400 | 1.99 | 338,352 | 2018-12-10 17:19:34 |
| AVEO | AVEO PHARMACEUTICALS INC | BARRIS PETER J | 10% Owner | 2018-12-06 | Buy | 170,400 | 1.99 | 338,352 | 2018-12-10 17:19:00 |
| DHCP | DITECH HOLDING Corp | NOMURA SECURITIES INTERNATIONAL INC | 10% Owner | 2018-12-06 | Sell | 401,700 | 0.09 | 34,914 | 2018-12-10 17:18:47 |
| AVEO | AVEO PHARMACEUTICALS INC | Growth Equity Opportunities IV, LLC | 10% Owner | 2018-12-06 | Buy | 170,400 | 1.99 | 338,352 | 2018-12-10 17:18:33 |
| SQ | Square, Inc. | Dorsey Jack | President, CEO & Chairman 10% Owner | 2018-12-06 | Sell | 103,035 | 60.79 | 6,263,405 | 2018-12-10 17:17:35 |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | 2018-12-07 | Sell | 2,000 | 8.25 | 16,491 | 2018-12-10 17:10:14 |
| TRN | TRINITY INDUSTRIES INC | Boze Brandon B | Directior 10% Owner | 2018-12-06 | Buy | 280,506 | 21.91 | 6,146,365 | 2018-12-10 17:02:01 |
| USEL | usell.com, Inc. | PITON CAPITAL PARTNERS LLC | 10% Owner | 2018-12-06 | Buy | 1,123,829 | 0.20 | 224,766 | 2018-12-10 16:43:34 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-12-07 | Buy | 7,894 | 0.65 | 5,100 | 2018-12-10 16:27:54 |
| LCUT | LIFETIME BRANDS, INC | Centre Partners V, L.P. | 10% Owner | 2018-12-07 | Buy | 9,058 | 12.02 | 108,878 | 2018-12-10 16:24:55 |
| CARG | CarGurus, Inc. | Steinert Langley | CEO, President and Chairman 10% Owner | 2018-12-06 | Sell | 117,406 | 36.15 | 4,244,113 | 2018-12-10 16:18:17 |
| JASN | Jason Industries, Inc. | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 10% Owner | 2018-12-06 | Buy | 10,000 | 1.78 | 17,780 | 2018-12-10 16:17:25 |
| NATR | NATURES SUNSHINE PRODUCTS INC | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 10% Owner | 2018-12-06 | Buy | 3,902 | 8.76 | 34,197 | 2018-12-10 16:15:24 |
| CXDO | Crexendo, Inc. | MIHAYLO STEVEN G | Chief Executive Officer 10% Owner | 2018-12-07 | Buy | 675 | 2.09 | 1,411 | 2018-12-10 16:15:01 |
| IKNX | IKONICS CORP | NERGES JOSEPH R | 10% Owner | 2018-12-06 | Buy | 2,503 | 9.08 | 22,735 | 2018-12-10 15:59:34 |
| SIC | Select Interior Concepts, Inc. | B. Riley Financial, Inc. | 10% Owner | 2018-12-04 | Buy | 3,757 | 7.90 | 29,670 | 2018-12-10 15:53:09 |
| K | KELLOGG CO | KELLOGG W K FOUNDATION TRUST | 10% Owner | 2018-12-10 | Sell | 100,000 | 59.94 | 5,993,980 | 2018-12-10 15:45:19 |
| CSSE | Chicken Soup for the Soul Entertainment, Inc. | Greenhaven Road Investment Management, L.P. | 10% Owner | 2018-12-06 | Buy | 33,551 | 8.11 | 271,996 | 2018-12-10 15:32:25 |
| ZIVO | Zivo Bioscience, Inc. | Maggiore Christopher D. | Directior 10% Owner | 2018-12-06 | Buy | 213,000 | 0.12 | 26,170 | 2018-12-10 14:31:42 |
| LBC | Luther Burbank Corp | Trione Victor | Directior 10% Owner | 2018-12-06 | Buy | 15,000 | 10.01 | 150,100 | 2018-12-10 14:23:27 |
| RASFP | RAIT Financial Trust | Amster Howard | 10% Owner | 2018-12-07 | Buy | 20,300 | 3.03 | 61,500 | 2018-12-10 11:17:43 |
| HLIX | Helix TCS, Inc. | Ogur Scott Matthew | Chief Financial Officer 10% Owner | 2018-12-07 | Sell | 5,988 | 1.01 | 6,039 | 2018-12-10 10:33:30 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-12-07 | Buy | 53,400 | 9.98 | 532,943 | 2018-12-10 09:43:00 |
| n/a | Golub Capital BDC 3, Inc. | STRS OHIO | 10% Owner | 2018-12-06 | Buy | 466,666 | 15.00 | 7,000,000 | 2018-12-10 08:34:55 |
| REV | REVLON INC /DE/ | PERELMAN RONALD O | Directior 10% Owner | 2018-12-06 | Buy | 75,000 | 24.16 | 1,812,032 | 2018-12-10 08:30:58 |
| QTNT | Quotient Ltd | PERCEPTIVE ADVISORS LLC | 10% Owner | 2018-12-07 | Buy | 2,000,000 | 6.50 | 13,000,000 | 2018-12-10 08:30:29 |
| DHCP | DITECH HOLDING Corp | First Pacific Advisors, LP | 10% Owner | 2018-12-06 | Sell | 9,273 | 0.10 | 927 | 2018-12-07 21:16:55 |
| SIC | Select Interior Concepts, Inc. | B. Riley Financial, Inc. | 10% Owner | 2018-12-04 | Buy | 3,757 | 7.90 | 29,670 | 2018-12-07 19:53:02 |
| PRTS | U.S. Auto Parts Network, Inc. | Kanen David | 10% Owner | 2018-11-29 | Buy | 1,576,228 | 1.21 | 1,903,928 | 2018-12-07 19:38:10 |
| GASS | StealthGas Inc. | Glendon Capital Management LP | 10% Owner | 2018-12-06 | Buy | 14,000 | 3.32 | 46,459 | 2018-12-07 19:19:49 |
| DHCP | DITECH HOLDING Corp | NOMURA SECURITIES INTERNATIONAL INC | 10% Owner | 2018-12-03 | Sell | 206,700 | 0.11 | 23,212 | 2018-12-07 18:41:41 |
| GRPN | Groupon, Inc. | LEFKOFSKY ERIC P | Directior 10% Owner | 2018-12-06 | Sell | 3,000,000 | 3.06 | 9,195,000 | 2018-12-07 18:10:20 |
| APRN | Blue Apron Holdings, Inc. | Salzberg Matthew B | Directior 10% Owner | 2018-12-04 | Option Exercise | 33,245 | 0.00 | 0 | 2018-12-07 17:30:40 |
| APRN | Blue Apron Holdings, Inc. | Salzberg Matthew B | Directior 10% Owner | 2018-12-04 | Sell | 17,862 | 1.11 | 19,825 | 2018-12-07 17:30:40 |
| GHDX | GENOMIC HEALTH INC | BAKER BROS. ADVISORS LP | Directior 10% Owner | 2018-12-06 | Sell | 195,134 | 75.82 | 14,795,980 | 2018-12-07 17:16:14 |
| GHDX | GENOMIC HEALTH INC | BAKER BROS. ADVISORS LP | Directior 10% Owner | 2018-12-04 | Sell | 32,776 | 75.62 | 2,478,447 | 2018-12-07 17:15:46 |
| DXLG | DESTINATION XL GROUP, INC. | CANNELL CAPITAL LLC | 10% Owner | 2018-12-04 | Buy | 14,500 | 2.52 | 36,468 | 2018-12-07 17:05:37 |
| ACOR | ACORDA THERAPEUTICS INC | SCOPIA CAPITAL MANAGEMENT LP | 10% Owner | 2018-12-04 | Sell | 43,801 | 18.58 | 813,999 | 2018-12-07 16:45:20 |
| APO | Apollo Global Management LLC | TIGER GLOBAL MANAGEMENT LLC | 10% Owner | 2018-12-04 | Buy | 135,700 | 26.49 | 3,594,565 | 2018-12-07 16:41:32 |
| SSP | E.W. SCRIPPS Co | Scripps Eaton M | 10% Owner | 2018-12-06 | Buy | 37,836 | 17.15 | 648,742 | 2018-12-07 16:21:44 |
| LMRK | Landmark Infrastructure Partners LP | LANDMARK DIVIDEND LLC | Directior 10% Owner | 2018-12-04 | Buy | 32,075 | 13.79 | 442,439 | 2018-12-07 16:17:54 |
| SAM | BOSTON BEER CO INC | KOCH C JAMES | Chairman 10% Owner | 2018-12-06 | Sell | 525 | 275.00 | 144,375 | 2018-12-07 16:02:42 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-12-06 | Buy | 1,953 | 0.66 | 1,281 | 2018-12-07 15:54:38 |
| FLWS | 1 800 FLOWERS COM INC | MCCANN CHRISTOPHER G | CEO and President 10% Owner | 2018-12-06 | Option Exercise | 25,000 | 1.79 | 44,750 | 2018-12-07 14:58:44 |
| FLWS | 1 800 FLOWERS COM INC | MCCANN CHRISTOPHER G | CEO and President 10% Owner | 2018-12-06 | Sell | 25,000 | 12.40 | 310,000 | 2018-12-07 14:58:44 |
| IDSY | ID SYSTEMS INC | SUBIN NEIL S | 10% Owner | 2018-12-06 | Sell | 42,635 | 6.36 | 271,044 | 2018-12-07 14:26:08 |
| RESI | Front Yard Residential Corp | Deer Park Road Management Company, LP | 10% Owner | 2018-12-04 | Buy | 250,000 | 9.10 | 2,275,000 | 2018-12-07 13:42:57 |
| CXDO | Crexendo, Inc. | MIHAYLO STEVEN G | Chief Executive Officer 10% Owner | 2018-12-06 | Buy | 1,333 | 2.10 | 2,799 | 2018-12-07 12:26:26 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2018-12-04 | Sell | 10,296 | 116.88 | 1,203,436 | 2018-12-07 11:13:23 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-12-06 | Buy | 63,209 | 9.93 | 627,387 | 2018-12-07 10:09:44 |
| ARPO | Aerpio Pharmaceuticals, Inc. | Satter Muneer A | Directior 10% Owner | 2018-12-03 | Buy | 60,000 | 2.09 | 125,352 | 2018-12-06 20:54:55 |
| EIDX | Eidos Therapeutics, Inc. | BridgeBio Pharma LLC | 10% Owner | 2018-12-03 | Buy | 2,853,848 | 14.92 | 42,589,912 | 2018-12-06 20:48:00 |
| LIVX | LiveXLive Media, Inc. | ELLIN ROBERT S | CEO and Chairman 10% Owner | 2018-12-03 | Buy | 1,400 | 5.38 | 7,532 | 2018-12-06 20:31:10 |
| TPIC | TPI COMPOSITES, INC | DeRosa Michael Lawrence | Directior 10% Owner | 2018-12-04 | Sell | 46,803 | 26.69 | 1,248,971 | 2018-12-06 19:33:32 |
| TPIC | TPI COMPOSITES, INC | ELEMENT PARTNERS II LP | 10% Owner | 2018-12-04 | Sell | 46,803 | 26.69 | 1,248,971 | 2018-12-06 19:33:24 |
| KURA | Kura Oncology, Inc. | EcoR1 Capital Fund Qualified, L.P. | 10% Owner | 2018-12-03 | Buy | 119,906 | 13.50 | 1,618,255 | 2018-12-06 19:14:57 |
| PSMT | PRICESMART INC | PRICE ROBERT E | Directior 10% Owner | 2018-05-03 | Sell | 10,000 | 66.45 | 664,495 | 2018-12-06 19:07:55 |
| RIBT | RiceBran Technologies | CONTINENTAL GRAIN CO | 10% Owner | 2018-08-24 | Buy | 122,001 | 3.21 | 391,259 | 2018-12-06 18:55:10 |
| WMT | Walmart Inc. | WALTON ALICE L | 10% Owner | 2018-12-03 | Sell | 1,109,156 | 97.92 | 108,609,816 | 2018-12-06 18:55:08 |
| WMT | Walmart Inc. | WALTON JIM C | 10% Owner | 2018-12-03 | Sell | 1,109,156 | 97.92 | 108,609,816 | 2018-12-06 18:52:38 |
| WMT | Walmart Inc. | WALTON S ROBSON | Directior 10% Owner | 2018-12-03 | Sell | 1,109,156 | 97.92 | 108,609,816 | 2018-12-06 18:50:14 |
| VSLR | Vivint Solar, Inc. | 313 Acquisition LLC | 10% Owner | 2018-12-04 | Sell | 8,000,000 | 5.20 | 41,580,000 | 2018-12-06 18:18:14 |
| SGBX | SG BLOCKS, INC. | Hillair Capital Investments LP | 10% Owner | 2018-12-03 | Sell | 134,799 | 3.47 | 467,875 | 2018-12-06 17:52:04 |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President, Chairman & CEO 10% Owner | 2018-12-04 | Buy | 3,000 | 0.24 | 730 | 2018-12-06 17:44:45 |
| CLSD | Clearside Biomedical, Inc. | Thorp Clay | Directior 10% Owner | 2018-12-06 | Buy | 8,000 | 1.36 | 10,880 | 2018-12-06 17:41:29 |
| LCUT | LIFETIME BRANDS, INC | Centre Partners V, L.P. | 10% Owner | 2018-12-03 | Buy | 18,387 | 12.15 | 223,369 | 2018-12-06 17:25:49 |
| CRVL | CORVEL CORP | CORSTAR HOLDINGS INC | 10% Owner | 2018-12-03 | Sell | 8,871 | 68.29 | 605,761 | 2018-12-06 17:25:39 |
| RUN | Sunrun Inc. | TIGER GLOBAL MANAGEMENT LLC | 10% Owner | 2018-12-03 | Buy | 479,677 | 14.53 | 6,970,804 | 2018-12-06 17:24:05 |
| CARG | CarGurus, Inc. | Steinert Langley | CEO, President and Chairman 10% Owner | 2018-12-03 | Sell | 117,406 | 37.50 | 4,402,741 | 2018-12-06 17:20:43 |
| ARTW | ARTS WAY MANUFACTURING CO INC | MCCONNELL J WARD JR | Directior 10% Owner | 2018-12-03 | Buy | 2,805 | 2.25 | 6,311 | 2018-12-06 16:58:37 |
| CFRX | CONTRAFECT Corp | Shanghai Fosun Pharmaceutical (Group) Co., Ltd. | 10% Owner | 2018-12-04 | Sell | 600,000 | 2.04 | 1,224,000 | 2018-12-06 16:51:27 |
| PS | Pluralsight, Inc. | Skonnard Aaron | Co-Founder, CEO, & Chairman 10% Owner | 2018-12-04 | Sell | 400 | 26.03 | 10,412 | 2018-12-06 16:40:16 |
| W | Wayfair Inc. | Conine Steven | Co-Founder 10% Owner | 2018-12-03 | Sell | 14,000 | 109.83 | 1,537,679 | 2018-12-06 16:37:55 |
| NEWR | NEW RELIC, INC. | Cirne Lewis | CEO 10% Owner | 2018-12-04 | Sell | 89,000 | 84.76 | 7,543,762 | 2018-12-06 16:36:34 |
| W | Wayfair Inc. | Shah Niraj | Chief Executive Officer 10% Owner | 2018-12-03 | Sell | 14,000 | 109.82 | 1,537,523 | 2018-12-06 16:35:13 |
| SODI | SOLITRON DEVICES INC | Olesen Value Fund L.P. | 10% Owner | 2018-12-03 | Buy | 20,000 | 2.28 | 45,600 | 2018-12-06 16:32:07 |
| SUMR | Summer Infant, Inc. | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 10% Owner | 2018-12-04 | Buy | 5,400 | 1.00 | 5,380 | 2018-12-06 16:16:27 |
| NCLH | Norwegian Cruise Line Holdings Ltd. | Apollo Management Holdings GP, LLC | 10% Owner | 2018-12-03 | Sell | 15,728,782 | 50.50 | 794,303,488 | 2018-12-06 16:15:41 |
| JASN | Jason Industries, Inc. | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 10% Owner | 2018-12-04 | Buy | 10,000 | 1.85 | 18,500 | 2018-12-06 16:15:17 |
| DOTA | Draper Oakwood Technology Acquisition Inc. | Polar Asset Management Partners Inc. | 10% Owner | 2018-12-04 | Sell | 51,000 | 10.20 | 520,200 | 2018-12-06 16:06:52 |
| LLY | LILLY ELI & CO | LILLY ENDOWMENT INC | 10% Owner | 2018-12-04 | Sell | 15,500 | 119.00 | 1,844,536 | 2018-12-06 15:43:27 |
| HLIX | Helix TCS, Inc. | Ogur Scott Matthew | Chief Financial Officer 10% Owner | 2018-12-04 | Sell | 2,000 | 1.01 | 2,020 | 2018-12-06 15:17:04 |
| LBC | Luther Burbank Corp | Trione Victor | 10% Owner | 2018-12-04 | Buy | 10,000 | 9.45 | 94,477 | 2018-12-06 15:06:45 |
| DHCP | DITECH HOLDING Corp | NOMURA SECURITIES INTERNATIONAL INC | 10% Owner | 2018-12-03 | Sell | 632,987 | 0.11 | 72,063 | 2018-12-06 14:42:40 |
| AIRI | AIR INDUSTRIES GROUP | Richmond David S. | 10% Owner | 2018-11-30 | Buy | 4,504 | 1.11 | 5,006 | 2018-12-06 14:35:07 |
| UGHL | UNION BRIDGE HOLDINGS LTD. | Ho Moana | 10% Owner | 2018-11-26 | Sell | 3,583,605 | 0.29 | 1,036,717 | 2018-12-06 12:30:04 |
| SGRP | SPAR GROUP INC | BROWN ROBERT G/ | 10% Owner | 2018-12-03 | Sell | 53,040 | 0.71 | 37,658 | 2018-12-06 10:54:05 |
| XCLIX | Thrivent Church Loan & Income Fund | THRIVENT FINANCIAL FOR LUTHERANS | 10% Owner | 2018-12-04 | Buy | 251,004 | 9.96 | 2,500,000 | 2018-12-06 10:32:20 |
| CWBC | COMMUNITY WEST BANCSHARES / | PEEPLES WILLIAM R | Directior 10% Owner | 2018-12-03 | Sell | 20,000 | 10.60 | 212,000 | 2018-12-06 10:30:55 |
| SEIC | SEI INVESTMENTS CO | WEST ALFRED P JR | 10% Owner | 2018-12-03 | Option Exercise | 100,000 | 14.62 | 1,462,000 | 2018-12-06 10:09:30 |
| NWLI | National Western Life Group, Inc. | Moody Robert L | 10% Owner | 2018-12-04 | Option Exercise | 8,500 | 114.64 | 974,440 | 2018-12-06 09:36:57 |
| PHAS | PhaseBio Pharmaceuticals Inc | Thorp Clay | Directior 10% Owner | 2018-12-04 | Buy | 4,000 | 3.13 | 12,520 | 2018-12-06 09:15:16 |
| SAM | BOSTON BEER CO INC | KOCH C JAMES | Chairman 10% Owner | 2018-12-04 | Sell | 5,726 | 277.79 | 1,590,647 | 2018-12-06 09:13:36 |
| UBI | UNIVERSAL BIOSENSORS INC | CVC Ltd | 10% Owner | 2018-12-04 | Buy | 1,500,000 | 0.21 | 315,000 | 2018-12-06 08:50:22 |
| ISCO.OB | International Stem Cell CORP | Kern Russell | EVP and CSO 10% Owner | 2018-12-03 | Option Exercise | 1,800 | 1.09 | 1,962 | 2018-12-06 08:02:37 |
| ISCO.OB | International Stem Cell CORP | Kern Russell | EVP and CSO 10% Owner | 2018-12-03 | Sell | 1,800 | 1.67 | 3,006 | 2018-12-06 08:02:37 |
| USNA | USANA HEALTH SCIENCES INC | Gull Global Ltd | 10% Owner | 2018-12-03 | Sell | 30,000 | 120.56 | 3,616,783 | 2018-12-06 06:09:53 |
| IMDZ | IMMUNE DESIGN CORP. | BVF PARTNERS L P/IL | 10% Owner | 2018-12-04 | Sell | 902,000 | 1.83 | 1,653,907 | 2018-12-04 21:59:49 |
| VGR | VECTOR GROUP LTD | FROST PHILLIP MD ET AL | 10% Owner | 2018-11-30 | Sell | 626,250 | 12.43 | 7,786,513 | 2018-12-04 21:01:21 |
| NVEE | NV5 Global, Inc. | WRIGHT DICKERSON | Chairman and CEO 10% Owner | 2018-12-03 | Sell | 10,000 | 72.87 | 728,679 | 2018-12-04 20:49:26 |
| MCOA | Marijuana Co of America, Inc. | STEINBERG DONALD J | President 10% Owner | 2018-11-30 | Sell | 792,000 | 0.02 | 13,360 | 2018-12-04 20:24:33 |
| GASS | StealthGas Inc. | Glendon Capital Management LP | 10% Owner | 2018-12-03 | Buy | 8,500 | 3.48 | 29,550 | 2018-12-04 19:48:20 |
| GASS | StealthGas Inc. | Glendon Capital Management LP | 10% Owner | 2018-12-03 | Buy | 8,500 | 3.48 | 29,550 | 2018-12-04 19:39:47 |
| XOMA | XOMA Corp | BVF PARTNERS L P/IL | 10% Owner | 2018-11-30 | Buy | 9,800 | 14.91 | 146,139 | 2018-12-04 19:01:17 |
| KIN | Kindred Biosciences, Inc. | Chin Richard | Chief Executive Officer 10% Owner | 2018-12-03 | Sell | 40,000 | 13.28 | 531,200 | 2018-12-04 19:00:26 |
| SSP | E.W. SCRIPPS Co | Granado Corina S. | 10% Owner | 2018-12-04 | Buy | 18,918 | 17.58 | 332,654 | 2018-12-04 18:54:56 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2018-11-30 | Sell | 36,940 | 46.22 | 1,707,486 | 2018-12-04 18:52:06 |
| SNAP | Snap Inc | Spiegel Evan | Chief Executive Officer 10% Owner | 2018-12-03 | Sell | 1,495,200 | 6.43 | 9,610,099 | 2018-12-04 18:32:00 |
| CERC | Cerecor Inc. | ARMISTICE CAPITAL, LLC | Directior 10% Owner | 2018-11-30 | Buy | 25,797 | 3.49 | 90,153 | 2018-12-04 18:19:58 |
| AIRI | AIR INDUSTRIES GROUP | Richmond David S. | 10% Owner | 2018-11-30 | Buy | 4,504 | 3.37 | 15,160 | 2018-12-04 18:15:33 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-12-04 | Buy | 73,400 | 10.01 | 734,462 | 2018-12-04 18:04:43 |
| IQV | IQVIA HOLDINGS INC. | CANADA PENSION PLAN INVESTMENT BOARD | 10% Owner | 2018-12-04 | Sell | 3,164,388 | 123.72 | 391,498,080 | 2018-12-04 18:00:55 |
| LMRK | Landmark Infrastructure Partners LP | LANDMARK DIVIDEND LLC | Directior 10% Owner | 2018-11-30 | Buy | 34,559 | 13.63 | 470,992 | 2018-12-04 17:57:39 |
| VST | Vistra Energy Corp. | Apollo Management Holdings GP, LLC | 10% Owner | 2018-11-19 | Sell | 14,000,253 | 23.00 | 322,005,824 | 2018-12-04 17:46:48 |
| TAT | TRANSATLANTIC PETROLEUM LTD. | Mitchell Noah Malone III | Chief Executive Officer 10% Owner | 2018-12-03 | Buy | 13,372 | 1.00 | 13,372 | 2018-12-04 17:35:11 |
| TPHS | Trinity Place Holdings Inc. | MFP PARTNERS LP | 10% Owner | 2018-12-03 | Buy | 14,578 | 4.91 | 71,520 | 2018-12-04 17:25:14 |
| TTS | TILE SHOP HOLDINGS, INC. | JACULLO PETER J III | Directior 10% Owner | 2018-11-30 | Buy | 70,000 | 5.92 | 414,400 | 2018-12-04 17:09:24 |
| SPB | Spectrum Brands Holdings, Inc. | Martin Douglas L | EVP and CFO 10% Owner | 2018-12-01 | Option Exercise | 4,637 | 0.00 | 0 | 2018-12-04 17:08:03 |
| ACAD | ACADIA PHARMACEUTICALS INC | BAKER BROS. ADVISORS LP | Directior 10% Owner | 2018-11-30 | Buy | 11,764,705 | 17.00 | 199,999,984 | 2018-12-04 17:00:09 |
| OCSI | Oaktree Strategic Income Corp | TANNENBAUM LEONARD M | 10% Owner | 2018-11-30 | Sell | 7,185 | 8.52 | 61,235 | 2018-12-04 16:56:36 |
| SAM | BOSTON BEER CO INC | KOCH C JAMES | Chairman 10% Owner | 2018-12-03 | Sell | 683 | 275.00 | 187,825 | 2018-12-04 16:42:48 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-12-03 | Buy | 5,019 | 0.66 | 3,332 | 2018-12-04 16:39:59 |
| MSLP | MusclePharm Corp | WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | 10% Owner | 2018-11-30 | Buy | 7,000 | 0.90 | 6,270 | 2018-12-04 16:32:07 |
| SUMR | Summer Infant, Inc. | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 10% Owner | 2018-11-30 | Buy | 30,000 | 1.01 | 30,226 | 2018-12-04 16:31:50 |
| JASN | Jason Industries, Inc. | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 10% Owner | 2018-11-30 | Buy | 20,000 | 1.95 | 38,932 | 2018-12-04 16:31:19 |
| SAFE | Safety, Income & Growth, Inc. | ISTAR INC. | 10% Owner | 2018-11-30 | Buy | 11,491 | 19.50 | 224,118 | 2018-12-04 16:29:49 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-12-03 | Buy | 45,534 | 10.03 | 456,865 | 2018-12-04 16:29:36 |
| PATI | PATRIOT TRANSPORTATION HOLDING, INC. | BAKER JOHN D II | 10% Owner | 2018-12-03 | Buy | 100 | 19.65 | 1,965 | 2018-12-04 16:22:40 |
| RASFN | RAIT Financial Trust | Frischer Charles L | 10% Owner | 2018-12-03 | Buy | 3,427 | 3.15 | 10,805 | 2018-12-04 15:51:27 |
| RASF0 | RAIT Financial Trust | Frischer Charles L | 10% Owner | 2018-12-03 | Buy | 7,884 | 3.18 | 25,082 | 2018-12-04 15:45:07 |
| RASFP | RAIT Financial Trust | Frischer Charles L | 10% Owner | 2018-12-03 | Buy | 6,016 | 3.17 | 19,100 | 2018-12-04 15:39:41 |
| VAM | Vivaldi Opportunities Fund | ASHER DANIEL | 10% Owner | 2018-11-28 | Sell | 100 | 14.70 | 1,470 | 2018-12-04 15:20:40 |
| OTEL | OTELCO INC. | SOCHET IRA | 10% Owner | 2018-12-03 | Buy | 12,751 | 15.97 | 203,624 | 2018-12-04 15:05:43 |
| PDEX | PRO DEX INC | CABILLOT RAYMOND E | Directior 10% Owner | 2018-12-03 | Sell | 5,160 | 14.65 | 75,594 | 2018-12-04 15:00:39 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2018-11-30 | Sell | 16,967 | 118.62 | 2,012,693 | 2018-12-04 14:51:23 |
| TAPM | Tapinator, Inc. | Nikolayev Ilya | Chief Executive Officer 10% Owner | 2018-11-30 | Buy | 250,000 | 0.03 | 8,250 | 2018-12-04 14:29:54 |
| MDRR | Medalist Diversified REIT, Inc. | Virginia Birth-Related Neurological Injury Compensation Program | 10% Owner | 2018-11-30 | Buy | 125,000 | 10.00 | 1,250,000 | 2018-12-04 14:00:48 |
| MDLY | MEDLEY MANAGEMENT INC. | JACOBS ASSET MANAGEMENT, LLC | 10% Owner | 2018-11-28 | Buy | 50,000 | 5.23 | 261,500 | 2018-12-04 13:27:50 |
| LIVX | LiveXLive Media, Inc. | ELLIN ROBERT S | CEO and Chairman 10% Owner | 2018-11-29 | Buy | 2,000 | 5.07 | 10,141 | 2018-12-03 20:39:24 |
| WLMS | Williams Industrial Services Group Inc. | OBUS NELSON | Directior 10% Owner | 2018-11-29 | Buy | 4,327 | 2.10 | 9,086 | 2018-12-03 19:48:43 |
| WWE | WORLD WRESTLING ENTERTAINMENTINC | MCMAHON VINCENT K | Chief Executive Officer 10% Owner | 2018-11-30 | Option Exercise | 306,000 | 0.00 | 0 | 2018-12-03 19:30:20 |
| WWE | WORLD WRESTLING ENTERTAINMENTINC | MCMAHON VINCENT K | Chief Executive Officer 10% Owner | 2018-11-30 | Sell | 306,000 | 74.73 | 22,866,524 | 2018-12-03 19:30:20 |
| CNBKA | CENTURY BANCORP INC | Filler James J | 10% Owner | 2018-11-28 | Buy | 911 | 81.61 | 74,349 | 2018-12-03 19:19:42 |
| CBRL | CRACKER BARREL OLD COUNTRY STORE, INC | BIGLARI, SARDAR | 10% Owner | 2018-11-29 | Sell | 243,718 | 182.26 | 44,420,152 | 2018-12-03 19:17:48 |
| TPIC | TPI COMPOSITES, INC | DeRosa Michael Lawrence | Directior 10% Owner | 2018-11-29 | Sell | 99,978 | 27.16 | 2,715,701 | 2018-12-03 18:34:25 |
| TPIC | TPI COMPOSITES, INC | ELEMENT PARTNERS II LP | 10% Owner | 2018-11-29 | Sell | 99,978 | 27.16 | 2,715,701 | 2018-12-03 18:34:15 |
| RIBT | RiceBran Technologies | CONTINENTAL GRAIN CO | 10% Owner | 2018-11-29 | Buy | 32,037 | 3.08 | 98,726 | 2018-12-03 18:22:52 |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President, Chairman & CEO 10% Owner | 2018-11-28 | Buy | 24,000 | 0.25 | 5,935 | 2018-12-03 18:06:19 |
| CSSE | Chicken Soup for the Soul Entertainment, Inc. | Greenhaven Road Investment Management, L.P. | 10% Owner | 2018-11-29 | Buy | 39,950 | 8.45 | 337,483 | 2018-12-03 18:04:14 |
| PDEX | PRO DEX INC | CABILLOT RAYMOND E | Directior 10% Owner | 2018-11-30 | Sell | 24,827 | 14.52 | 360,561 | 2018-12-03 18:00:20 |
| FCNCA | FIRST CITIZENS BANCSHARES INC /DE/ | BRYANT HOPE HOLDING | Vice Chairman 10% Owner | 2018-11-30 | Sell | 2,308 | 428.19 | 988,262 | 2018-12-03 17:54:05 |
| FCNCA | FIRST CITIZENS BANCSHARES INC /DE/ | BRYANT HOPE HOLDING | Vice Chairman 10% Owner | 2018-11-29 | Sell | 1,661 | 426.32 | 708,123 | 2018-12-03 17:50:04 |
| ZOM | Zomedica Pharmaceuticals Corp. | Rowe Jeffrey M | Directior 10% Owner | 2018-11-29 | Option Exercise | 175,000 | 1.20 | 210,000 | 2018-12-03 17:48:13 |
| FCNCA | FIRST CITIZENS BANCSHARES INC /DE/ | BRYANT HOPE HOLDING | Vice Chairman 10% Owner | 2018-11-29 | Sell | 4,000 | 427.60 | 1,710,380 | 2018-12-03 17:44:26 |
| GHDX | GENOMIC HEALTH INC | BAKER BROS. ADVISORS LP | Directior 10% Owner | 2018-12-03 | Sell | 202,134 | 78.49 | 15,865,833 | 2018-12-03 17:40:20 |
| GHDX | GENOMIC HEALTH INC | BAKER BROS. ADVISORS LP | Directior 10% Owner | 2018-11-29 | Sell | 256,035 | 78.95 | 20,214,214 | 2018-12-03 17:39:45 |
| FCNCA | FIRST CITIZENS BANCSHARES INC /DE/ | Holding Olivia Britton | 10% Owner | 2018-11-29 | Sell | 7,969 | 427.50 | 3,406,766 | 2018-12-03 17:39:12 |
| VERI | Veritone, Inc. | ACACIA RESEARCH CORP | 10% Owner | 2018-11-29 | Sell | 1,500,000 | 5.01 | 7,510,050 | 2018-12-03 17:30:55 |
| SSP | E.W. SCRIPPS Co | SCRIPPS CHARLES E | 10% Owner | 2018-12-03 | Buy | 5,000 | 17.46 | 87,325 | 2018-12-03 17:28:39 |
| ACOR | ACORDA THERAPEUTICS INC | SCOPIA CAPITAL MANAGEMENT LP | 10% Owner | 2018-11-29 | Sell | 225,000 | 20.51 | 4,615,375 | 2018-12-03 17:03:45 |
| MDB | MongoDB, Inc. | Whale Rock Capital Management LLC | 10% Owner | 2018-11-29 | Sell | 683,871 | 82.39 | 56,343,828 | 2018-12-03 16:58:52 |
| ICPT | INTERCEPT PHARMACEUTICALS, INC. | Micheli Francesco | 10% Owner | 2018-11-29 | Sell | 750,000 | 105.07 | 78,802,496 | 2018-12-03 16:34:09 |
| ICPT | INTERCEPT PHARMACEUTICALS, INC. | Genextra S.p.A. | 10% Owner | 2018-11-29 | Sell | 750,000 | 105.07 | 78,802,496 | 2018-12-03 16:31:37 |
| WLMS | Williams Industrial Services Group Inc. | WYNNEFIELD PARTNERS SMALL CAP VALUE LP I | 10% Owner | 2018-11-29 | Buy | 4,327 | 2.10 | 9,086 | 2018-12-03 16:16:48 |
| JASN | Jason Industries, Inc. | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 10% Owner | 2018-11-29 | Buy | 20,000 | 1.98 | 39,586 | 2018-12-03 16:15:38 |
| ARTW | ARTS WAY MANUFACTURING CO INC | MCCONNELL J WARD JR | Directior 10% Owner | 2018-11-29 | Buy | 3,789 | 2.25 | 8,525 | 2018-12-03 16:14:48 |
| SAM | BOSTON BEER CO INC | KOCH C JAMES | Chairman 10% Owner | 2018-11-30 | Sell | 9,317 | 278.55 | 2,595,238 | 2018-12-03 16:11:17 |
| EOLS | Evolus, Inc. | Alphaeon Corp | 10% Owner | 2018-11-29 | Sell | 573,888 | 14.00 | 8,034,432 | 2018-12-03 16:07:42 |
| PGAS | Petrogress, Inc. | Traios Christos P | President, CEO and CFO 10% Owner | 2018-11-29 | Buy | 382,841 | 0.00 | 383 | 2018-12-03 15:26:47 |
