| Latest Top 10% Owner Trading |
| Symbol | Company Name | Insider Name | Title | Date | Transation | Share | Price | Amount | File Date |
| FTLF | FITLIFE BRANDS, INC. | Dayton Judd | Chief Executive Officer 10% Owner | 2018-10-11 | Buy | 2,500 | 0.42 | 1,063 | 2018-10-15 21:45:29 |
| APPF | APPFOLIO INC | RAUTH WILLIAM R III | Directior 10% Owner | 2018-10-11 | Sell | 20,000 | 63.40 | 1,267,960 | 2018-10-15 20:45:33 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-10-15 | Buy | 66,700 | 10.13 | 675,524 | 2018-10-15 19:44:16 |
| DHCP | DITECH HOLDING Corp | First Pacific Advisors, LP | 10% Owner | 2018-10-11 | Sell | 3,340 | 3.76 | 12,557 | 2018-10-15 19:12:49 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2018-10-11 | Sell | 203,137 | 46.16 | 9,376,148 | 2018-10-15 18:57:16 |
| STON | STONEMOR PARTNERS LP | AXAR CAPITAL MANAGEMENT L.P. | 10% Owner | 2018-10-11 | Buy | 63,041 | 5.31 | 334,544 | 2018-10-15 18:17:02 |
| FLDM | FLUIDIGM CORP | LEVIN CAPITAL STRATEGIES, L.P. | 10% Owner | 2018-10-11 | Buy | 71 | 7.44 | 528 | 2018-10-15 18:05:32 |
| DXLG | DESTINATION XL GROUP, INC. | CANNELL CAPITAL LLC | 10% Owner | 2018-10-11 | Buy | 3,803 | 2.51 | 9,528 | 2018-10-15 17:28:59 |
| HLIX | Helix TCS, Inc. | Ogur Scott Matthew | Chief Financial Officer 10% Owner | 2018-10-11 | Sell | 3,878 | 1.32 | 5,119 | 2018-10-15 17:00:45 |
| HLIX | Helix TCS, Inc. | VENEGAS ZACHARY L | CEO 10% Owner | 2018-10-11 | Sell | 3,878 | 1.32 | 5,119 | 2018-10-15 16:59:00 |
| HLIX | Helix TCS, Inc. | HELIX OPPORTUNITIES LLC | 10% Owner | 2018-10-11 | Sell | 3,878 | 1.32 | 5,119 | 2018-10-15 16:57:55 |
| BDGE | BRIDGE BANCORP INC | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Directior 10% Owner | 2018-10-11 | Buy | 579 | 31.89 | 18,464 | 2018-10-15 16:57:31 |
| CORI | Corium International, Inc. | PERCEPTIVE ADVISORS LLC | 10% Owner | 2018-10-11 | Sell | 3,632,447 | 12.52 | 45,460,412 | 2018-10-15 16:56:48 |
| JMP | JMP GROUP LLC | Jolson Joseph A | CEO 10% Owner | 2018-10-11 | Buy | 30,766 | 5.05 | 155,368 | 2018-10-15 16:56:13 |
| MEET | Meet Group, Inc. | Luxor Capital Group, LP | 10% Owner | 2018-10-11 | Buy | 87,415 | 4.72 | 412,418 | 2018-10-15 16:41:25 |
| AGFS | AgroFresh Solutions, Inc. | DowDuPont Inc. | 10% Owner | 2018-10-11 | Buy | 68,606 | 5.96 | 408,651 | 2018-10-15 16:35:53 |
| CARG | CarGurus, Inc. | Spinnaker Capital LLC | 10% Owner | 2018-10-11 | Sell | 100,000 | 42.41 | 4,240,500 | 2018-10-15 16:21:46 |
| CARG | CarGurus, Inc. | Argonaut 22 LLC | 10% Owner | 2018-10-11 | Sell | 100,000 | 42.41 | 4,240,500 | 2018-10-15 16:20:47 |
| CARG | CarGurus, Inc. | Parafestas Anastasios | Directior 10% Owner | 2018-10-11 | Sell | 120,000 | 42.41 | 5,088,600 | 2018-10-15 16:18:19 |
| FLWS | 1 800 FLOWERS COM INC | MCCANN CHRISTOPHER G | CEO and President 10% Owner | 2018-10-11 | Option Exercise | 25,000 | 1.79 | 44,750 | 2018-10-15 15:04:26 |
| FLWS | 1 800 FLOWERS COM INC | MCCANN CHRISTOPHER G | CEO and President 10% Owner | 2018-10-11 | Sell | 25,000 | 11.07 | 276,875 | 2018-10-15 15:04:26 |
| SSP | E.W. SCRIPPS Co | Scripps Eaton M | 10% Owner | 2018-10-11 | Buy | 27,692 | 16.19 | 448,300 | 2018-10-15 09:03:25 |
| EYES | SECOND SIGHT MEDICAL PRODUCTS INC | Williams Gregg | Directior 10% Owner | 2018-10-11 | Buy | 19,403 | 1.61 | 31,195 | 2018-10-12 21:33:58 |
| SIC | Select Interior Concepts, Inc. | B. Riley Financial, Inc. | 10% Owner | 2018-10-09 | Sell | 2,656 | 10.36 | 27,516 | 2018-10-12 19:22:34 |
| SIC | Select Interior Concepts, Inc. | B. Riley Financial, Inc. | 10% Owner | 2018-10-09 | Buy | 8,928 | 10.29 | 91,910 | 2018-10-12 19:22:34 |
| BUKS | BUTLER NATIONAL CORP | Daly Joseph Patrick | 10% Owner | 2018-10-11 | Buy | 10,500 | 0.27 | 2,835 | 2018-10-12 19:19:33 |
| ZOM | Zomedica Pharmaceuticals Corp. | Solensky Gerald JR | President and CEO 10% Owner | 2018-10-11 | Option Exercise | 200,000 | 1.20 | 240,000 | 2018-10-12 18:56:04 |
| GCP | GCP Applied Technologies Inc. | Dalbergia Investments LLC | 10% Owner | 2018-10-10 | Buy | 720,675 | 25.04 | 18,046,904 | 2018-10-12 18:00:33 |
| SQ | Square, Inc. | Dorsey Jack | President, CEO & Chairman 10% Owner | 2018-10-10 | Sell | 103,035 | 80.38 | 8,282,293 | 2018-10-12 17:32:05 |
| NSEC | NATIONAL SECURITY GROUP INC | Abernathey Andrew J. | 10% Owner | 2018-10-10 | Buy | 2,487 | 14.50 | 36,062 | 2018-10-12 17:00:58 |
| LGCY | Legacy Reserves Inc. | Baines Creek Capital, LLC | 10% Owner | 2018-10-10 | Buy | 50,000 | 5.02 | 251,000 | 2018-10-12 16:55:54 |
| INSW | International Seaways, Inc. | BlueMountain Capital Management, LLC | 10% Owner | 2018-10-10 | Sell | 129,290 | 21.25 | 2,747,247 | 2018-10-12 16:45:24 |
| KMPH | KEMPHARM, INC | Mickle Travis C | President & CEO 10% Owner | 2018-10-12 | Buy | 5,000 | 2.55 | 12,764 | 2018-10-12 16:35:24 |
| MCHX | MARCHEX INC | Edenbrook Capital, LLC | 10% Owner | 2018-10-10 | Buy | 33,000 | 2.60 | 85,800 | 2018-10-12 16:25:54 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-10-12 | Buy | 71,700 | 10.09 | 723,410 | 2018-10-12 16:24:17 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-10-11 | Buy | 2,836 | 0.70 | 1,985 | 2018-10-12 16:24:03 |
| AIVN | AMERICAN INTERNATIONAL VENTURES INC /DE/ | WAGENTI JACK | CFO, Secretary 10% Owner | 2018-10-12 | Buy | 15,000 | 0.02 | 225 | 2018-10-12 16:18:04 |
| ACOR | ACORDA THERAPEUTICS INC | SCOPIA CAPITAL MANAGEMENT LP | 10% Owner | 2018-10-10 | Sell | 143,576 | 16.98 | 2,437,305 | 2018-10-12 16:16:36 |
| CTACU | ChaSerg Technology Acquisition Corp | Chaserg Technology Sponsor LLC | 10% Owner | 2018-10-10 | Buy | 500,000 | 10.00 | 5,000,000 | 2018-10-12 16:10:44 |
| SHLD | SEARS HOLDINGS CORP | BERKOWITZ BRUCE R | 10% Owner | 2018-10-10 | Sell | 137,400 | 0.42 | 57,708 | 2018-10-12 16:10:37 |
| NES | Nuverra Environmental Solutions, Inc. | Gates Capital Management, L.P. | 10% Owner | 2018-10-10 | Buy | 377,800 | 9.92 | 3,747,584 | 2018-10-12 16:05:32 |
| SHAK | Shake Shack Inc. | Select Equity Group, L.P. | 10% Owner | 2018-10-10 | Sell | 42,600 | 58.70 | 2,500,611 | 2018-10-12 10:38:18 |
| GRMN | GARMIN LTD | KAO MIN H | Executive Chairman 10% Owner | 2018-10-10 | Sell | 246,628 | 64.60 | 15,933,180 | 2018-10-12 08:17:06 |
| RNG | RingCentral Inc | Shmunis Vladimir | CEO & Chairman 10% Owner | 2018-10-09 | Sell | 39,032 | 78.40 | 3,060,299 | 2018-10-11 20:11:37 |
| TPIC | TPI COMPOSITES, INC | DeRosa Michael Lawrence | Directior 10% Owner | 2018-10-09 | Sell | 98,947 | 25.32 | 2,504,921 | 2018-10-11 20:03:33 |
| TPIC | TPI COMPOSITES, INC | ELEMENT PARTNERS II LP | 10% Owner | 2018-10-09 | Sell | 98,947 | 25.32 | 2,504,921 | 2018-10-11 20:03:27 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2018-10-09 | Sell | 35,098 | 52.00 | 1,825,270 | 2018-10-11 19:46:37 |
| CCR | CONSOL Coal Resources LP | CONSOL Energy Inc. | Directior 10% Owner | 2018-10-09 | Buy | 14,600 | 18.58 | 271,266 | 2018-10-11 18:55:37 |
| APPN | APPIAN CORP | Abdiel Capital Management, LLC | 10% Owner | 2018-10-09 | Buy | 166,910 | 25.67 | 4,285,217 | 2018-10-11 18:11:21 |
| KOD | Kodiak Sciences Inc. | BAKER BROS. ADVISORS LP | Directior 10% Owner | 2018-10-09 | Buy | 2,500,000 | 10.00 | 25,000,000 | 2018-10-11 17:57:33 |
| INOD | INNODATA INC | Toor Nauman Sabeeh | 10% Owner | 2018-10-09 | Buy | 82,137 | 1.40 | 115,104 | 2018-10-11 17:33:59 |
| NNVC | NANOVIRICIDES, INC. | BONIUK MILTON | 10% Owner | 2017-02-21 | Option Exercise | 7,246,288 | 0.00 | 0 | 2018-10-11 17:22:45 |
| vam | Vivaldi Opportunities Fund | ASHER DANIEL | 10% Owner | 2018-10-10 | Sell | 1,890 | 14.95 | 28,256 | 2018-10-11 17:21:40 |
| RUN | Sunrun Inc. | TIGER GLOBAL MANAGEMENT LLC | 10% Owner | 2018-10-09 | Buy | 231,357 | 11.47 | 2,653,939 | 2018-10-11 17:20:02 |
| FUND | SPROTT FOCUS TRUST INC. | GEORGE W WHITNEY | Directior 10% Owner | 2018-10-09 | Buy | 88,878 | 7.00 | 622,228 | 2018-10-11 17:12:35 |
| HLIX | Helix TCS, Inc. | Ogur Scott Matthew | Chief Financial Officer 10% Owner | 2018-10-09 | Sell | 2,672 | 1.40 | 3,741 | 2018-10-11 16:58:04 |
| HLIX | Helix TCS, Inc. | VENEGAS ZACHARY L | CEO 10% Owner | 2018-10-09 | Sell | 2,672 | 1.40 | 3,741 | 2018-10-11 16:57:03 |
| HLIX | Helix TCS, Inc. | HELIX OPPORTUNITIES LLC | 10% Owner | 2018-10-09 | Sell | 2,672 | 1.40 | 3,741 | 2018-10-11 16:56:07 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-10-11 | Buy | 71,700 | 10.03 | 719,474 | 2018-10-11 16:37:36 |
| AGFS | AgroFresh Solutions, Inc. | DowDuPont Inc. | 10% Owner | 2018-10-09 | Buy | 68,814 | 6.28 | 432,220 | 2018-10-11 16:36:01 |
| FLDM | FLUIDIGM CORP | LEVIN CAPITAL STRATEGIES, L.P. | 10% Owner | 2018-10-09 | Buy | 34,896 | 7.29 | 254,217 | 2018-10-11 16:31:30 |
| HSGX | HISTOGENICS CORP | Wilmslow Estates Ltd | 10% Owner | 2018-10-10 | Buy | 538,460 | 0.00 | 0 | 2018-10-11 16:30:47 |
| HSGX | HISTOGENICS CORP | Lewis Michael | Directior 10% Owner | 2018-10-10 | Buy | 538,460 | 0.00 | 0 | 2018-10-11 16:30:25 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-10-10 | Buy | 11,510 | 0.71 | 8,120 | 2018-10-11 16:18:53 |
| CARG | CarGurus, Inc. | Argonaut 22 LLC | 10% Owner | 2018-10-09 | Sell | 100,000 | 44.81 | 4,481,000 | 2018-10-11 16:16:08 |
| CARG | CarGurus, Inc. | Spinnaker Capital LLC | 10% Owner | 2018-10-09 | Sell | 100,000 | 44.81 | 4,481,000 | 2018-10-11 16:14:40 |
| CARG | CarGurus, Inc. | Parafestas Anastasios | Directior 10% Owner | 2018-10-09 | Sell | 120,000 | 44.81 | 5,377,200 | 2018-10-11 16:12:29 |
| IDSY | ID SYSTEMS INC | SUBIN NEIL S | 10% Owner | 2018-10-10 | Sell | 556 | 6.60 | 3,670 | 2018-10-11 15:06:24 |
| HEI, HEI.A | HEICO CORP | MENDELSON LAURANS A | COB and CEO 10% Owner | 2018-10-09 | Buy | 1,311 | 88.21 | 115,644 | 2018-10-11 14:52:35 |
| OCSI | Oaktree Strategic Income Corp | TANNENBAUM LEONARD M | 10% Owner | 2018-10-11 | Sell | 4,562 | 8.62 | 39,324 | 2018-10-11 14:28:27 |
| MMLP | MARTIN MIDSTREAM PARTNERS LP | MARTIN RUBEN S | President and CEO 10% Owner | 2018-10-11 | Buy | 751 | 11.89 | 8,927 | 2018-10-11 12:50:35 |
| SSP | E.W. SCRIPPS Co | Peirce Mary | 10% Owner | 2018-10-10 | Buy | 13,846 | 16.80 | 232,679 | 2018-10-11 09:01:34 |
| FTLF | FITLIFE BRANDS, INC. | Dayton Judd | CHIEF EXECUTIVE OFFICER 10% Owner | 2018-10-08 | Buy | 17,168 | 0.42 | 7,186 | 2018-10-10 21:45:16 |
| FTLF | FITLIFE BRANDS, INC. | Dayton Judd | CHIEF EXECUTIVE OFFICER 10% Owner | 2018-10-08 | Buy | 17,168 | 0.42 | 7,186 | 2018-10-10 21:45:15 |
| EYES | SECOND SIGHT MEDICAL PRODUCTS INC | Williams Gregg | Directior 10% Owner | 2018-10-09 | Buy | 26,333 | 1.62 | 42,614 | 2018-10-10 20:05:25 |
| WDAY | Workday, Inc. | DUFFIELD DAVID A | Directior 10% Owner | 2018-10-08 | Sell | 374,488 | 133.55 | 50,011,956 | 2018-10-10 20:04:09 |
| W | Wayfair Inc. | Conine Steven | Co-Founder 10% Owner | 2018-10-08 | Sell | 17,600 | 131.09 | 2,307,228 | 2018-10-10 19:31:59 |
| W | Wayfair Inc. | Shah Niraj | Chief Executive Officer 10% Owner | 2018-10-08 | Sell | 17,600 | 131.10 | 2,307,300 | 2018-10-10 19:30:03 |
| STON | STONEMOR PARTNERS LP | AXAR CAPITAL MANAGEMENT L.P. | 10% Owner | 2018-10-08 | Buy | 54,654 | 5.18 | 282,975 | 2018-10-10 18:12:12 |
| ALCO | ALICO INC | 734 Agriculture, LLC | Directior 10% Owner | 2018-10-03 | Sell | 525,052 | 34.00 | 17,851,768 | 2018-10-10 17:33:58 |
| ALCO | ALICO INC | 734 Investors, LLC | Directior 10% Owner | 2018-10-03 | Sell | 525,052 | 34.00 | 17,851,768 | 2018-10-10 17:33:10 |
| JMP | JMP GROUP LLC | Jolson Joseph A | CEO 10% Owner | 2018-10-08 | Buy | 19,994 | 5.04 | 100,740 | 2018-10-10 17:14:13 |
| ALCO | ALICO INC | TRAFELET REMY W | President & CEO 10% Owner | 2018-10-03 | Sell | 525,052 | 34.00 | 17,851,768 | 2018-10-10 17:13:16 |
| SDI | STANDARD DIVERSIFIED INC. | Standard General L.P. | 10% Owner | 2018-10-08 | Sell | 6,901 | 16.40 | 113,183 | 2018-10-10 17:02:28 |
| K | KELLOGG CO | KELLOGG W K FOUNDATION TRUST | 10% Owner | 2018-10-10 | Sell | 205,000 | 69.72 | 14,292,334 | 2018-10-10 16:59:17 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-10-10 | Buy | 71,700 | 10.12 | 725,332 | 2018-10-10 16:50:16 |
| CCLP | CSI Compressco LP | TETRA TECHNOLOGIES INC | 10% Owner | 2018-10-08 | Option Exercise | 95,927 | 4.93 | 472,920 | 2018-10-10 16:15:41 |
| OPNT | OPIANT PHARMACEUTICALS, INC. | CRYSTAL ROGER | Chief Executive Officer 10% Owner | 2018-10-05 | Sell | 10,847 | 17.21 | 186,652 | 2018-10-10 16:12:19 |
| NONE | NEXPOINT HEALTHCARE OPPORTUNITIES FUND | DONDERO JAMES D | See Remarks 10% Owner | 2018-08-24 | Sell | 50 | 18.22 | 911 | 2018-10-10 16:01:37 |
| NONE | NEXPOINT HEALTHCARE OPPORTUNITIES FUND | CLO HOLDCO, LTD. | 10% Owner | 2018-08-24 | Sell | 250,000 | 18.22 | 4,555,000 | 2018-10-10 16:01:20 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2018-10-09 | Sell | 7,091 | 115.56 | 819,446 | 2018-10-10 15:19:25 |
| LLY | LILLY ELI & CO | LILLY ENDOWMENT INC | 10% Owner | 2018-10-09 | Sell | 10,672 | 115.91 | 1,237,013 | 2018-10-10 13:17:40 |
| LLEX | LILIS ENERGY, INC. | VERTEX FUND | 10% Owner | 2018-10-01 | Sell | 54,056 | 4.82 | 260,785 | 2018-10-10 11:54:04 |
| OPCO | OURPETS CO | TSENGAS STEVEN | CEO 10% Owner | 2018-10-08 | Option Exercise | 127,724 | 0.54 | 68,971 | 2018-10-10 11:06:44 |
| SSP | E.W. SCRIPPS Co | Granado Corina S. | 10% Owner | 2018-10-09 | Buy | 13,846 | 16.90 | 234,056 | 2018-10-10 08:56:40 |
| INSW | International Seaways, Inc. | BlueMountain Capital Management, LLC | 10% Owner | 2018-10-04 | Sell | 210,870 | 21.59 | 4,552,391 | 2018-10-09 20:37:22 |
| MCOA | Marijuana Co of America, Inc. | STEINBERG DONALD J | President 10% Owner | 2018-10-05 | Sell | 335,000 | 0.03 | 8,710 | 2018-10-09 20:15:24 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2018-10-05 | Sell | 83,473 | 53.00 | 4,423,857 | 2018-10-09 19:14:51 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-10-09 | Buy | 61,027 | 10.18 | 621,102 | 2018-10-09 19:08:45 |
| FG | FGL Holdings | Blackstone Group L.P. | 10% Owner | 2018-10-05 | Buy | 687,500 | 0.00 | 0 | 2018-10-09 19:00:24 |
| BDGE | BRIDGE BANCORP INC | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Directior 10% Owner | 2018-10-05 | Buy | 4,457 | 32.29 | 143,917 | 2018-10-09 18:49:58 |
| GCP | GCP Applied Technologies Inc. | Dalbergia Investments LLC | 10% Owner | 2018-10-05 | Buy | 477,374 | 25.79 | 12,311,606 | 2018-10-09 18:44:58 |
| OCSI | Oaktree Strategic Income Corp | TANNENBAUM LEONARD M | 10% Owner | 2018-10-05 | Sell | 15,638 | 8.62 | 134,823 | 2018-10-09 18:13:48 |
| ACOR | ACORDA THERAPEUTICS INC | SCOPIA CAPITAL MANAGEMENT LP | 10% Owner | 2018-10-05 | Sell | 153,858 | 17.28 | 2,658,327 | 2018-10-09 17:56:27 |
| SHLD | SEARS HOLDINGS CORP | BERKOWITZ BRUCE R | 10% Owner | 2018-10-05 | Sell | 141,800 | 0.63 | 88,910 | 2018-10-09 17:53:20 |
| SPKE | Spark Energy, Inc. | Maxwell W Keith III | Directior 10% Owner | 2018-10-01 | Buy | 2,500 | 8.20 | 20,500 | 2018-10-09 17:53:15 |
| NOA | NORTH AMERICAN ENERGY PARTNERS INC | CANNELL CAPITAL LLC | 10% Owner | 2018-10-04 | Sell | 258,881 | 11.79 | 3,051,129 | 2018-10-09 17:52:00 |
| CERC | Cerecor Inc. | ARMISTICE CAPITAL, LLC | Directior 10% Owner | 2018-10-04 | Buy | 29,600 | 4.34 | 128,405 | 2018-10-09 17:23:03 |
| QRHC | Quest Resource Holding Corp | SALTZ MITCHELL A | Directior 10% Owner | 2018-10-05 | Sell | 36,500 | 2.63 | 96,053 | 2018-10-09 17:13:07 |
| PSTG | Pure Storage, Inc. | Colgrove John | Chief Technology Officer 10% Owner | 2018-10-05 | Sell | 4,779 | 25.37 | 121,237 | 2018-10-09 17:12:31 |
| SFIX | Stitch Fix, Inc. | SPURLOCK STEVEN M | 10% Owner | 2018-10-04 | Sell | 329,621 | 26.48 | 8,727,249 | 2018-10-09 16:57:17 |
| ZUO | ZUORA INC | KAGLE ROBERT | 10% Owner | 2018-10-05 | Sell | 104,430 | 21.12 | 2,205,322 | 2018-10-09 16:55:35 |
| CARG | CarGurus, Inc. | Steinert Langley | CEO, President and Chairman 10% Owner | 2018-10-05 | Sell | 130,456 | 48.43 | 6,317,646 | 2018-10-09 16:51:47 |
| AGFS | AgroFresh Solutions, Inc. | DowDuPont Inc. | 10% Owner | 2018-10-04 | Buy | 103,670 | 6.34 | 657,316 | 2018-10-09 16:35:25 |
| AIRI | AIR INDUSTRIES GROUP | Richmond David S. | 10% Owner | 2018-10-01 | Buy | 800,000 | 0.00 | 0 | 2018-10-09 16:26:39 |
| CARG | CarGurus, Inc. | Argonaut 22 LLC | 10% Owner | 2018-10-05 | Sell | 100,000 | 48.66 | 4,866,500 | 2018-10-09 16:22:17 |
| CARG | CarGurus, Inc. | Spinnaker Capital LLC | 10% Owner | 2018-10-05 | Sell | 100,000 | 48.66 | 4,866,500 | 2018-10-09 16:21:25 |
| MEET | Meet Group, Inc. | Luxor Capital Group, LP | 10% Owner | 2018-10-04 | Buy | 247,567 | 5.27 | 1,305,547 | 2018-10-09 16:20:47 |
| CARG | CarGurus, Inc. | Parafestas Anastasios | Directior 10% Owner | 2018-10-05 | Sell | 120,000 | 48.66 | 5,839,800 | 2018-10-09 16:20:26 |
| MCHX | MARCHEX INC | Edenbrook Capital, LLC | 10% Owner | 2018-10-04 | Buy | 8,900 | 2.66 | 23,684 | 2018-10-09 16:19:29 |
| TPIC | TPI COMPOSITES, INC | DeRosa Michael Lawrence | Directior 10% Owner | 2018-10-04 | Sell | 143,287 | 26.43 | 3,786,410 | 2018-10-09 16:07:11 |
| TPIC | TPI COMPOSITES, INC | ELEMENT PARTNERS II LP | 10% Owner | 2018-10-04 | Sell | 143,287 | 26.43 | 3,786,410 | 2018-10-09 16:06:58 |
| CCR | CONSOL Coal Resources LP | CONSOL Energy Inc. | Directior 10% Owner | 2018-10-05 | Buy | 9,600 | 18.74 | 179,906 | 2018-10-09 16:05:51 |
| KMPH | KEMPHARM, INC | Delaware Street Capital Master Fund, L.P. | 10% Owner | 2018-10-05 | Buy | 2,000,000 | 3.00 | 6,000,000 | 2018-10-09 16:01:27 |
| CMD | CANTEL MEDICAL CORP | DIKER CHARLES M | Chairman 10% Owner | 2018-10-04 | Option Exercise | 30,000 | 111.79 | 3,353,721 | 2018-10-09 15:31:53 |
| N/A | GOLUB CAPITAL INVESTMENT Corp | Golub David | President and CEO 10% Owner | 2018-10-05 | Buy | 109,759 | 15.00 | 1,646,396 | 2018-10-09 15:11:16 |
| N/A | GOLUB CAPITAL INVESTMENT Corp | Golub Lawrence E | Chairman 10% Owner | 2018-10-05 | Buy | 109,759 | 15.00 | 1,646,396 | 2018-10-09 15:09:51 |
| AKP | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | Bulldog Investors, LLC | 10% Owner | 2018-10-05 | Buy | 13,948 | 13.41 | 187,061 | 2018-10-09 14:02:11 |
| LLY | LILLY ELI & CO | LILLY ENDOWMENT INC | 10% Owner | 2018-10-08 | Sell | 14,632 | 115.91 | 1,696,039 | 2018-10-09 13:14:49 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2018-10-05 | Sell | 5,799 | 118.00 | 684,284 | 2018-10-09 12:34:46 |
| PFHO | PACIFIC HEALTH CARE ORGANIZATION INC | KUBOTA TOM | CEO & President 10% Owner | 2018-10-05 | Buy | 500 | 5.78 | 2,890 | 2018-10-09 12:11:49 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-10-08 | Buy | 61,900 | 10.17 | 629,764 | 2018-10-09 11:36:47 |
| LLEX | LILIS ENERGY, INC. | VERTEX FUND | 10% Owner | 2018-10-03 | Sell | 117,696 | 4.72 | 555,515 | 2018-10-09 10:56:01 |
| CBDS | Cannabis Sativa, Inc. | TOBIAS DAVID | President 10% Owner | 2018-10-04 | Sell | 3,566 | 5.15 | 18,360 | 2018-10-09 10:47:58 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-10-05 | Buy | 9,600 | 0.73 | 7,028 | 2018-10-09 10:28:01 |
| EYES | SECOND SIGHT MEDICAL PRODUCTS INC | Williams Gregg | Directior 10% Owner | 2018-10-04 | Buy | 26,769 | 1.75 | 46,751 | 2018-10-09 09:30:30 |
| SSP | E.W. SCRIPPS Co | Scripps Eaton M | 10% Owner | 2018-10-04 | Buy | 26,100 | 16.41 | 428,417 | 2018-10-09 08:51:33 |
| SSP | E.W. SCRIPPS Co | Granado Anthony S. | 10% Owner | 2018-10-08 | Buy | 2,307 | 16.31 | 37,619 | 2018-10-09 08:45:58 |
| SSP | E.W. SCRIPPS Co | SCRIPPS CHARLES E | 10% Owner | 2018-10-08 | Buy | 5,000 | 16.33 | 81,665 | 2018-10-09 08:45:09 |
| SIC | Select Interior Concepts, Inc. | B. Riley Financial, Inc. | 10% Owner | 2018-09-27 | Sell | 12,817 | 10.46 | 134,049 | 2018-10-09 06:33:02 |
| SIC | Select Interior Concepts, Inc. | B. Riley Financial, Inc. | 10% Owner | 2018-09-27 | Buy | 66,279 | 10.55 | 699,567 | 2018-10-09 06:33:02 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2018-10-03 | Sell | 99,092 | 53.84 | 5,334,629 | 2018-10-05 19:07:02 |
| APPN | APPIAN CORP | Abdiel Capital Management, LLC | 10% Owner | 2018-10-03 | Buy | 375,824 | 28.39 | 10,671,126 | 2018-10-05 18:58:46 |
| STON | STONEMOR PARTNERS LP | AXAR CAPITAL MANAGEMENT L.P. | 10% Owner | 2018-10-03 | Buy | 19,123 | 5.18 | 99,010 | 2018-10-05 18:51:38 |
| QRHC | Quest Resource Holding Corp | SALTZ MITCHELL A | Directior 10% Owner | 2018-10-03 | Sell | 28,500 | 2.71 | 77,335 | 2018-10-05 17:59:18 |
| PTIE | PAIN THERAPEUTICS INC | ARMISTICE CAPITAL, LLC | 10% Owner | 2018-10-03 | Sell | 512,660 | 1.31 | 671,738 | 2018-10-05 17:58:07 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-10-05 | Buy | 79,200 | 10.18 | 805,868 | 2018-10-05 17:34:20 |
| SQ | Square, Inc. | Dorsey Jack | President, CEO & Chairman 10% Owner | 2018-10-03 | Sell | 103,035 | 97.67 | 10,063,407 | 2018-10-05 17:21:30 |
| LGCY | Legacy Reserves Inc. | Baines Creek Capital, LLC | 10% Owner | 2018-10-05 | Buy | 50,000 | 5.04 | 252,000 | 2018-10-05 17:19:30 |
| KALA | Kala Pharmaceuticals, Inc. | Shah Rajeev M. | Directior 10% Owner | 2018-10-03 | Buy | 2,424,242 | 8.25 | 19,999,996 | 2018-10-05 16:34:07 |
| KALA | Kala Pharmaceuticals, Inc. | RA CAPITAL MANAGEMENT, LLC | Directior 10% Owner | 2018-10-03 | Buy | 2,424,242 | 8.25 | 19,999,996 | 2018-10-05 16:33:01 |
| CARG | CarGurus, Inc. | Spinnaker Capital LLC | 10% Owner | 2018-10-03 | Sell | 100,000 | 51.39 | 5,139,000 | 2018-10-05 16:31:46 |
| CARG | CarGurus, Inc. | Argonaut 22 LLC | 10% Owner | 2018-10-03 | Sell | 100,000 | 51.39 | 5,139,000 | 2018-10-05 16:29:52 |
| CARG | CarGurus, Inc. | Parafestas Anastasios | Directior 10% Owner | 2018-10-03 | Sell | 120,000 | 51.39 | 6,166,800 | 2018-10-05 16:29:12 |
| CARG | CarGurus, Inc. | Steinert Langley | CEO, President and Chairman 10% Owner | 2018-10-03 | Sell | 117,406 | 51.41 | 6,035,843 | 2018-10-05 16:23:46 |
| ALCO | ALICO INC | 734 Agriculture, LLC | Directior 10% Owner | 2018-10-03 | Sell | 524,795 | 34.00 | 17,843,030 | 2018-10-05 16:22:08 |
| CCR | CONSOL Coal Resources LP | CONSOL Energy Inc. | Directior 10% Owner | 2018-10-03 | Buy | 5,036 | 18.94 | 95,371 | 2018-10-05 16:21:37 |
| ALCO | ALICO INC | 734 Investors, LLC | Directior 10% Owner | 2018-10-03 | Sell | 524,795 | 34.00 | 17,843,030 | 2018-10-05 16:19:39 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2018-10-03 | Sell | 13,480 | 122.22 | 1,647,499 | 2018-10-05 15:28:05 |
| FUND | SPROTT FOCUS TRUST INC. | GEORGE W WHITNEY | Directior 10% Owner | 2018-10-03 | Buy | 100,000 | 7.34 | 733,995 | 2018-10-05 15:21:03 |
| ntfu | NUTRAFUELS INC | Ward Edgar | CEO, President, Director 10% Owner | 2018-08-30 | Sell | 127,800 | 0.22 | 27,870 | 2018-10-05 15:03:10 |
| ALCO | ALICO INC | TRAFELET REMY W | President & CEO 10% Owner | 2018-10-03 | Sell | 524,795 | 34.00 | 17,843,030 | 2018-10-05 15:02:03 |
| LLY | LILLY ELI & CO | LILLY ENDOWMENT INC | 10% Owner | 2018-10-04 | Sell | 116,038 | 112.67 | 13,073,950 | 2018-10-05 14:47:00 |
| EXDW | Exceed World, Inc. | Force International Holdings Ltd | 10% Owner | 2016-04-01 | Sell | 17,277,300 | 0.00 | 64,010 | 2018-10-05 14:39:52 |
| AKP | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | Bulldog Investors, LLC | 10% Owner | 2018-10-03 | Buy | 26,720 | 13.44 | 359,122 | 2018-10-05 14:13:38 |
| EXDW | Exceed World, Inc. | Force Internationale Ltd | 10% Owner | 2016-04-01 | Sell | 2,383,300 | 0.02 | 38,690 | 2018-10-05 13:50:29 |
| EXDW | Exceed World, Inc. | Force Internationale Ltd | 10% Owner | 2016-04-01 | Buy | 27,594,000 | 0.00 | 25,320 | 2018-10-05 13:50:29 |
| EXDW | Exceed World, Inc. | Yoshida Tomoo | Directior 10% Owner | 2016-04-01 | Sell | 243,300 | 0.10 | 24,330 | 2018-10-05 12:58:12 |
| EXDW | Exceed World, Inc. | Yoshida Tomoo | Directior 10% Owner | 2016-04-01 | Buy | 13,720,000 | 0.01 | 101,310 | 2018-10-05 12:58:12 |
| OCSI | Oaktree Strategic Income Corp | TANNENBAUM LEONARD M | 10% Owner | 2018-10-03 | Sell | 15,100 | 8.63 | 130,266 | 2018-10-05 12:29:22 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-10-03 | Buy | 79,200 | 10.20 | 807,848 | 2018-10-05 11:13:23 |
| n/a | Golub Capital BDC 3, Inc. | STRS OHIO | 10% Owner | 2018-10-04 | Buy | 133,333 | 15.00 | 2,000,000 | 2018-10-05 11:10:56 |
| BBDC | Barings BDC, Inc. | BARINGS LLC | 10% Owner | 2018-10-04 | Buy | 79,200 | 10.18 | 806,502 | 2018-10-05 11:06:10 |
| FOLD | AMICUS THERAPEUTICS INC | PERCEPTIVE ADVISORS LLC | 10% Owner | 2018-09-24 | Buy | 50,000 | 12.59 | 629,700 | 2018-10-05 08:36:09 |
| FTLF | FITLIFE BRANDS, INC. | Dayton Judd | CHIEF EXECUTIVE OFFICER 10% Owner | 2018-10-02 | Buy | 12,377 | 0.40 | 4,951 | 2018-10-04 21:45:16 |
| FTLF | FITLIFE BRANDS, INC. | Dayton Judd | CHIEF EXECUTIVE OFFICER 10% Owner | 2018-10-02 | Buy | 12,377 | 0.40 | 4,951 | 2018-10-04 21:45:15 |
| EXDW | Exceed World, Inc. | e-Learning Laboratory Co., Ltd. | 10% Owner | 2016-04-01 | Sell | 17,277,300 | 0.00 | 64,010 | 2018-10-04 21:41:15 |
| VTIQ | VectoIQ Acquisition Corp. | Girsky Stephen J | President and CEO 10% Owner | 2018-10-02 | Buy | 11,449 | 0.00 | 0 | 2018-10-04 20:08:24 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2018-10-02 | Sell | 13,249 | 57.39 | 760,391 | 2018-10-04 19:52:53 |
| ZUO | ZUORA INC | SPURLOCK STEVEN M | 10% Owner | 2018-10-02 | Sell | 37,819 | 20.89 | 790,067 | 2018-10-04 19:42:03 |
| MCOA | Marijuana Co of America, Inc. | STEINBERG DONALD J | President 10% Owner | 2018-10-03 | Sell | 420,000 | 0.03 | 10,920 | 2018-10-04 19:25:53 |
| MCOA | Marijuana Co of America, Inc. | Larsen Charles John | Directior 10% Owner | 2018-09-19 | Sell | 950,000 | 0.03 | 25,650 | 2018-10-04 19:25:09 |
| BDGE | BRIDGE BANCORP INC | BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Directior 10% Owner | 2018-10-02 | Buy | 24,307 | 32.44 | 788,516 | 2018-10-04 19:11:21 |
| ACOR | ACORDA THERAPEUTICS INC | SCOPIA CAPITAL MANAGEMENT LP | 10% Owner | 2018-10-02 | Sell | 126,464 | 19.15 | 2,421,733 | 2018-10-04 18:59:40 |
| TTD | Trade Desk, Inc. | Green Jeffrey Terry | President and CEO 10% Owner | 2018-10-02 | Option Exercise | 3,742 | 0.00 | 0 | 2018-10-04 18:44:48 |
| TTD | Trade Desk, Inc. | Green Jeffrey Terry | President and CEO 10% Owner | 2018-10-02 | Sell | 450,000 | 135.56 | 61,000,552 | 2018-10-04 18:44:48 |
| GCP | GCP Applied Technologies Inc. | Dalbergia Investments LLC | 10% Owner | 2018-10-02 | Buy | 101,900 | 26.26 | 2,675,891 | 2018-10-04 18:15:22 |
| EYES | SECOND SIGHT MEDICAL PRODUCTS INC | Williams Gregg | Directior 10% Owner | 2018-10-02 | Buy | 24,075 | 1.79 | 43,141 | 2018-10-04 18:09:26 |
| MVEN | theMaven, Inc. | STROME MARK E | 10% Owner | 2018-03-30 | Buy | 600,505 | 2.34 | 1,405,414 | 2018-10-04 18:02:40 |
| DAVE | FAMOUS DAVES OF AMERICA INC | Kanen David | 10% Owner | 2018-10-02 | Buy | 1,000 | 6.41 | 6,405 | 2018-10-04 17:49:43 |
| GTT | GTT Communications, Inc. | SPRUCE HOUSE PARTNERSHIP LP | 10% Owner | 2018-10-02 | Buy | 387,933 | 44.11 | 17,110,048 | 2018-10-04 17:31:03 |
| OPNT | OPIANT PHARMACEUTICALS, INC. | CRYSTAL ROGER | Chief Executive Officer 10% Owner | 2018-10-02 | Option Exercise | 29,297 | 7.25 | 212,403 | 2018-10-04 16:47:33 |
| OPNT | OPIANT PHARMACEUTICALS, INC. | CRYSTAL ROGER | Chief Executive Officer 10% Owner | 2018-10-02 | Sell | 18,450 | 18.11 | 334,141 | 2018-10-04 16:47:33 |
| CBAN | COLONY BANKCORP INC | ROSS ROBERT SIDNEY | 10% Owner | 2018-09-28 | Buy | 1 | 25.68 | 26 | 2018-10-04 16:46:57 |
| AGFS | AgroFresh Solutions, Inc. | DowDuPont Inc. | 10% Owner | 2018-10-02 | Buy | 67,914 | 6.16 | 418,343 | 2018-10-04 16:32:22 |
| OCC | OPTICAL CABLE CORP | WILKIN NEIL D JR | Chairman, President and CEO 10% Owner | 2018-10-02 | Sell | 80,000 | 5.25 | 420,000 | 2018-10-04 16:30:46 |
| XBIT | XBiotech Inc. | MCKENZIE W THORPE | Directior 10% Owner | 2018-10-04 | Sell | 385,000 | 3.00 | 1,155,000 | 2018-10-04 16:28:27 |
| INSW | International Seaways, Inc. | BlueMountain Capital Management, LLC | 10% Owner | 2018-10-02 | Sell | 163,155 | 21.98 | 3,585,339 | 2018-10-04 16:07:33 |
| INSW | International Seaways, Inc. | BlueMountain Capital Management, LLC | 10% Owner | 2018-10-02 | Sell | 297,420 | 21.92 | 6,518,370 | 2018-10-04 16:05:30 |
| LLY | LILLY ELI & CO | LILLY ENDOWMENT INC | 10% Owner | 2018-10-03 | Sell | 78,962 | 109.00 | 8,607,253 | 2018-10-04 14:29:23 |
