| Latest Top 10% Owner Trading |
| Symbol | Company Name | Insider Name | Title | Date | Transation | Share | Price | Amount | File Date |
| ROSE | Rosehill Resources Inc. | K2 PRINCIPAL FUND, L.P. | 10% Owner | 2018-04-19 | Sell | 7,564 | 7.56 | 57,172 | 2018-04-20 18:12:35 |
| RNWK | REALNETWORKS INC | GLASER ROBERT | Chairman and CEO 10% Owner | 2018-04-19 | Buy | 17,519 | 3.47 | 60,750 | 2018-04-20 17:52:47 |
| CNBKA | CENTURY BANCORP INC | Filler James J | 10% Owner | 2018-04-19 | Buy | 6 | 80.00 | 480 | 2018-04-20 17:45:05 |
| EYEG | EYEGATE PHARMACEUTICALS INC | ARMISTICE CAPITAL, LLC | 10% Owner | 2018-04-18 | Buy | 2,534,478 | 0.49 | 1,231,159 | 2018-04-20 17:38:53 |
| CNAB | United Cannabis Corp | BLACKMON EARNEST | President & CEO 10% Owner | 2018-04-18 | Sell | 163,117 | 1.05 | 171,602 | 2018-04-20 17:19:40 |
| LINK | INTERLINK ELECTRONICS INC | HAGAN LEONARD | 10% Owner | 2018-04-18 | Sell | 68 | 5.60 | 381 | 2018-04-20 17:11:52 |
| PDVW | pdvWireless, Inc. | Owl Creek Asset Management, L.P. | 10% Owner | 2018-04-18 | Buy | 24,052 | 31.77 | 764,154 | 2018-04-20 17:07:49 |
| BANF | BANCFIRST CORP /OK/ | R BANKING LTD PTNRSHP | 10% Owner | 2018-04-20 | Sell | 37,470 | 56.34 | 2,111,037 | 2018-04-20 17:06:22 |
| RSPP | RSP Permian, Inc. | Wallace Family Partnership, LP | 10% Owner | 2018-04-18 | Sell | 62,500 | 48.95 | 3,059,375 | 2018-04-20 17:04:20 |
| FSTR | FOSTER L B CO | Legion Partners Asset Management, LLC | 10% Owner | 2018-04-18 | Buy | 14,486 | 25.71 | 372,496 | 2018-04-20 16:46:29 |
| AP | AMPCO PITTSBURGH CORP | Louis Berkman Investment CO | 10% Owner | 2018-04-19 | Sell | 7,103 | 11.24 | 79,849 | 2018-04-20 16:38:50 |
| TDF | TEMPLETON DRAGON FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-19 | Buy | 4,700 | 21.91 | 102,977 | 2018-04-20 16:03:48 |
| MSF | MORGAN STANLEY EMERGING MARKETS FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-19 | Buy | 9,935 | 17.98 | 178,631 | 2018-04-20 16:03:24 |
| KF | KOREA FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-19 | Sell | 3,240 | 41.31 | 133,844 | 2018-04-20 16:02:52 |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | 2018-04-18 | Sell | 1,900 | 9.20 | 17,476 | 2018-04-20 15:54:52 |
| CCUR | CCUR Holdings, Inc. | SINGER JULIAN D. | 10% Owner | 2018-04-19 | Buy | 12,114 | 5.31 | 64,325 | 2018-04-20 14:20:04 |
| DSU | BLACKROCK DEBT STRATEGIES FUND, INC. | Saba Capital Management, L.P. | 10% Owner | 2018-04-18 | Sell | 209,808 | 11.51 | 2,414,321 | 2018-04-20 12:32:16 |
| NYT | NEW YORK TIMES CO | Inversora Carso, S.A. de C.V. | 10% Owner | 2018-04-18 | Sell | 100,000 | 22.95 | 2,295,260 | 2018-04-20 12:26:43 |
| DEX | Delaware Enhanced Global Dividend & Income Fund | Saba Capital Management, L.P. | 10% Owner | 2018-04-17 | Buy | 55,510 | 11.94 | 662,946 | 2018-04-20 12:11:43 |
| TREE | LendingTree, Inc. | LEBDA DOUGLAS R | Chairman & CEO 10% Owner | 2018-04-19 | Sell | 14,750 | 321.11 | 4,736,342 | 2018-04-20 09:03:24 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2018-04-19 | Buy | 10,000 | 3.17 | 31,700 | 2018-04-20 06:40:25 |
| GDL | GDL FUND | GABELLI MARIO J | Directior 10% Owner | 2018-04-17 | Buy | 8,164 | 9.42 | 76,914 | 2018-04-19 19:11:55 |
| JCTCF | JEWETT CAMERON TRADING CO LTD | BOONE DONALD M | Directior 10% Owner | 2018-04-17 | Sell | 12,644 | 15.00 | 189,660 | 2018-04-19 19:05:50 |
| AKCA | AKCEA THERAPEUTICS, INC. | IONIS PHARMACEUTICALS INC | 10% Owner | 2018-04-17 | Buy | 10,666,666 | 18.75 | 199,999,984 | 2018-04-19 18:48:19 |
| ALRN | AILERON THERAPEUTICS INC | APPLE TREE PARTNERS II LP | 10% Owner | 2018-04-17 | Sell | 107,904 | 6.31 | 681,390 | 2018-04-19 18:20:13 |
| LIND | LINDBLAD EXPEDITIONS HOLDINGS, INC. | Lindblad Sven-Olof | CEO, President 10% Owner | 2018-03-30 | Option Exercise | 13,951 | 0.00 | 0 | 2018-04-19 17:30:13 |
| GRMN | GARMIN LTD | KAO MIN H | Executive Chairman 10% Owner | 2018-04-17 | Sell | 111,457 | 60.06 | 6,693,877 | 2018-04-19 17:15:47 |
| AP | AMPCO PITTSBURGH CORP | Louis Berkman Investment CO | 10% Owner | 2018-04-18 | Sell | 8,486 | 11.16 | 94,712 | 2018-04-19 16:43:27 |
| VRML | VERMILLION, INC. | Schuler Henri George | 10% Owner | 2018-04-17 | Buy | 2,107,774 | 1.00 | 2,107,774 | 2018-04-19 16:22:40 |
| VRML | VERMILLION, INC. | SCHULER JACK W | 10% Owner | 2018-04-17 | Buy | 2,838,090 | 1.00 | 2,838,090 | 2018-04-19 16:20:04 |
| TDF | TEMPLETON DRAGON FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-18 | Buy | 80,300 | 21.88 | 1,756,949 | 2018-04-19 16:08:31 |
| MSF | MORGAN STANLEY EMERGING MARKETS FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-18 | Buy | 24,200 | 18.02 | 436,084 | 2018-04-19 16:07:33 |
| KF | KOREA FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-18 | Sell | 11,330 | 41.43 | 469,402 | 2018-04-19 16:07:02 |
| AMRK | A-Mark Precious Metals, Inc. | ROBERTS GREGORY N | Chief Executive Officer 10% Owner | 2018-04-17 | Sell | 1,600 | 13.34 | 21,345 | 2018-04-19 16:05:19 |
| CCUR | CCUR Holdings, Inc. | SINGER JULIAN D. | 10% Owner | 2018-04-17 | Buy | 7,050 | 5.12 | 36,096 | 2018-04-19 15:32:35 |
| ACCA | Acacia Diversified Holdings, Inc. | Pertile Richard K | Chief Executive Officer 10% Owner | 2018-04-18 | Sell | 10,245 | 0.50 | 5,149 | 2018-04-19 15:30:48 |
| CNAB | United Cannabis Corp | VERZURA TONY | Vice President 10% Owner | 2018-04-17 | Sell | 97,050 | 1.16 | 112,882 | 2018-04-19 14:39:11 |
| TREE | LendingTree, Inc. | LEBDA DOUGLAS R | Chairman & CEO 10% Owner | 2018-04-17 | Sell | 14,750 | 316.90 | 4,674,308 | 2018-04-19 10:56:59 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2018-04-16 | Sell | 435,000 | 166.51 | 72,432,960 | 2018-04-18 20:44:50 |
| DHCP | DITECH HOLDING Corp | BARCLAYS PLC | 10% Owner | 2018-04-16 | Sell | 3 | 8.17 | 25 | 2018-04-18 19:58:57 |
| WDAY | Workday, Inc. | DUFFIELD DAVID A | Directior 10% Owner | 2018-04-16 | Sell | 3,641 | 127.13 | 462,890 | 2018-04-18 19:55:54 |
| TTD | Trade Desk, Inc. | Green Jeffrey Terry | President and CEO 10% Owner | 2018-04-17 | Sell | 9,000 | 54.31 | 488,790 | 2018-04-18 19:30:57 |
| SFIX | Stitch Fix, Inc. | Lake Katrina | Chief Executive Officer 10% Owner | 2018-04-16 | Sell | 150,000 | 21.68 | 3,251,930 | 2018-04-18 19:21:12 |
| EAST | Eastside Distilling, Inc. | WICKERSHAM GROVER T. | Chairman of the Board & CEO 10% Owner | 2018-04-17 | Option Exercise | 5,000 | 0.00 | 0 | 2018-04-18 19:01:22 |
| APPN | APPIAN CORP | Abdiel Capital Management, LLC | 10% Owner | 2018-04-16 | Buy | 12,584 | 26.20 | 329,685 | 2018-04-18 18:03:16 |
| RNWK | REALNETWORKS INC | GLASER ROBERT | Chairman and CEO 10% Owner | 2018-04-16 | Buy | 35,755 | 3.38 | 120,677 | 2018-04-18 17:46:07 |
| CERC | Cerecor Inc. | ARMISTICE CAPITAL, LLC | Directior 10% Owner | 2018-04-16 | Buy | 150,000 | 3.42 | 512,373 | 2018-04-18 17:38:25 |
| HCAP | Harvest Capital Credit Corp | JMP GROUP LLC | 10% Owner | 2018-04-16 | Buy | 7,200 | 10.47 | 75,365 | 2018-04-18 17:35:31 |
| VDSI | VASCO DATA SECURITY INTERNATIONAL INC | HUNT T KENDALL | Directior 10% Owner | 2018-04-16 | Sell | 32,762 | 13.63 | 446,616 | 2018-04-18 17:20:47 |
| EWLL | eWELLNESS HEALTHCARE Corp | Bistromatics Inc. | 10% Owner | 2018-04-18 | Sell | 100,000 | 0.08 | 8,500 | 2018-04-18 17:15:11 |
| NONE | Sterling Real Estate Trust | Wieland James | 10% Owner | 2018-04-16 | Buy | 3,502 | 17.87 | 62,581 | 2018-04-18 17:12:35 |
| AP | AMPCO PITTSBURGH CORP | Louis Berkman Investment CO | 10% Owner | 2018-04-17 | Sell | 8,100 | 11.00 | 89,100 | 2018-04-18 16:56:21 |
| LUNA | LUNA INNOVATIONS INC | Carilion Clinic | 10% Owner | 2018-04-16 | Sell | 39,172 | 3.41 | 133,522 | 2018-04-18 16:54:35 |
| DHCP | DITECH HOLDING Corp | Phoenix Investment Adviser LLC | 10% Owner | 2018-04-17 | Sell | 100 | 7.52 | 752 | 2018-04-18 16:52:51 |
| DTGI | Digerati Technologies, Inc. | Clement Craig Kendall | Directior 10% Owner | 2017-06-29 | Sell | 57,300 | 0.48 | 27,784 | 2018-04-18 16:39:34 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-04-18 | Buy | 1,760 | 0.89 | 1,566 | 2018-04-18 16:30:41 |
| APO | Apollo Global Management LLC | TIGER GLOBAL MANAGEMENT LLC | 10% Owner | 2018-04-18 | Buy | 50,000 | 29.01 | 1,450,500 | 2018-04-18 16:28:48 |
| XELA | Exela Technologies, Inc. | CHADHA PAR | Directior 10% Owner | 2018-04-16 | Sell | 7,000,000 | 4.69 | 32,830,000 | 2018-04-18 16:20:21 |
| XELA | Exela Technologies, Inc. | Ex-Sigma 2 LLC | Directior 10% Owner | 2018-04-16 | Sell | 14,000,000 | 4.69 | 65,660,000 | 2018-04-18 16:19:52 |
| ESCC | EVANS & SUTHERLAND COMPUTER CORP | KELLOGG PETER R | 10% Owner | 2018-04-16 | Buy | 60,008 | 1.44 | 86,502 | 2018-04-18 16:15:26 |
| APPF | APPFOLIO INC | RAUTH WILLIAM R III | Directior 10% Owner | 2018-04-16 | Sell | 20,000 | 44.42 | 888,346 | 2018-04-18 16:11:46 |
| SOFO | SONIC FOUNDRY INC | Burish Andrew D. | 10% Owner | 2018-04-16 | Buy | 232,558 | 2.15 | 500,000 | 2018-04-18 16:09:51 |
| KF | KOREA FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-17 | Sell | 6,225 | 41.05 | 255,536 | 2018-04-18 16:02:41 |
| TDF | TEMPLETON DRAGON FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-17 | Buy | 1,400 | 22.05 | 30,870 | 2018-04-18 16:02:12 |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President, CEO & Chairman 10% Owner | 2018-04-13 | Buy | 7,000 | 0.21 | 1,453 | 2018-04-18 14:33:23 |
| AIRT | AIR T INC | Swenson Nicholas John | CEO 10% Owner | 2018-04-13 | Buy | 52 | 25.07 | 1,304 | 2018-04-18 14:32:47 |
| NYT | NEW YORK TIMES CO | Inversora Carso, S.A. de C.V. | 10% Owner | 2018-04-16 | Sell | 360,000 | 22.90 | 8,245,116 | 2018-04-18 13:50:35 |
| VSI | Vitamin Shoppe, Inc. | SHAH CAPITAL MANAGEMENT | 10% Owner | 2018-04-02 | Buy | 156,142 | 4.03 | 628,472 | 2018-04-18 13:36:11 |
| IEHC | IEH CORPORATION | Zeff Capital, LP | 10% Owner | 2018-04-18 | Buy | 5,000 | 8.26 | 41,300 | 2018-04-18 13:35:04 |
| EYEG | EYEGATE PHARMACEUTICALS INC | ARMISTICE CAPITAL, LLC | 10% Owner | 2018-04-13 | Buy | 10,479,970 | 0.36 | 3,740,050 | 2018-04-17 21:59:59 |
| UPLD | Upland Software, Inc. | MCDONALD JOHN T | CEO 10% Owner | 2018-04-16 | Sell | 40,000 | 27.72 | 1,108,832 | 2018-04-17 21:43:15 |
| FSCT | FORESCOUT TECHNOLOGIES, INC | Pitango V.C. Fund III General Partner | 10% Owner | 2018-03-23 | Sell | 599,234 | 27.64 | 16,561,030 | 2018-04-17 18:26:58 |
| ARTW | ARTS WAY MANUFACTURING CO INC | MCCONNELL J WARD JR | Directior 10% Owner | 2018-04-13 | Buy | 1,269 | 2.60 | 3,299 | 2018-04-17 18:10:26 |
| GDL | GDL FUND | GABELLI MARIO J | Directior 10% Owner | 2018-04-13 | Buy | 3,100 | 9.35 | 28,991 | 2018-04-17 18:01:42 |
| LGCY | LEGACY RESERVES LP | Baines Creek Capital, LLC | 10% Owner | 2018-04-13 | Buy | 119,815 | 5.16 | 617,901 | 2018-04-17 17:28:36 |
| PDVW | pdvWireless, Inc. | Owl Creek Asset Management, L.P. | 10% Owner | 2018-04-13 | Buy | 74,048 | 30.00 | 2,221,787 | 2018-04-17 17:21:04 |
| W | Wayfair Inc. | Conine Steven | Co-Founder 10% Owner | 2018-04-15 | Sell | 758 | 66.98 | 50,771 | 2018-04-17 17:10:44 |
| SCHL | SCHOLASTIC CORP | ROBINSON RICHARD | CEO, Chairman and President 10% Owner | 2018-04-13 | Sell | 33,000 | 40.31 | 1,330,350 | 2018-04-17 17:07:36 |
| SCHL | SCHOLASTIC CORP | ROBINSON RICHARD | CEO, Chairman and President 10% Owner | 2018-04-13 | Option Exercise | 30,000 | 22.81 | 684,300 | 2018-04-17 17:07:36 |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | 2018-04-13 | Sell | 1,500 | 9.20 | 13,797 | 2018-04-17 17:05:13 |
| ANGI | ANGI Homeservices Inc. | Luxor Capital Group, LP | 10% Owner | 2018-04-13 | Buy | 807,465 | 13.50 | 10,900,778 | 2018-04-17 16:55:40 |
| NSEC | NATIONAL SECURITY GROUP INC | Abernathey Andrew J. | 10% Owner | 2018-04-13 | Buy | 29 | 16.00 | 464 | 2018-04-17 16:19:43 |
| TDF | TEMPLETON DRAGON FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-16 | Buy | 1,229 | 22.04 | 27,087 | 2018-04-17 16:18:56 |
| KF | KOREA FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-16 | Sell | 9,656 | 40.95 | 395,413 | 2018-04-17 16:18:00 |
| MSF | MORGAN STANLEY EMERGING MARKETS FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-16 | Sell | 14,536 | 17.86 | 259,613 | 2018-04-17 16:17:25 |
| W | Wayfair Inc. | Shah Niraj | Chief Executive Officer 10% Owner | 2018-04-15 | Sell | 754 | 67.31 | 50,752 | 2018-04-17 16:12:15 |
| FLWS | 1 800 FLOWERS COM INC | MCCANN CHRISTOPHER G | CEO and President 10% Owner | 2018-04-16 | Sell | 15,000 | 12.86 | 192,900 | 2018-04-17 16:06:32 |
| FLWS | 1 800 FLOWERS COM INC | MCCANN CHRISTOPHER G | CEO and President 10% Owner | 2018-04-16 | Option Exercise | 15,000 | 1.79 | 26,850 | 2018-04-17 16:06:32 |
| ENDV | ENDONOVO THERAPEUTICS, INC. | Mann Michael Scott | President 10% Owner | 2018-04-12 | Buy | 10,000 | 0.04 | 358 | 2018-04-17 15:30:49 |
| CNAB | United Cannabis Corp | VERZURA TONY | Vice President 10% Owner | 2018-04-16 | Sell | 12,262 | 1.24 | 15,178 | 2018-04-17 12:42:28 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-04-16 | Buy | 1,500 | 0.86 | 1,283 | 2018-04-17 11:42:35 |
| UNIR | UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. | CURD HOWARD R | CEO & Co-Chairman 10% Owner | 2018-04-16 | Buy | 4,800 | 1.85 | 8,880 | 2018-04-17 09:17:27 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2018-04-16 | Buy | 50,000 | 3.02 | 150,950 | 2018-04-17 06:53:38 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2018-04-12 | Sell | 290,000 | 164.62 | 47,739,020 | 2018-04-16 19:15:31 |
| VDSI | VASCO DATA SECURITY INTERNATIONAL INC | HUNT T KENDALL | Directior 10% Owner | 2018-04-12 | Sell | 14,500 | 12.94 | 187,692 | 2018-04-16 17:28:16 |
| LUNA | LUNA INNOVATIONS INC | Carilion Clinic | 10% Owner | 2018-04-12 | Sell | 78,045 | 3.39 | 264,262 | 2018-04-16 17:20:29 |
| LUNA | LUNA INNOVATIONS INC | Carilion Clinic | 10% Owner | 2018-04-12 | Option Exercise | 43,212 | 2.32 | 100,252 | 2018-04-16 17:20:29 |
| ANGI | ANGI Homeservices Inc. | Luxor Capital Group, LP | 10% Owner | 2018-04-13 | Buy | 807,465 | 13.50 | 10,900,778 | 2018-04-16 17:05:17 |
| CODX | Co-Diagnostics, Inc. | Satterfield Brent | Chief Science Officer 10% Owner | 2018-04-16 | Buy | 500 | 1.94 | 970 | 2018-04-16 17:05:15 |
| ROSE | Rosehill Resources Inc. | K2 PRINCIPAL FUND, L.P. | 10% Owner | 2018-04-13 | Sell | 25,581 | 6.86 | 175,547 | 2018-04-16 16:58:52 |
| K | KELLOGG CO | KELLOGG W K FOUNDATION TRUST | 10% Owner | 2018-04-16 | Sell | 200,000 | 63.57 | 12,714,940 | 2018-04-16 16:49:41 |
| MMU | WESTERN ASSET MANAGED MUNICIPALS FUND INC. | CITIGROUP INC | 10% Owner | 2018-04-12 | Sell | 1,000 | 25000.00 | 25,000,000 | 2018-04-16 16:17:38 |
| KF | KOREA FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-13 | Sell | 4,499 | 41.20 | 185,359 | 2018-04-16 16:09:34 |
| BDL | FLANIGANS ENTERPRISES INC | FLANIGAN JAMES II | CEO and President 10% Owner | 2018-03-12 | Buy | 1,000 | 22.70 | 22,695 | 2018-04-16 16:01:50 |
| CLEV | Concrete Leveling Systems Inc | Jericho Partners LLC | 10% Owner | 2018-04-16 | Sell | 38,572 | 0.00 | 0 | 2018-04-16 12:21:26 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-04-13 | Buy | 1,202 | 0.88 | 1,055 | 2018-04-16 11:43:41 |
| IBAL | INTERNATIONAL BALER CORP | Avis Industrial Corp | Directior 10% Owner | 2018-04-13 | Buy | 400 | 2.00 | 800 | 2018-04-16 09:58:30 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2018-04-13 | Buy | 30,000 | 2.99 | 89,800 | 2018-04-16 06:49:43 |
| DSNY | DESTINY MEDIA TECHNOLOGIES INC | VESTERGAARD STEVE | 10% Owner | 2018-03-23 | Sell | 177,149 | 0.24 | 42,633 | 2018-04-16 06:19:31 |
| CATM | Cardtronics plc | Hudson Executive Capital LP | 10% Owner | 2018-04-11 | Buy | 958,355 | 23.55 | 22,569,260 | 2018-04-13 19:39:22 |
| RNWK | REALNETWORKS INC | GLASER ROBERT | Chairman and CEO 10% Owner | 2018-04-12 | Buy | 29,544 | 3.16 | 93,452 | 2018-04-13 18:51:52 |
| HCAP | Harvest Capital Credit Corp | JMP GROUP LLC | 10% Owner | 2018-04-11 | Buy | 7,446 | 10.45 | 77,778 | 2018-04-13 17:46:08 |
| FSTR | FOSTER L B CO | Legion Partners Asset Management, LLC | 10% Owner | 2018-04-12 | Buy | 10,429 | 25.12 | 262,026 | 2018-04-13 17:10:02 |
| ARTW | ARTS WAY MANUFACTURING CO INC | MCCONNELL J WARD JR | Directior 10% Owner | 2018-04-11 | Buy | 13,798 | 2.49 | 34,391 | 2018-04-13 16:57:43 |
| NSEC | NATIONAL SECURITY GROUP INC | Abernathey Andrew J. | 10% Owner | 2018-04-11 | Buy | 21 | 16.00 | 336 | 2018-04-13 16:55:11 |
| CNBKA | CENTURY BANCORP INC | Filler James J | 10% Owner | 2018-04-09 | Buy | 1,574 | 78.94 | 124,246 | 2018-04-13 16:30:16 |
| KF | KOREA FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-12 | Sell | 7,400 | 41.24 | 305,176 | 2018-04-13 16:05:24 |
| VGZ | VISTA GOLD CORP | SUN VALLEY GOLD MASTER FUND, LTD | 10% Owner | 2018-03-27 | Buy | 1,374,592 | 0.76 | 1,037,817 | 2018-04-13 15:42:18 |
| VGZ | VISTA GOLD CORP | SUN VALLEY GOLD MASTER FUND, LTD | 10% Owner | 2018-03-27 | Sell | 1,374,592 | 0.76 | 1,037,817 | 2018-04-13 15:42:18 |
| SINC | Sincerity Applied Materials Holdings Corp. | Zhang Yiwen | CEO, President 10% Owner | 2017-12-05 | Sell | 500,000 | 0.00 | 1,000 | 2018-04-13 15:16:28 |
| CCUR | CCUR Holdings, Inc. | SINGER JULIAN D. | 10% Owner | 2018-04-12 | Buy | 8,750 | 5.09 | 44,575 | 2018-04-13 15:14:15 |
| DJCO | DAILY JOURNAL CORP | GUERIN JOHN PATRICK ET AL | Directior 10% Owner | 2018-04-12 | Sell | 1,010 | 226.00 | 228,260 | 2018-04-13 15:00:47 |
| MMLP | MARTIN MIDSTREAM PARTNERS LP | MARTIN RUBEN S | President and CEO 10% Owner | 2018-04-12 | Buy | 982 | 14.29 | 14,028 | 2018-04-13 14:13:52 |
| BDMS | BIRNER DENTAL MANAGEMENT SERVICES INC | GENTY DENNIS N | Chief Financial Officer - Secr 10% Owner | 2018-04-11 | Sell | 5,000 | 6.00 | 30,000 | 2018-04-13 11:10:32 |
| DEX | Delaware Enhanced Global Dividend & Income Fund | Saba Capital Management, L.P. | 10% Owner | 2018-04-11 | Buy | 10,000 | 11.93 | 119,300 | 2018-04-13 11:04:06 |
| NYT | NEW YORK TIMES CO | Inversora Carso, S.A. de C.V. | 10% Owner | 2018-04-11 | Sell | 264,000 | 23.07 | 6,090,696 | 2018-04-13 11:00:11 |
| TREE | LendingTree, Inc. | LEBDA DOUGLAS R | Chairman & CEO 10% Owner | 2018-04-12 | Sell | 14,750 | 319.30 | 4,709,728 | 2018-04-13 10:08:32 |
| BSGM | BioSig Technologies, Inc. | LONDONER KENNETH L | Chief Executive Officer 10% Owner | 2018-04-12 | Buy | 12,500 | 1.73 | 21,574 | 2018-04-13 08:00:15 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2018-04-12 | Buy | 65,000 | 3.04 | 197,300 | 2018-04-13 06:32:37 |
| VDSI | VASCO DATA SECURITY INTERNATIONAL INC | HUNT T KENDALL | Directior 10% Owner | 2018-04-10 | Sell | 26,840 | 12.72 | 341,437 | 2018-04-12 19:37:57 |
| ZUMZ | Zumiez Inc | Campion Thomas D | Chairman of Board of Directors 10% Owner | 2018-04-11 | Sell | 35,459 | 25.07 | 888,957 | 2018-04-12 18:12:56 |
| RNG | RingCentral Inc | Shmunis Vladimir | CEO & Chairman 10% Owner | 2018-04-10 | Sell | 24,055 | 66.14 | 1,591,014 | 2018-04-12 18:02:25 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-04-12 | Buy | 6,590 | 0.87 | 5,745 | 2018-04-12 17:33:54 |
| SCHL | SCHOLASTIC CORP | ROBINSON RICHARD | CEO, Chairman and President 10% Owner | 2018-04-10 | Sell | 83,860 | 39.61 | 3,321,631 | 2018-04-12 17:19:39 |
| SCHL | SCHOLASTIC CORP | ROBINSON RICHARD | CEO, Chairman and President 10% Owner | 2018-04-10 | Option Exercise | 83,860 | 27.93 | 2,342,210 | 2018-04-12 17:19:39 |
| LUNA | LUNA INNOVATIONS INC | Carilion Clinic | 10% Owner | 2018-04-10 | Sell | 44,012 | 3.43 | 151,014 | 2018-04-12 16:27:15 |
| AIRT | AIR T INC | Swenson Nicholas John | CEO 10% Owner | 2018-04-11 | Buy | 47 | 24.90 | 1,170 | 2018-04-12 16:18:23 |
| TDF | TEMPLETON DRAGON FUND INC | CITY OF LONDON INVESTMENT GROUP PLC | 10% Owner | 2018-04-11 | Buy | 14,950 | 22.40 | 334,880 | 2018-04-12 16:16:05 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-04-11 | Buy | 17,600 | 0.87 | 15,324 | 2018-04-12 15:19:13 |
| ENDV | ENDONOVO THERAPEUTICS, INC. | Mann Michael Scott | President 10% Owner | 2018-04-09 | Buy | 5,100 | 0.04 | 195 | 2018-04-12 14:45:15 |
| TREE | LendingTree, Inc. | LEBDA DOUGLAS R | Chairman & CEO 10% Owner | 2018-04-10 | Sell | 14,750 | 323.38 | 4,769,786 | 2018-04-12 09:26:29 |
| ESCC | EVANS & SUTHERLAND COMPUTER CORP | KELLOGG PETER R | 10% Owner | 2018-04-09 | Buy | 70,719 | 1.36 | 96,303 | 2018-04-12 08:55:34 |
| BSGM | BioSig Technologies, Inc. | LONDONER KENNETH L | Chief Executive Officer 10% Owner | 2018-04-11 | Buy | 11,200 | 1.67 | 18,698 | 2018-04-12 07:39:55 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2018-04-11 | Buy | 43,000 | 3.06 | 131,727 | 2018-04-12 06:41:33 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2018-04-11 | Sell | 145,000 | 165.93 | 24,059,148 | 2018-04-11 20:05:03 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2018-04-10 | Sell | 1,636 | 164.46 | 269,050 | 2018-04-11 20:03:35 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2018-04-10 | Sell | 160,364 | 160.94 | 25,808,590 | 2018-04-11 20:01:58 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2018-04-09 | Sell | 162,000 | 159.05 | 25,765,798 | 2018-04-11 20:00:31 |
| CODX | Co-Diagnostics, Inc. | Satterfield Brent | Chief Science Officer 10% Owner | 2018-04-09 | Buy | 2,400 | 2.05 | 4,920 | 2018-04-11 19:46:01 |
| SSD | SIMPSON MANUFACTURING CO INC /CA/ | SIMPSON SHARON H | 10% Owner | 2018-04-09 | Sell | 200 | 57.05 | 11,411 | 2018-04-11 19:35:19 |
| CNAB | United Cannabis Corp | BLACKMON EARNEST | President and CEO 10% Owner | 2018-04-09 | Sell | 200,000 | 0.83 | 165,746 | 2018-04-11 19:12:36 |
| RNWK | REALNETWORKS INC | GLASER ROBERT | Chairman and CEO 10% Owner | 2018-04-09 | Buy | 16,965 | 2.91 | 49,435 | 2018-04-11 18:03:32 |
| INFI | INFINITY PHARMACEUTICALS, INC. | BVF PARTNERS L P/IL | 10% Owner | 2018-04-09 | Buy | 1,510,000 | 1.97 | 2,970,000 | 2018-04-11 18:01:58 |
| GECC | Great Elm Capital Corp. | Mast Capital Management, LLC | 10% Owner | 2018-04-09 | Sell | 8,256 | 9.19 | 75,898 | 2018-04-11 17:39:53 |
| LGCY | LEGACY RESERVES LP | Baines Creek Capital, LLC | 10% Owner | 2018-04-09 | Buy | 50,128 | 4.93 | 247,199 | 2018-04-11 17:37:09 |
| AP | AMPCO PITTSBURGH CORP | Louis Berkman Investment CO | 10% Owner | 2018-04-10 | Sell | 988 | 11.00 | 10,868 | 2018-04-11 17:27:46 |
| MXL | MAXLINEAR INC | SEENDRIPU KISHORE | President and CEO 10% Owner | 2018-04-09 | Option Exercise | 60,000 | 9.10 | 546,000 | 2018-04-11 17:18:17 |
| TNRG | Thunder Energies Corp | Santilli Ruggero M | Chief Executive Officer 10% Owner | 2018-04-04 | Sell | 29,997 | 0.19 | 5,848 | 2018-04-11 17:01:50 |
| SEND | SendGrid, Inc. | Highway 12 Capital Partners II, LLC | 10% Owner | 2018-04-10 | Sell | 1,806,058 | 22.86 | 41,286,484 | 2018-04-11 16:40:00 |
| SEND | SendGrid, Inc. | Foundry Venture 2007, LLC | 10% Owner | 2018-04-10 | Sell | 2,952,718 | 22.86 | 67,499,136 | 2018-04-11 16:38:16 |
| RDVT | Red Violet, Inc. | Brauser Michael | Directior 10% Owner | 2018-04-09 | Buy | 100,063 | 5.00 | 500,315 | 2018-04-11 16:38:13 |
| RDVT | Red Violet, Inc. | Schulke Ryan | 10% Owner | 2018-04-09 | Sell | 115,000 | 5.00 | 575,000 | 2018-04-11 16:36:27 |
| NFEC | NF Energy Saving Corp | GANG LI | Chief Executive Officer 10% Owner | 2018-04-09 | Sell | 800,000 | 1.40 | 1,120,000 | 2018-04-11 16:03:40 |
| NFEC | NF Energy Saving Corp | LIHUA WANG | Chief Financial Officer 10% Owner | 2018-04-09 | Sell | 200,000 | 1.44 | 288,000 | 2018-04-11 16:02:45 |
| MRDN | Meridian Waste Solutions, Inc. | Struve Clayton A | 10% Owner | 2017-09-07 | Buy | 674,155 | 0.00 | 0 | 2018-04-11 15:51:22 |
| NYT | NEW YORK TIMES CO | Inversora Carso, S.A. de C.V. | 10% Owner | 2018-04-09 | Sell | 500,000 | 23.24 | 11,620,305 | 2018-04-11 15:01:57 |
| CCUR | CCUR Holdings, Inc. | SINGER JULIAN D. | 10% Owner | 2018-04-09 | Buy | 9,400 | 5.07 | 47,630 | 2018-04-11 14:05:47 |
| PGLC | Pershing Gold Corp. | Honig Barry C | Directior 10% Owner | 2018-04-10 | Buy | 11,502 | 1.86 | 21,384 | 2018-04-11 13:39:53 |
| AIRT | AIR T INC | Swenson Nicholas John | CEO 10% Owner | 2018-04-10 | Buy | 4 | 24.85 | 99 | 2018-04-11 12:43:00 |
| DEX | Delaware Enhanced Global Dividend & Income Fund | Saba Capital Management, L.P. | 10% Owner | 2018-04-09 | Buy | 22,487 | 11.77 | 264,672 | 2018-04-11 11:49:06 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2018-04-10 | Buy | 6,500 | 0.88 | 5,720 | 2018-04-11 11:20:53 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2018-04-10 | Buy | 36,527 | 3.06 | 111,706 | 2018-04-11 06:23:34 |
| IFF | INTERNATIONAL FLAVORS & FRAGRANCES INC | Winder Investment Pte Ltd | 10% Owner | 2018-04-09 | Buy | 300 | 134.97 | 40,492 | 2018-04-10 20:00:43 |
| BLFS | BIOLIFE SOLUTIONS INC | GIRSCHWEILER THOMAS | Directior 10% Owner | 2018-04-09 | Sell | 1,025,000 | 5.26 | 5,391,500 | 2018-04-10 19:26:55 |
| CODX | Co-Diagnostics, Inc. | Satterfield Brent | Chief Science Officer 10% Owner | 2018-04-09 | Buy | 2,400 | 4920.00 | 11,808,000 | 2018-04-10 18:29:30 |
| HCAP | Harvest Capital Credit Corp | JMP GROUP LLC | 10% Owner | 2018-04-06 | Buy | 7,019 | 10.31 | 72,349 | 2018-04-10 17:47:08 |
| AVEO | AVEO PHARMACEUTICALS INC | Viswanathan Ravi | 10% Owner | 2018-04-06 | Buy | 920,976 | 2.30 | 2,115,036 | 2018-04-10 17:32:12 |
| AVEO | AVEO PHARMACEUTICALS INC | Sonsini Peter W. | 10% Owner | 2018-04-06 | Buy | 920,976 | 2.30 | 2,115,036 | 2018-04-10 17:31:51 |
| AVEO | AVEO PHARMACEUTICALS INC | SANDELL SCOTT D | 10% Owner | 2018-04-06 | Buy | 920,976 | 2.30 | 2,115,036 | 2018-04-10 17:31:26 |
| AVEO | AVEO PHARMACEUTICALS INC | Sakoda Jon | 10% Owner | 2018-04-06 | Buy | 920,976 | 2.30 | 2,115,036 | 2018-04-10 17:31:03 |
| AVEO | AVEO PHARMACEUTICALS INC | MOTT DAVID M | 10% Owner | 2018-04-06 | Buy | 920,976 | 2.30 | 2,115,036 | 2018-04-10 17:30:39 |
| AVEO | AVEO PHARMACEUTICALS INC | MAKOWER JOSHUA | 10% Owner | 2018-04-06 | Buy | 920,976 | 2.30 | 2,115,036 | 2018-04-10 17:30:16 |
| AVEO | AVEO PHARMACEUTICALS INC | Florence Anthony A. Jr. | 10% Owner | 2018-04-06 | Buy | 920,976 | 2.30 | 2,115,036 | 2018-04-10 17:29:52 |
| AVEO | AVEO PHARMACEUTICALS INC | BASKETT FOREST | 10% Owner | 2018-04-06 | Buy | 920,976 | 2.30 | 2,115,036 | 2018-04-10 17:29:28 |
| AVEO | AVEO PHARMACEUTICALS INC | BARRIS PETER J | 10% Owner | 2018-04-06 | Buy | 920,976 | 2.30 | 2,115,036 | 2018-04-10 17:29:04 |
| AVEO | AVEO PHARMACEUTICALS INC | Growth Equity Opportunities IV, LLC | 10% Owner | 2018-04-06 | Buy | 920,976 | 2.30 | 2,115,036 | 2018-04-10 17:28:41 |
| PCMI | PCM, INC. | JB CAPITAL PARTNERS LP | 10% Owner | 2018-04-06 | Buy | 30,500 | 8.07 | 246,086 | 2018-04-10 17:22:22 |
| PGEM | PLY GEM HOLDINGS INC | Robinette Gary E | President, CEO and Chairman 10% Owner | 2018-04-06 | Option Exercise | 109,563 | 12.35 | 1,353,103 | 2018-04-10 17:09:57 |
| PGEM | PLY GEM HOLDINGS INC | Johnson Timothy D | SVP and General Counsel 10% Owner | 2018-04-06 | Option Exercise | 10,125 | 12.35 | 125,044 | 2018-04-10 17:09:11 |
| SGRP | SPAR GROUP INC | BROWN ROBERT G/ | Chairman 10% Owner | 2018-04-06 | Sell | 7,491 | 1.50 | 11,237 | 2018-04-10 17:08:36 |
| SRCH | Searchlight Minerals Corp. | Luxor Capital Group, LP | 10% Owner | 2018-04-06 | Sell | 2,500 | 0.02 | 50 | 2018-04-10 16:58:54 |
| PIR | PIER 1 IMPORTS INC/DE | TOWLE & CO | 10% Owner | 2018-04-06 | Buy | 275 | 3.53 | 970 | 2018-04-10 16:57:00 |
| LIND | LINDBLAD EXPEDITIONS HOLDINGS, INC. | Lindblad Sven-Olof | CEO, President 10% Owner | 2018-03-30 | Option Exercise | 13,951 | 0.00 | 0 | 2018-04-10 16:55:01 |
| ZUMZ | Zumiez Inc | Campion Thomas D | Chairman of Board of Directors 10% Owner | 2018-04-09 | Sell | 24,401 | 25.00 | 610,025 | 2018-04-10 16:51:54 |
| LGIH | LGI Homes, Inc. | Lipar Eric Thomas | CEO and Chairman of the Board 10% Owner | 2018-04-06 | Sell | 25,000 | 73.29 | 1,832,250 | 2018-04-10 16:42:49 |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President, CEO & Chairman 10% Owner | 2018-04-09 | Buy | 4,000 | 0.18 | 735 | 2018-04-10 16:42:09 |
| AP | AMPCO PITTSBURGH CORP | Louis Berkman Investment CO | 10% Owner | 2018-04-09 | Sell | 4,716 | 11.00 | 51,896 | 2018-04-10 16:26:51 |
| SCHL | SCHOLASTIC CORP | ROBINSON RICHARD | CEO, Chairman and President 10% Owner | 2018-04-06 | Sell | 37,077 | 38.63 | 1,432,184 | 2018-04-10 16:19:00 |
| SCHL | SCHOLASTIC CORP | ROBINSON RICHARD | CEO, Chairman and President 10% Owner | 2018-04-06 | Option Exercise | 37,077 | 27.93 | 1,035,561 | 2018-04-10 16:19:00 |
| CCLP | CSI Compressco LP | TETRA TECHNOLOGIES INC | 10% Owner | 2018-04-09 | Option Exercise | 64,897 | 6.82 | 442,598 | 2018-04-10 16:16:52 |
