| Latest Top 10% Owner Trading |
| Symbol | Company Name | Insider Name | Title | Date | Transation | Share | Price | Amount | File Date |
| GNKSF | GENCO SHIPPING & TRADING LTD | CCP II Cayman GP Ltd. | 10% Owner | 2021-01-13 | Sell | 90,000 | 8.15 | 733,767 | 2021-01-15 21:00:24 |
| GNKSF | GENCO SHIPPING & TRADING LTD | Centerbridge Credit Partners, L.P. | 10% Owner | 2021-01-13 | Sell | 90,000 | 8.15 | 733,767 | 2021-01-15 20:58:44 |
| MMNFF | MedMen Enterprises, Inc. | Wicklow Capital Inc. | 10% Owner | 2021-01-12 | Sell | 2,157,270 | 0.22 | 475,588 | 2021-01-15 18:55:39 |
| STX | Seagate Technology plc | ValueAct Holdings, L.P. | Directior 10% Owner | 2021-01-13 | Sell | 703,034 | 60.24 | 42,352,272 | 2021-01-15 18:13:09 |
| STX | Seagate Technology plc | ValueAct Holdings, L.P. | Directior 10% Owner | 2021-01-13 | Sell | 703,034 | 60.24 | 42,352,272 | 2021-01-15 18:13:09 |
| GWAC | GOOD WORKS ACQUISITION CORP. | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-13 | Sell | 24,219 | 10.20 | 247,034 | 2021-01-15 17:59:17 |
| GRNV | GreenVision Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-13 | Sell | 25,000 | 10.35 | 258,750 | 2021-01-15 17:59:07 |
| GLEO | Galileo Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-13 | Sell | 10,000 | 10.40 | 104,000 | 2021-01-15 17:58:53 |
| AMMJ | American Cannabis Company, Inc. | Smith Ellis Lamar | Chief Development Officer 10% Owner | 2020-07-06 | Option Exercise | 100,000 | 0.12 | 12,000 | 2021-01-15 17:52:04 |
| LQDA | Liquidia Corp | Eshelman Ventures, LLC | 10% Owner | 2021-01-13 | Sell | 37,859 | 3.02 | 114,335 | 2021-01-15 17:44:50 |
| AFRM | Affirm Holdings, Inc. | Khosla Ventures IV, L.P. | 10% Owner | 2021-01-13 | Buy | 75,000 | 49.00 | 3,675,000 | 2021-01-15 17:31:09 |
| XGN | EXAGEN INC. | TULLIS JAMES L L | Directior 10% Owner | 2021-01-13 | Sell | 5,729 | 15.63 | 89,534 | 2021-01-15 17:28:20 |
| UONE/UONEK | URBAN ONE, INC. | HUGHES CATHERINE L | Chairperson and Secretary 10% Owner | 2021-01-06 | Option Exercise | 281,520 | 0.00 | 0 | 2021-01-15 17:19:56 |
| AHNR | ATHENA SILVER CORP | Gibbs John D | 10% Owner | 2020-12-28 | Buy | 2,470,000 | 0.03 | 74,100 | 2021-01-15 17:19:25 |
| UONE/UONEK | URBAN ONE, INC. | LIGGINS ALFRED C | CEO 10% Owner | 2021-01-06 | Option Exercise | 512,536 | 0.00 | 0 | 2021-01-15 17:09:30 |
| AMRC | Ameresco, Inc. | Sakellaris George P | President and CEO 10% Owner | 2021-01-13 | Sell | 77,991 | 58.87 | 4,591,194 | 2021-01-15 16:50:35 |
| PSIX | POWER SOLUTIONS INTERNATIONAL, INC. | Winemaster Gary S | 10% Owner | 2021-01-07 | Sell | 5,791 | 3.99 | 23,106 | 2021-01-15 16:30:21 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-01-14 | Sell | 60,000 | 297.96 | 17,877,810 | 2021-01-15 16:28:22 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-01-13 | Sell | 50,000 | 290.07 | 14,503,352 | 2021-01-15 16:26:21 |
| VTA | Invesco Dynamic Credit Opportunities Fund | Saba Capital Management, L.P. | 10% Owner | 2021-01-13 | Buy | 16,358 | 10.93 | 178,793 | 2021-01-15 15:19:13 |
| HIE | Miller/Howard High Income Equity Fund | Saba Capital Management, L.P. | 10% Owner | 2021-01-14 | Buy | 5,964 | 8.26 | 49,263 | 2021-01-15 15:07:58 |
| GIM | TEMPLETON GLOBAL INCOME FUND | Saba Capital Management, L.P. | 10% Owner | 2021-01-14 | Buy | 275,000 | 5.59 | 1,537,250 | 2021-01-15 15:04:10 |
| PGTK | Pacific Green Technologies Inc. | Fresh Air Investments (Canada) Ltd. | 10% Owner | 2021-01-13 | Buy | 11,911 | 2.07 | 24,628 | 2021-01-15 12:38:26 |
| TSE | Trinseo S.A. | M&G INVESTMENT MANAGEMENT LTD | 10% Owner | 2021-01-14 | Sell | 3,000 | 57.00 | 171,000 | 2021-01-15 10:10:33 |
| TTD | Trade Desk, Inc. | Green Jeffrey Terry | President and CEO 10% Owner | 2021-01-13 | Sell | 320 | 815.35 | 260,912 | 2021-01-14 21:33:10 |
| TTD | Trade Desk, Inc. | Green Jeffrey Terry | President and CEO 10% Owner | 2021-01-13 | Sell | 70,883 | 796.26 | 56,441,152 | 2021-01-14 21:29:43 |
| TTD | Trade Desk, Inc. | Green Jeffrey Terry | President and CEO 10% Owner | 2021-01-12 | Sell | 101,912 | 802.60 | 81,794,560 | 2021-01-14 21:25:06 |
| SMMC | BTRS Holdings Inc. | South Mountain LLC | 10% Owner | 2021-01-12 | Option Exercise | 5,500,000 | 0.00 | 0 | 2021-01-14 21:23:08 |
| RLAY | Relay Therapeutics, Inc. | Third Rock Ventures III, L.P. | 10% Owner | 2021-01-12 | Sell | 5,622,394 | 40.40 | 227,132,704 | 2021-01-14 20:44:58 |
| PINS | PINTEREST, INC. | Silbermann Benjamin | Chairman, President, CEO, Co-F 10% Owner | 2021-01-12 | Sell | 280,000 | 73.94 | 20,704,276 | 2021-01-14 20:12:50 |
| XGN | EXAGEN INC. | Hunt Holdings Limited Partnership | 10% Owner | 2021-01-12 | Sell | 15,000 | 16.04 | 240,584 | 2021-01-14 19:34:33 |
| NCNO | NCINO, INC. | SALESFORCE.COM, INC. | 10% Owner | 2021-01-13 | Sell | 300 | 72.00 | 21,600 | 2021-01-14 19:28:54 |
| THRY | Thryv Holdings, Inc. | GOLDENTREE ASSET MANAGEMENT LP | 10% Owner | 2021-01-12 | Sell | 200,000 | 19.54 | 3,908,000 | 2021-01-14 18:37:19 |
| SCPE | SC Health Corp | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-12 | Sell | 296,025 | 10.42 | 3,084,263 | 2021-01-14 18:34:30 |
| OCA/U | Omnichannel Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-12 | Sell | 141,190 | 10.92 | 1,542,045 | 2021-01-14 18:34:16 |
| CGEM | Cullinan Management, Inc. | UBS Oncology Impact Fund L.P. | 10% Owner | 2021-01-12 | Buy | 300,000 | 21.00 | 6,300,000 | 2021-01-14 17:54:00 |
| CGEM | Cullinan Management, Inc. | GADICKE ANSBERT | Directior 10% Owner | 2021-01-12 | Buy | 300,000 | 21.00 | 6,300,000 | 2021-01-14 17:51:02 |
| LOV | Spark Networks SE | Canaan VIII LP | 10% Owner | 2021-01-12 | Sell | 27,468 | 5.58 | 153,316 | 2021-01-14 17:44:53 |
| CGEM | Cullinan Management, Inc. | Jovan-Embiricos Morana | Directior 10% Owner | 2021-01-12 | Buy | 200,000 | 21.00 | 4,200,000 | 2021-01-14 17:30:41 |
| GTE | GRAN TIERRA ENERGY INC. | GMT CAPITAL CORP | 10% Owner | 2021-01-12 | Sell | 840,500 | 0.57 | 479,085 | 2021-01-14 17:28:29 |
| CNBKA | CENTURY BANCORP INC | Filler James J | 10% Owner | 2021-01-05 | Buy | 1,509 | 78.82 | 118,933 | 2021-01-14 17:23:29 |
| BLNK | Blink Charging Co. | FARKAS MICHAEL D | Chairman and CEO 10% Owner | 2021-01-12 | Sell | 540,000 | 41.00 | 22,140,000 | 2021-01-14 17:17:00 |
| GTE | GRAN TIERRA ENERGY INC. | GMT CAPITAL CORP | 10% Owner | 2021-01-08 | Sell | 175,024 | 0.44 | 77,011 | 2021-01-14 16:54:20 |
| TEN | TENNECO INC | ICAHN CARL C | 10% Owner | 2021-01-12 | Sell | 699,560 | 11.19 | 7,830,299 | 2021-01-14 16:43:15 |
| CODI | Compass Diversified Holdings | Anholt Investments Ltd. | 10% Owner | 2021-01-12 | Sell | 60,464 | 21.37 | 1,292,373 | 2021-01-14 16:36:51 |
| EPWR | Empowerment & Inclusion Capital I Corp. | Jefferies Financial Group Inc. | 10% Owner | 2021-01-12 | Buy | 250,000 | 10.00 | 2,500,000 | 2021-01-14 16:22:22 |
| VRA | Vera Bradley, Inc. | Miller Patricia R. | 10% Owner | 2021-01-12 | Sell | 54,344 | 8.50 | 461,924 | 2021-01-14 16:14:07 |
| VRA | Vera Bradley, Inc. | Miller P. Michael | Directior 10% Owner | 2021-01-12 | Sell | 54,344 | 8.50 | 461,924 | 2021-01-14 16:13:45 |
| CLSH | CLS Holdings USA, Inc. | SWANSON TODD V | 10% Owner | 2021-01-12 | Sell | 40,000 | 0.18 | 7,060 | 2021-01-14 14:09:22 |
| BCYP | Big Cypress Acquisition Corp. | Reich Samuel J | CEO and CFO 10% Owner | 2021-01-14 | Buy | 417,200 | 10.00 | 4,172,000 | 2021-01-14 13:33:47 |
| BCYP | Big Cypress Acquisition Corp. | Katz Ilan | Directior 10% Owner | 2021-01-14 | Buy | 417,200 | 10.00 | 4,172,000 | 2021-01-14 13:32:16 |
| BCYP | Big Cypress Acquisition Corp. | Big Cypress Holdings LLC | CEO and CFO 10% Owner | 2021-01-14 | Buy | 417,200 | 10.00 | 4,172,000 | 2021-01-14 13:30:30 |
| LEGH | Legacy Housing Corp | Hodgson Curtis Drew | Directior 10% Owner | 2021-01-11 | Sell | 883 | 15.20 | 13,422 | 2021-01-14 13:24:26 |
| LLY | ELI LILLY & Co | LILLY ENDOWMENT INC | 10% Owner | 2021-01-13 | Sell | 210,000 | 185.97 | 39,053,064 | 2021-01-14 11:23:55 |
| AGM | FEDERAL AGRICULTURAL MORTGAGE CORP | ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 10% Owner | 2021-01-12 | Sell | 20,000 | 79.31 | 1,586,268 | 2021-01-14 10:49:34 |
| ICTSF | ICTS INTERNATIONAL N V | Tabori Igal | 10% Owner | 2021-01-07 | Buy | 100,000 | 3.00 | 300,000 | 2021-01-14 10:27:07 |
| MCADU | Mountain Crest Acquisition Corp II | Mountain Crest Capital LLC | 10% Owner | 2021-01-12 | Buy | 135,000 | 10.00 | 1,350,000 | 2021-01-14 06:11:32 |
| MCADU | Mountain Crest Acquisition Corp II | Liu Suying | Chief Executive Officer 10% Owner | 2021-01-12 | Buy | 135,000 | 10.00 | 1,350,000 | 2021-01-14 06:09:13 |
| MCADU | Mountain Crest Acquisition Corp II | Liu Dong | Chief Financial Officer 10% Owner | 2021-01-12 | Buy | 135,000 | 10.00 | 1,350,000 | 2021-01-14 06:07:10 |
| VTIQ | VectoIQ Acquisition Corp. II | Girsky Stephen J | Chief Executive Officer 10% Owner | 2021-01-11 | Buy | 900,000 | 0.00 | 0 | 2021-01-13 21:48:45 |
| VTIQ | VectoIQ Acquisition Corp. II | VectoIQ Holdings II, LLC | 10% Owner | 2021-01-11 | Buy | 900,000 | 0.00 | 0 | 2021-01-13 21:48:18 |
| NCNO | NCINO, INC. | SALESFORCE.COM, INC. | 10% Owner | 2021-01-11 | Sell | 101,300 | 72.53 | 7,346,915 | 2021-01-13 20:36:15 |
| CRC | California Resources Corp | GOLDENTREE ASSET MANAGEMENT LP | 10% Owner | 2021-01-11 | Sell | 2,100 | 25.02 | 52,542 | 2021-01-13 20:35:24 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2021-01-13 | Sell | 44,750 | 251.72 | 11,264,641 | 2021-01-13 20:26:13 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2021-01-12 | Sell | 44,750 | 253.40 | 11,339,662 | 2021-01-13 20:21:40 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2021-01-11 | Sell | 44,750 | 259.37 | 11,606,835 | 2021-01-13 20:10:44 |
| BLFS | BIOLIFE SOLUTIONS INC | VILLIGER WALTER | 10% Owner | 2021-01-11 | Sell | 88,435 | 40.26 | 3,559,975 | 2021-01-13 20:02:20 |
| LEVI | LEVI STRAUSS & CO | Haas Jennifer C. | 10% Owner | 2021-01-12 | Sell | 87,065 | 22.39 | 1,948,986 | 2021-01-13 19:00:18 |
| RPLA | Replay Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-11 | Sell | 100,000 | 10.31 | 1,031,000 | 2021-01-13 18:37:35 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-01-12 | Sell | 24,141 | 289.47 | 6,988,097 | 2021-01-13 18:31:08 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-01-12 | Sell | 25,859 | 284.81 | 7,364,804 | 2021-01-13 18:28:44 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-01-11 | Sell | 50,000 | 274.69 | 13,734,665 | 2021-01-13 18:25:31 |
| NCNO | NCINO, INC. | HORING JEFF | Directior 10% Owner | 2021-01-11 | Option Exercise | 2,500 | 0.00 | 0 | 2021-01-13 18:07:59 |
| LQDA | Liquidia Corp | Eshelman Ventures, LLC | 10% Owner | 2021-01-11 | Sell | 112,859 | 3.06 | 345,652 | 2021-01-13 18:00:52 |
| CIDM | Cinedigm Corp. | Xu Peixin | Directior 10% Owner | 2020-12-24 | Sell | 13,017,660 | 0.63 | 8,139,464 | 2021-01-13 17:53:28 |
| NONE | TCG BDC II, Inc. | NATIONAL COMMERCIAL BANK | 10% Owner | 2020-11-26 | Sell | 5,175,921 | 19.27 | 99,740,000 | 2021-01-13 17:46:23 |
| NONE | TCG BDC II, Inc. | NATIONAL COMMERCIAL BANK | 10% Owner | 2020-11-26 | Buy | 265,784 | 19.61 | 5,212,024 | 2021-01-13 17:46:23 |
| SQ | Square, Inc. | Dorsey Jack | President, CEO & Chairman 10% Owner | 2021-01-11 | Sell | 100,000 | 229.87 | 22,987,316 | 2021-01-13 17:25:24 |
| HGEN | HUMANIGEN, INC | NOMIS BAY LTD. | 10% Owner | 2021-01-11 | Sell | 25,000 | 18.67 | 466,650 | 2021-01-13 17:22:59 |
| AMRC | Ameresco, Inc. | Sakellaris George P | President and CEO 10% Owner | 2020-12-10 | Sell | 110,783 | 58.56 | 6,487,879 | 2021-01-13 16:39:44 |
| SWCH | Switch, Inc. | Roy Rob | Chief Executive Officer 10% Owner | 2021-01-11 | Sell | 100,000 | 16.08 | 1,608,192 | 2021-01-13 16:35:55 |
| EXPI | EXP World Holdings, Inc. | Sanford Glenn Darrel | CEO and Chairman of the Board 10% Owner | 2021-01-12 | Sell | 10,000 | 74.31 | 743,079 | 2021-01-13 16:18:17 |
| OMEG | Omega Alpha SPAC | Stampacchia Otello | Chief Executive Officer 10% Owner | 2021-01-11 | Buy | 501,000 | 10.00 | 5,010,000 | 2021-01-13 16:15:50 |
| OMEG | Omega Alpha SPAC | Omega Alpha Management | 10% Owner | 2021-01-11 | Buy | 501,000 | 10.00 | 5,010,000 | 2021-01-13 16:15:32 |
| TSE | Trinseo S.A. | M&G INVESTMENT MANAGEMENT LTD | 10% Owner | 2021-01-12 | Sell | 6,000 | 55.95 | 335,670 | 2021-01-13 14:05:37 |
| ALTR | Altair Engineering Inc. | Christ George J | 10% Owner | 2021-01-11 | Sell | 100,000 | 61.31 | 6,130,924 | 2021-01-13 13:58:44 |
| ALTR | Altair Engineering Inc. | Christ Revocable Trust | 10% Owner | 2021-01-11 | Sell | 100,000 | 61.31 | 6,130,924 | 2021-01-13 13:55:33 |
| PGTK | Pacific Green Technologies Inc. | Fresh Air Investments (Canada) Ltd. | 10% Owner | 2021-01-09 | Buy | 1,387,856 | 0.52 | 721,328 | 2021-01-13 13:51:32 |
| VTA | Invesco Dynamic Credit Opportunities Fund | Saba Capital Management, L.P. | 10% Owner | 2021-01-11 | Buy | 133,302 | 10.91 | 1,453,854 | 2021-01-13 13:25:05 |
| HIE | Miller/Howard High Income Equity Fund | Saba Capital Management, L.P. | 10% Owner | 2021-01-11 | Buy | 2,881 | 8.08 | 23,278 | 2021-01-13 13:22:31 |
| GIM | TEMPLETON GLOBAL INCOME FUND | Saba Capital Management, L.P. | 10% Owner | 2021-01-11 | Buy | 261,843 | 5.55 | 1,452,614 | 2021-01-13 13:15:38 |
| AFT | Apollo Senior Floating Rate Fund Inc. | Saba Capital Management, L.P. | 10% Owner | 2021-01-12 | Sell | 4,493 | 14.70 | 66,047 | 2021-01-13 13:12:29 |
| MMLP | MARTIN MIDSTREAM PARTNERS L.P. | MARTIN RUBEN S | Directior 10% Owner | 2021-01-12 | Buy | 1,772 | 1.60 | 2,827 | 2021-01-13 09:42:10 |
| RILY | B. Riley Financial, Inc. | RILEY BRYANT R | Chairman and Co-CEO 10% Owner | 2021-01-13 | Buy | 100,000 | 46.00 | 4,600,000 | 2021-01-13 08:34:57 |
| GRWC | GROW CAPITAL, INC. | Kennedy Terry Joe | CEO and President 10% Owner | 2021-01-11 | Buy | 164,000 | 0.25 | 41,000 | 2021-01-12 21:26:29 |
| GRWC | GROW CAPITAL, INC. | Bonnette Jonathan Eric | CTO 10% Owner | 2021-01-11 | Buy | 164,000 | 0.25 | 41,000 | 2021-01-12 21:24:03 |
| AOSL | ALPHA & OMEGA SEMICONDUCTOR Ltd | Chang Mike F | Chief Executive Officer 10% Owner | 2021-01-11 | Sell | 25,434 | 28.70 | 729,902 | 2021-01-12 20:58:42 |
| GNK | GENCO SHIPPING & TRADING LTD | Strategic Value Partners, LLC | 10% Owner | 2021-01-08 | Sell | 6,902,062 | 8.22 | 56,734,200 | 2021-01-12 20:47:36 |
| GNKSF | GENCO SHIPPING & TRADING LTD | CCP II Cayman GP Ltd. | 10% Owner | 2021-01-08 | Sell | 160,000 | 8.48 | 1,357,421 | 2021-01-12 20:37:25 |
| GNKSF | GENCO SHIPPING & TRADING LTD | Centerbridge Credit Partners, L.P. | 10% Owner | 2021-01-08 | Sell | 160,000 | 8.48 | 1,357,421 | 2021-01-12 20:35:19 |
| MMNFF | MedMen Enterprises, Inc. | Wicklow Capital Inc. | 10% Owner | 2021-01-08 | Sell | 1,364,351 | 0.20 | 275,379 | 2021-01-12 20:16:43 |
| ESTE | EARTHSTONE ENERGY INC | Warburg Pincus Private Equity (E&P) XI-A, L.P. | 10% Owner | 2021-01-07 | Buy | 638,744 | 3.99 | 2,548,589 | 2021-01-12 20:14:10 |
| ESTE | EARTHSTONE ENERGY INC | Warburg Pincus Energy (E&P) Partners-B IRH, LLC | 10% Owner | 2021-01-07 | Buy | 638,744 | 3.99 | 2,548,589 | 2021-01-12 20:12:30 |
| STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS, L.P. | 10% Owner | 2021-01-12 | Sell | 60,000 | 89.28 | 5,356,800 | 2021-01-12 19:58:24 |
| AN | AUTONATION, INC. | LAMPERT EDWARD S | 10% Owner | 2021-01-08 | Sell | 98,921 | 76.71 | 7,588,092 | 2021-01-12 19:51:50 |
| GWAC | GOOD WORKS ACQUISITION CORP. | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-08 | Sell | 41,972 | 10.17 | 427,016 | 2021-01-12 19:31:26 |
| CRSA | Crescent Acquisition Corp | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-08 | Sell | 5,000 | 10.65 | 53,250 | 2021-01-12 19:31:15 |
| AMHC | Amplitude Healthcare Acquisition Corp | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-08 | Sell | 10,000 | 10.25 | 102,500 | 2021-01-12 19:31:05 |
| SWBK.U | Switchback II Corp | McNeill Scott K. | Co-CEO 10% Owner | 2021-01-12 | Buy | 100,000 | 10.00 | 1,000,000 | 2021-01-12 18:35:54 |
| SWBK.U | Switchback II Corp | Mutrie James E. | Co-CEO 10% Owner | 2021-01-12 | Buy | 100,000 | 10.00 | 1,000,000 | 2021-01-12 18:33:05 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2021-01-08 | Buy | 44 | 801.00 | 35,244 | 2021-01-12 17:35:22 |
| SMLR | Semler Scientific, Inc. | Murphy-Chutorian Douglas | Chief Executive Officer 10% Owner | 2021-01-11 | Sell | 1,250 | 86.65 | 108,311 | 2021-01-12 17:25:58 |
| CERC | Cerecor Inc. | ARMISTICE CAPITAL, LLC | Directior 10% Owner | 2021-01-08 | Buy | 2,500,000 | 2.60 | 6,500,000 | 2021-01-12 17:22:55 |
| CABA | Cabaletta Bio, Inc. | 5AM Ventures V, L.P. | 10% Owner | 2021-01-08 | Sell | 387,000 | 13.00 | 5,031,000 | 2021-01-12 17:07:25 |
| KAIRU | Kairos Acquisition Corp. | HS Chronos LLC | 10% Owner | 2021-01-08 | Buy | 1,980,000 | 10.00 | 19,800,000 | 2021-01-12 17:03:09 |
| KAIRU | Kairos Acquisition Corp. | Millette Michael | 10% Owner | 2021-01-08 | Buy | 1,980,000 | 10.00 | 19,800,000 | 2021-01-12 17:02:45 |
| KAIRU | Kairos Acquisition Corp. | Singhal Vikas | Directior 10% Owner | 2021-01-08 | Buy | 1,980,000 | 10.00 | 19,800,000 | 2021-01-12 17:02:19 |
| Tyme | TYME TECHNOLOGIES, INC. | Demurjian Michael | 10% Owner | 2021-01-11 | Sell | 20,000 | 1.62 | 32,426 | 2021-01-12 17:00:49 |
| FATE | FATE THERAPEUTICS INC | Redmile Group, LLC | Directior 10% Owner | 2021-01-08 | Buy | 327,485 | 85.50 | 27,999,968 | 2021-01-12 16:16:01 |
| AKICU | Sports Ventures Acquisition Corp. | AKICV LLC | 10% Owner | 2021-01-08 | Buy | 660,000 | 10.00 | 6,600,000 | 2021-01-12 16:04:46 |
| ALTA | Altabancorp | HETS LLC | 10% Owner | 2021-01-12 | Sell | 500 | 30.00 | 15,000 | 2021-01-12 16:03:49 |
| AKICU | Sports Ventures Acquisition Corp. | Kestenbaum Alan | Chief Executive Officer 10% Owner | 2021-01-08 | Buy | 660,000 | 10.00 | 6,600,000 | 2021-01-12 16:03:32 |
| AKICU | Sports Ventures Acquisition Corp. | Tilliss Robert | CFO and President 10% Owner | 2021-01-08 | Buy | 660,000 | 10.00 | 6,600,000 | 2021-01-12 16:01:56 |
| NARI | Inari Medical, Inc. | MILDER DONALD B | Directior 10% Owner | 2021-01-11 | Sell | 7,000 | 84.59 | 592,163 | 2021-01-12 13:33:06 |
| DYNT | DYNATRONICS CORP | ESSIG STUART | 10% Owner | 2021-01-06 | Buy | 95,847 | 0.00 | 0 | 2021-01-12 12:08:26 |
| DYNT | DYNATRONICS CORP | Provco Ventures 1 LP | 10% Owner | 2021-01-06 | Buy | 45,397 | 0.00 | 0 | 2021-01-12 12:08:22 |
| LLY | ELI LILLY & Co | LILLY ENDOWMENT INC | 10% Owner | 2021-01-11 | Sell | 220,000 | 185.49 | 40,807,756 | 2021-01-12 11:27:18 |
| TSE | Trinseo S.A. | M&G INVESTMENT MANAGEMENT LTD | 10% Owner | 2021-01-11 | Sell | 2,000 | 54.98 | 109,960 | 2021-01-12 11:11:21 |
| VERB | Verb Technology Company, Inc. | CUTAIA RORY J. | CEO 10% Owner | 2021-01-10 | Option Exercise | 332,730 | 1.13 | 377,216 | 2021-01-12 09:00:10 |
| NGTF | NightFood Holdings, Inc. | Folkson Sean | CEO 10% Owner | 2021-01-11 | Buy | 23,076 | 0.13 | 3,000 | 2021-01-12 08:14:07 |
| SURG | SurgePays, Inc. | Cox Kevin Brian | CHIEF EXECUTIVE OFFICER 10% Owner | 2020-12-28 | Buy | 141,298 | 0.14 | 20,407 | 2021-01-11 21:54:19 |
| ALDX | Aldeyra Therapeutics, Inc. | PERCEPTIVE ADVISORS LLC | 10% Owner | 2021-01-07 | Buy | 1,050,000 | 8.76 | 9,202,668 | 2021-01-11 21:53:49 |
| XGN | EXAGEN INC. | Hunt Holdings Limited Partnership | 10% Owner | 2021-01-07 | Sell | 32,580 | 16.05 | 522,965 | 2021-01-11 21:50:23 |
| ESTE | EARTHSTONE ENERGY INC | Independence Resources Holdings, LLC | 10% Owner | 2021-01-07 | Buy | 638,744 | 3.99 | 2,548,589 | 2021-01-11 21:42:56 |
| NONE | Blackstone Private Credit Fund | Blackstone BDC Holdings LLC | 10% Owner | 2021-01-07 | Buy | 997,940 | 25.00 | 24,948,500 | 2021-01-11 21:07:19 |
| LOV | Spark Networks SE | Canaan VIII LP | 10% Owner | 2021-01-07 | Sell | 30,000 | 5.49 | 164,794 | 2021-01-11 19:07:21 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-01-08 | Sell | 50,000 | 275.01 | 13,750,652 | 2021-01-11 19:01:05 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-01-07 | Sell | 13,123 | 272.62 | 3,577,629 | 2021-01-11 18:58:03 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-01-07 | Sell | 36,877 | 265.02 | 9,773,276 | 2021-01-11 18:56:13 |
| CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Palihapitiya Chamath | 10% Owner | 2021-01-07 | Option Exercise | 20,500,000 | 0.00 | 0 | 2021-01-11 18:38:46 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2021-01-08 | Sell | 44,750 | 265.41 | 11,877,207 | 2021-01-11 18:36:20 |
| FB | Facebook Inc | Zuckerberg Mark | COB and CEO 10% Owner | 2021-01-07 | Sell | 44,750 | 268.97 | 12,036,378 | 2021-01-11 18:28:40 |
| CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | Osborne Ian | 10% Owner | 2021-01-07 | Option Exercise | 20,500,000 | 0.00 | 0 | 2021-01-11 18:25:43 |
| SPT | Sprout Social, Inc. | Howard Justyn Russell | CEO and Chairman of the Board 10% Owner | 2021-01-08 | Sell | 20,000 | 50.95 | 1,018,938 | 2021-01-11 18:20:43 |
| DVCR | Diversicare Healthcare Services, Inc. | Osmium Partners, LLC | 10% Owner | 2021-01-07 | Buy | 58,777 | 3.64 | 214,021 | 2021-01-11 18:20:00 |
| DMTK | DermTech, Inc. | RTW INVESTMENTS, LP | 10% Owner | 2021-01-07 | Buy | 200,000 | 29.50 | 5,900,000 | 2021-01-11 18:04:51 |
| K | KELLOGG CO | KELLOGG W K FOUNDATION TRUST | 10% Owner | 2021-01-11 | Sell | 83,333 | 59.66 | 4,971,705 | 2021-01-11 18:01:21 |
| LQDA | Liquidia Corp | Eshelman Ventures, LLC | 10% Owner | 2021-01-07 | Sell | 214,721 | 3.11 | 667,147 | 2021-01-11 17:50:11 |
| GLEO | Galileo Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-07 | Sell | 100 | 10.40 | 1,040 | 2021-01-11 17:37:33 |
| GFN | General Finance CORP | Gagnon Neil | 10% Owner | 2021-01-08 | Sell | 823 | 100.88 | 83,020 | 2021-01-11 17:10:22 |
| STX | Seagate Technology plc | ValueAct Holdings, L.P. | Directior 10% Owner | 2021-01-07 | Sell | 617,691 | 60.25 | 37,214,056 | 2021-01-11 17:07:03 |
| UBI | UNIVERSAL BIOSENSORS INC | Coleman Craig E. | Directior 10% Owner | 2021-01-07 | Sell | 12,559,109 | 0.00 | 0 | 2021-01-11 17:03:31 |
| TEN | TENNECO INC | ICAHN CARL C | 10% Owner | 2021-01-07 | Sell | 566,645 | 11.80 | 6,684,320 | 2021-01-11 17:02:25 |
| RDVT | Red Violet, Inc. | Brauser Michael | 10% Owner | 2021-01-07 | Sell | 171,319 | 25.50 | 4,368,705 | 2021-01-11 16:52:47 |
| GTE | GRAN TIERRA ENERGY INC. | GMT CAPITAL CORP | 10% Owner | 2021-01-08 | Sell | 291,724 | 0.44 | 128,359 | 2021-01-11 16:51:53 |
| SWCH | Switch, Inc. | Roy Rob | Chief Executive Officer 10% Owner | 2021-01-07 | Option Exercise | 600,000 | 0.00 | 0 | 2021-01-11 16:49:09 |
| CTIC | CTI BIOPHARMA CORP | ORBIMED ADVISORS LLC | 10% Owner | 2021-01-07 | Sell | 2,000,000 | 3.50 | 7,000,000 | 2021-01-11 16:46:15 |
| GDMK | Global Diversified Marketing Group Inc. | Adler Paul | President, Secretary and CEO 10% Owner | 2020-12-22 | Sell | 16,500 | 0.43 | 7,029 | 2021-01-11 16:35:16 |
| PSIX | POWER SOLUTIONS INTERNATIONAL, INC. | Winemaster Gary S | 10% Owner | 2021-01-07 | Sell | 39,625 | 4.03 | 159,815 | 2021-01-11 16:30:08 |
| MEDP | Medpace Holdings, Inc. | Medpace Investors, LLC | 10% Owner | 2021-01-08 | Sell | 26,666 | 140.71 | 3,752,173 | 2021-01-11 16:22:06 |
| MEDP | Medpace Holdings, Inc. | Troendle August J. | President & CEO 10% Owner | 2021-01-08 | Sell | 26,666 | 140.71 | 3,752,173 | 2021-01-11 16:20:49 |
| LEGH | Legacy Housing Corp | Shipley Kenneth E | Chief Executive Officer 10% Owner | 2020-12-21 | Sell | 591 | 15.40 | 9,101 | 2021-01-11 14:55:20 |
| LEGH | Legacy Housing Corp | Hodgson Curtis Drew | Directior 10% Owner | 2020-12-18 | Sell | 25,113 | 15.22 | 382,253 | 2021-01-11 14:54:04 |
| VTA | Invesco Dynamic Credit Opportunities Fund | Saba Capital Management, L.P. | 10% Owner | 2021-01-07 | Buy | 44,496 | 10.77 | 479,222 | 2021-01-11 11:10:08 |
| HIE | Miller/Howard High Income Equity Fund | Saba Capital Management, L.P. | 10% Owner | 2021-01-07 | Buy | 45,847 | 8.13 | 372,552 | 2021-01-11 11:07:29 |
| GIM | TEMPLETON GLOBAL INCOME FUND | Saba Capital Management, L.P. | 10% Owner | 2021-01-08 | Buy | 75,021 | 5.55 | 416,367 | 2021-01-11 11:03:24 |
| FSLF | First Eagle Senior Loan Fund | Saba Capital Management, L.P. | 10% Owner | 2021-01-08 | Buy | 6,053 | 14.08 | 85,226 | 2021-01-11 11:00:13 |
| EFT | Eaton Vance Floating-Rate Income Trust | Saba Capital Management, L.P. | 10% Owner | 2021-01-07 | Buy | 70,811 | 13.23 | 936,567 | 2021-01-11 10:56:22 |
| WRLD | WORLD ACCEPTANCE CORP | SOSIN CLIFFORD | 10% Owner | 2021-01-06 | Buy | 37,900 | 111.43 | 4,223,042 | 2021-01-08 21:46:57 |
| HOME | At Home Group Inc. | SOSIN CLIFFORD | 10% Owner | 2021-01-06 | Buy | 275,007 | 17.55 | 4,825,686 | 2021-01-08 21:44:41 |
| LMAT | LEMAITRE VASCULAR INC | LeMaitre George W | Chairman and CEO 10% Owner | 2020-12-23 | Option Exercise | 56,314 | 30.19 | 1,699,956 | 2021-01-08 21:21:10 |
| LMAT | LEMAITRE VASCULAR INC | LeMaitre George W | Chairman and CEO 10% Owner | 2020-12-19 | Option Exercise | 82 | 0.00 | 0 | 2021-01-08 21:19:46 |
| EYEG | EYEGATE PHARMACEUTICALS INC | ARMISTICE CAPITAL, LLC | Directior 10% Owner | 2021-01-06 | Buy | 1,531,101 | 5.22 | 8,000,003 | 2021-01-08 20:31:40 |
| BLFS | BIOLIFE SOLUTIONS INC | VILLIGER WALTER | 10% Owner | 2021-01-05 | Sell | 64,023 | 40.90 | 2,618,613 | 2021-01-08 20:01:02 |
| AYX | Alteryx, Inc. | Stoecker Dean | Directior 10% Owner | 2021-01-06 | Sell | 15,000 | 112.80 | 1,692,063 | 2021-01-08 19:58:13 |
| MXL | MAXLINEAR INC | SEENDRIPU KISHORE | Chairman, President and CEO 10% Owner | 2021-01-06 | Sell | 53,460 | 36.67 | 1,960,142 | 2021-01-08 19:43:47 |
| PERS | SandRidge Permian Trust | Montare Resources I, LLC | 10% Owner | 2021-01-06 | Buy | 39,956 | 0.40 | 15,978 | 2021-01-08 19:23:33 |
| AOSL | ALPHA & OMEGA SEMICONDUCTOR Ltd | Chang Mike F | Chief Executive Officer 10% Owner | 2021-01-06 | Sell | 124,566 | 28.15 | 3,506,220 | 2021-01-08 19:07:03 |
| AGM | FEDERAL AGRICULTURAL MORTGAGE CORP | ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 10% Owner | 2021-01-07 | Sell | 10,000 | 79.48 | 794,848 | 2021-01-08 18:28:54 |
| AGM | FEDERAL AGRICULTURAL MORTGAGE CORP | ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ | 10% Owner | 2021-01-05 | Sell | 20,000 | 78.95 | 1,578,918 | 2021-01-08 18:28:32 |
| BUDZ | WEED, INC. | BREEN NICOLE M | Secretary/Treasurer 10% Owner | 2021-01-05 | Sell | 123,739 | 0.24 | 29,334 | 2021-01-08 18:26:47 |
| LUMO | LUMOS PHARMA, INC. | Flynn James E | 10% Owner | 2021-01-06 | Sell | 151,723 | 22.58 | 3,425,623 | 2021-01-08 17:54:08 |
| CRC | California Resources Corp | GOLDENTREE ASSET MANAGEMENT LP | 10% Owner | 2021-01-06 | Sell | 36,825 | 25.10 | 924,214 | 2021-01-08 17:48:48 |
| HHC | Howard Hughes Corp | Pershing Square Capital Management, L.P. | Directior 10% Owner | 2021-01-06 | Sell | 574,846 | 79.12 | 45,481,816 | 2021-01-08 17:43:15 |
| HHC | Howard Hughes Corp | Pershing Square Capital Management, L.P. | Directior 10% Owner | 2021-01-06 | Buy | 2,516,846 | 79.12 | 199,132,848 | 2021-01-08 17:43:15 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-01-06 | Sell | 16,467 | 254.94 | 4,198,122 | 2021-01-08 17:27:33 |
| CVNA | CARVANA CO. | GARCIA ERNEST C. II | 10% Owner | 2021-01-06 | Sell | 23,533 | 249.15 | 5,863,259 | 2021-01-08 17:26:03 |
| SGH | SMART Global Holdings, Inc. | SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. | 10% Owner | 2021-01-07 | Sell | 2,090,000 | 40.30 | 84,227,000 | 2021-01-08 17:03:58 |
| RPLA | Replay Acquisition Corp. | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-06 | Sell | 300,000 | 10.37 | 3,112,000 | 2021-01-08 17:02:35 |
| SCPE | SC Health Corp | GLAZER CAPITAL, LLC | 10% Owner | 2021-01-06 | Sell | 47,483 | 10.62 | 504,189 | 2021-01-08 17:02:19 |
| SGH | SMART Global Holdings, Inc. | Silver Lake (Offshore) AIV GP III, Ltd. | 10% Owner | 2021-01-07 | Sell | 2,090,000 | 40.30 | 84,227,000 | 2021-01-08 16:55:44 |
| GFN | General Finance CORP | Gagnon Neil | 10% Owner | 2021-01-06 | Sell | 3,789 | 101.09 | 383,038 | 2021-01-08 16:51:57 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2021-01-07 | Buy | 44 | 778.68 | 34,262 | 2021-01-08 16:32:19 |
| RBCAA | REPUBLIC BANCORP INC /KY/ | TRAGER SCOTT | Vice Chairman 10% Owner | 2021-01-06 | Option Exercise | 2,750 | 24.47 | 67,293 | 2021-01-08 16:18:26 |
| MEDP | Medpace Holdings, Inc. | Medpace Investors, LLC | 10% Owner | 2021-01-06 | Sell | 185,219 | 140.06 | 25,941,774 | 2021-01-08 16:06:44 |
| MEDP | Medpace Holdings, Inc. | Troendle August J. | President & CEO 10% Owner | 2021-01-06 | Sell | 185,219 | 140.06 | 25,941,774 | 2021-01-08 16:05:50 |
| RICK | RCI HOSPITALITY HOLDINGS, INC. | ADW Capital Management, LLC | 10% Owner | 2021-01-06 | Sell | 12,500 | 39.50 | 493,750 | 2021-01-08 16:05:18 |
| REI | RING ENERGY, INC. | Kruse William R | 10% Owner | 2021-01-06 | Buy | 383,800 | 0.74 | 285,547 | 2021-01-08 11:41:03 |
| GNKSF | GENCO SHIPPING & TRADING LTD | CCP II Cayman GP Ltd. | 10% Owner | 2021-01-05 | Sell | 325,000 | 8.04 | 2,613,188 | 2021-01-07 21:57:46 |
| GNKSF | GENCO SHIPPING & TRADING LTD | Centerbridge Credit Partners, L.P. | 10% Owner | 2021-01-05 | Sell | 325,000 | 8.04 | 2,613,188 | 2021-01-07 21:56:52 |
