| Latest Top 10% Owner Trading |
| Symbol | Company Name | Insider Name | Title | Date | Transation | Share | Price | Amount | File Date |
| EHI | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. | Saba Capital Management, L.P. | 10% Owner | 2019-06-20 | Buy | 30,000 | 9.91 | 297,300 | 2019-06-25 11:04:19 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-06-24 | Buy | 50 | 782.12 | 39,106 | 2019-06-25 10:58:10 |
| AKRO | Akero Therapeutics, Inc. | venBio Global Strategic Fund II L.P. | 10% Owner | 2019-06-24 | Buy | 250,000 | 16.00 | 4,000,000 | 2019-06-25 09:20:37 |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | 2019-06-21 | Sell | 70,253 | 5.42 | 380,777 | 2019-06-25 08:15:18 |
| WORK | Slack Technologies, Inc. | a16z Seed-III, LLC | 10% Owner | 2019-06-20 | Sell | 3,000,000 | 38.66 | 115,976,248 | 2019-06-24 21:49:23 |
| WORK | Slack Technologies, Inc. | Andreessen Horowitz Fund I, L.P. | 10% Owner | 2019-06-20 | Sell | 3,000,000 | 38.66 | 115,976,248 | 2019-06-24 21:48:29 |
| WORK | Slack Technologies, Inc. | AH Parallel Fund IV, L.P. | 10% Owner | 2019-06-20 | Sell | 3,000,000 | 38.66 | 115,976,248 | 2019-06-24 21:47:45 |
| WORK | Slack Technologies, Inc. | Accel X LP | 10% Owner | 2019-06-20 | Sell | 8,500,000 | 38.77 | 329,510,016 | 2019-06-24 20:52:56 |
| WORK | Slack Technologies, Inc. | Social Capital Holdings Inc. | 10% Owner | 2019-06-20 | Sell | 1,017,067 | 38.99 | 39,653,028 | 2019-06-24 20:34:11 |
| WORK | Slack Technologies, Inc. | Social Capital Holdings Inc. | 10% Owner | 2019-06-20 | Sell | 1,017,067 | 38.99 | 39,653,028 | 2019-06-24 20:33:41 |
| WORK | Slack Technologies, Inc. | Palihapitiya Chamath | Directior 10% Owner | 2019-06-20 | Sell | 1,017,067 | 38.99 | 39,653,028 | 2019-06-24 20:30:34 |
| ELVT | Elevate Credit, Inc. | SCFF MANAGEMENT LLC | 10% Owner | 2019-06-20 | Sell | 32,800 | 4.39 | 143,922 | 2019-06-24 20:19:46 |
| ELVT | Elevate Credit, Inc. | SCGF III MANAGEMENT LLC | 10% Owner | 2019-06-20 | Sell | 32,800 | 4.39 | 143,922 | 2019-06-24 20:17:24 |
| CSU | CAPITAL SENIOR LIVING CORP | Levinson Sam | 10% Owner | 2019-06-20 | Buy | 242,177 | 4.28 | 1,036,518 | 2019-06-24 20:01:59 |
| TRWH | Twin River Worldwide Holdings, Inc. | Chatham Asset Management, LLC | 10% Owner | 2019-06-20 | Sell | 438,085 | 30.55 | 13,384,772 | 2019-06-24 19:35:49 |
| DLB | Dolby Laboratories, Inc. | Dolby Dagmar | 10% Owner | 2019-06-20 | Sell | 93,113 | 65.11 | 6,063,018 | 2019-06-24 19:35:23 |
| LEGH | Legacy Housing Corp | Shipley Douglas M | 10% Owner | 2019-06-21 | Sell | 3,925 | 12.85 | 50,436 | 2019-06-24 19:00:26 |
| LEGH | Legacy Housing Corp | Shipley William G | 10% Owner | 2019-06-21 | Sell | 4,000 | 12.87 | 51,480 | 2019-06-24 18:55:41 |
| RUN | Sunrun Inc. | TIGER GLOBAL MANAGEMENT LLC | 10% Owner | 2019-06-20 | Buy | 1,016,343 | 18.62 | 18,926,316 | 2019-06-24 18:54:51 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-06-20 | Buy | 5,206 | 2.99 | 15,566 | 2019-06-24 18:52:24 |
| LEGH | Legacy Housing Corp | Shipley Kenneth E | Chief Executive Officer 10% Owner | 2019-06-21 | Sell | 4,001 | 12.86 | 51,453 | 2019-06-24 18:44:41 |
| MNTR | Mentor Capital, Inc. | Billingsley Chester | Chief Executive Officer 10% Owner | 2019-06-24 | Sell | 208,000 | 0.32 | 66,560 | 2019-06-24 18:11:08 |
| AGYS | AGILYSYS INC | Bermuda One Fund LLC | 10% Owner | 2019-06-20 | Sell | 21,700 | 22.14 | 480,363 | 2019-06-24 17:15:19 |
| FNKO | Funko, Inc. | Fundamental Capital Partners, LLC | 10% Owner | 2019-06-20 | Sell | 229,561 | 23.73 | 5,447,340 | 2019-06-24 17:12:07 |
| JILL | J.Jill, Inc. | TowerBrook Investors, Ltd. | 10% Owner | 2019-06-20 | Buy | 114,451 | 1.65 | 188,865 | 2019-06-24 16:38:40 |
| AC | Associated Capital Group, Inc. | GABELLI MARIO J | Executive Chairman 10% Owner | 2019-06-21 | Buy | 3,031 | 35.39 | 107,265 | 2019-06-24 16:29:09 |
| WK | WORKIVA INC | TROM JEFF D | Executive VP & CTO 10% Owner | 2019-06-20 | Sell | 20,000 | 57.90 | 1,158,065 | 2019-06-24 16:20:40 |
| DRRX | DURECT CORP | First Eagle Investment Management, LLC | 10% Owner | 2019-06-20 | Buy | 4,000,000 | 0.52 | 2,080,000 | 2019-06-24 14:12:39 |
| CCF | CHASE CORP | CHASE PETER R | Executive Chairman 10% Owner | 2019-06-20 | Sell | 400 | 110.61 | 44,244 | 2019-06-24 14:12:36 |
| CPHC | Canterbury Park Holding Corp | SCHENIAN DALE H | Directior 10% Owner | 2019-06-20 | Buy | 3,400 | 12.96 | 44,064 | 2019-06-24 12:16:39 |
| NVG | Nuveen AMT-Free Municipal Credit Income Fund | CITIGROUP INC | 10% Owner | 2019-06-20 | Sell | 1,790 | 100000.00 | 179,000,000 | 2019-06-24 12:07:33 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-06-21 | Buy | 50 | 791.07 | 39,554 | 2019-06-24 11:49:12 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2019-06-20 | Sell | 18,565 | 144.60 | 2,684,467 | 2019-06-24 11:46:03 |
| KBLM | KBL MERGER CORP. IV | OXFORD ASSET MANAGEMENT LLP | 10% Owner | 2019-06-20 | Sell | 600 | 10.48 | 6,288 | 2019-06-24 10:58:10 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-06-20 | Buy | 5,818 | 9.10 | 52,968 | 2019-06-24 08:35:27 |
| SGMS | SCIENTIFIC GAMES CORP | PERELMAN RONALD O | Directior 10% Owner | 2019-06-20 | Buy | 75,000 | 20.21 | 1,515,750 | 2019-06-24 06:09:22 |
| NAVB | NAVIDEA BIOPHARMACEUTICALS, INC. | Scott John K Jr. | 10% Owner | 2019-06-18 | Buy | 4,000,000 | 0.75 | 3,000,000 | 2019-06-21 20:50:58 |
| FSLY | Fastly, Inc. | Abdiel Capital Management, LLC | 10% Owner | 2019-06-03 | Buy | 250,000 | 19.92 | 4,980,000 | 2019-06-21 19:33:35 |
| CNBKA | CENTURY BANCORP INC | Filler James J | 10% Owner | 2019-06-11 | Buy | 2,213 | 85.70 | 189,654 | 2019-06-21 19:26:16 |
| NGM | NGM BIOPHARMACEUTICALS INC | GOEDDEL DAVID V | Directior 10% Owner | 2019-06-19 | Buy | 34,377 | 13.90 | 477,849 | 2019-06-21 18:08:00 |
| NGM | NGM BIOPHARMACEUTICALS INC | Svennilson Peter | Directior 10% Owner | 2019-06-19 | Buy | 34,377 | 13.90 | 477,849 | 2019-06-21 17:55:49 |
| CHAP | Chaparral Energy, Inc. | Strategic Value Partners, LLC | 10% Owner | 2019-06-19 | Buy | 169,738 | 3.62 | 614,339 | 2019-06-21 17:52:18 |
| NGM | NGM BIOPHARMACEUTICALS INC | COLUMN GROUP L P | 10% Owner | 2019-06-19 | Buy | 34,377 | 13.90 | 477,849 | 2019-06-21 17:41:31 |
| SFIX | Stitch Fix, Inc. | Cohler Matt | 10% Owner | 2019-06-19 | Sell | 148,820 | 31.28 | 4,654,725 | 2019-06-21 17:34:08 |
| CHKE | CHEROKEE INC | Cove Street Capital, LLC | 10% Owner | 2019-06-19 | Sell | 70,200 | 0.62 | 43,448 | 2019-06-21 17:25:34 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-06-19 | Buy | 14,826 | 28.70 | 425,496 | 2019-06-21 17:20:08 |
| STOK | Stoke Therapeutics, Inc. | Harrison Seth Loring | Directior 10% Owner | 2019-06-21 | Buy | 1,388,889 | 18.00 | 25,000,002 | 2019-06-21 17:01:27 |
| SGMS | SCIENTIFIC GAMES CORP | PERELMAN RONALD O | Directior 10% Owner | 2019-06-19 | Option Exercise | 1,555 | 0.00 | 0 | 2019-06-21 17:00:54 |
| IPAR | INTER PARFUMS INC | MADAR JEAN | CEO 10% Owner | 2019-06-21 | Sell | 20,884 | 67.45 | 1,408,659 | 2019-06-21 17:00:09 |
| STOK | Stoke Therapeutics, Inc. | Apple Tree Partners IV, L.P. | 10% Owner | 2019-06-21 | Buy | 1,388,889 | 18.00 | 25,000,002 | 2019-06-21 16:59:31 |
| EPE | EP Energy Corp | Apollo Management Holdings GP, LLC | 10% Owner | 2019-06-19 | Sell | 435,000 | 0.06 | 28,026 | 2019-06-21 16:56:09 |
| ATEA | ASTEA INTERNATIONAL INC | Kanen David | 10% Owner | 2019-06-18 | Buy | 900 | 5.45 | 4,902 | 2019-06-21 16:43:02 |
| JILL | J.Jill, Inc. | TowerBrook Investors, Ltd. | 10% Owner | 2019-06-19 | Buy | 62,507 | 1.58 | 98,842 | 2019-06-21 16:27:51 |
| RUN | Sunrun Inc. | TIGER GLOBAL MANAGEMENT LLC | 10% Owner | 2019-06-19 | Buy | 170,696 | 17.82 | 3,041,803 | 2019-06-21 16:27:07 |
| LAZY | Lazydays Holdings, Inc. | Coliseum Capital Management, LLC | Directior 10% Owner | 2019-06-19 | Buy | 100,000 | 5.25 | 525,000 | 2019-06-21 16:15:18 |
| NERV | Minerva Neurosciences, Inc. | Index Venture Associates III Ltd | 10% Owner | 2019-06-19 | Sell | 110,818 | 4.41 | 488,911 | 2019-06-21 16:12:41 |
| IDTY | Ipsidy Inc. | Beck Philip D | CEO, Pres. and Chairman 10% Owner | 2019-06-19 | Buy | 625,000 | 0.08 | 50,000 | 2019-06-21 16:06:55 |
| TMCX | Trinity Merger Corp. | Polar Asset Management Partners Inc. | 10% Owner | 2019-06-19 | Sell | 540,000 | 10.32 | 5,572,800 | 2019-06-21 16:04:40 |
| ASDN | Astro Aerospace Ltd. | Bent Bruce | CEO, CFO 10% Owner | 2018-07-25 | Sell | 57,270 | 11549.62 | 661,446,912 | 2019-06-21 15:41:53 |
| ASDN | Astro Aerospace Ltd. | Bent Bruce | CEO, CFO 10% Owner | 2018-07-25 | Buy | 36,198 | 8045.22 | 291,220,736 | 2019-06-21 15:41:53 |
| FLWS | 1 800 FLOWERS COM INC | MCCANN CHRISTOPHER G | CEO and President 10% Owner | 2019-06-19 | Option Exercise | 25,000 | 1.79 | 44,750 | 2019-06-21 12:37:46 |
| FLWS | 1 800 FLOWERS COM INC | MCCANN CHRISTOPHER G | CEO and President 10% Owner | 2019-06-19 | Sell | 25,000 | 19.97 | 499,250 | 2019-06-21 12:37:46 |
| MYJ | BLACKROCK MUNIYIELD NEW JERSEY FUND, INC. | CITIGROUP INC | 10% Owner | 2019-06-19 | Sell | 1,800 | 100000.00 | 180,000,000 | 2019-06-21 12:33:59 |
| MYF | BLACKROCK MUNIYIELD INVESTMENT FUND | CITIGROUP INC | 10% Owner | 2019-06-19 | Sell | 594 | 100000.00 | 59,400,000 | 2019-06-21 12:31:46 |
| MCA | BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC. | CITIGROUP INC | 10% Owner | 2019-06-19 | Sell | 1,665 | 100000.00 | 166,500,000 | 2019-06-21 12:30:06 |
| MYC | BLACKROCK MUNIYIELD CALIFORNIA FUND, INC. | CITIGROUP INC | 10% Owner | 2019-06-19 | Sell | 1,059 | 100000.00 | 105,900,000 | 2019-06-21 12:26:54 |
| MZA | BLACKROCK MUNIYIELD ARIZONA FUND, INC. | CITIGROUP INC | 10% Owner | 2019-06-19 | Sell | 373 | 100000.00 | 37,300,000 | 2019-06-21 12:25:18 |
| MEN | BLACKROCK MUNIENHANCED FUND, INC. | CITIGROUP INC | 10% Owner | 2019-06-19 | Sell | 1,425 | 100000.00 | 142,500,000 | 2019-06-21 12:23:03 |
| MHE | BLACKROCK MASSACHUSETTS TAX-EXEMPT TRUST | CITIGROUP INC | 10% Owner | 2019-06-19 | Sell | 185 | 100000.00 | 18,500,000 | 2019-06-21 12:21:15 |
| MPA | BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND | CITIGROUP INC | 10% Owner | 2019-06-19 | Sell | 826 | 100000.00 | 82,600,000 | 2019-06-21 12:18:30 |
| SPKE | Spark Energy, Inc. | Maxwell W Keith III | Directior 10% Owner | 2019-06-19 | Buy | 2,850 | 11.13 | 31,725 | 2019-06-21 12:05:53 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-06-20 | Buy | 50 | 796.72 | 39,836 | 2019-06-21 11:07:39 |
| FAX | ABERDEEN ASIA-PACIFIC INCOME FUND INC | MASSACHUSETTS MUTUAL LIFE INSURANCE CO | 10% Owner | 2019-06-19 | Buy | 18,000,000 | 0.00 | 0 | 2019-06-21 10:56:22 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-06-20 | Buy | 1,590 | 0.66 | 1,053 | 2019-06-21 10:51:28 |
| K | KELLOGG CO | KELLOGG W K FOUNDATION TRUST | 10% Owner | 2019-06-20 | Sell | 100,000 | 54.95 | 5,494,680 | 2019-06-21 10:35:21 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2019-06-20 | Buy | 50,000 | 2.04 | 102,127 | 2019-06-21 07:10:27 |
| TWLO | TWILIO INC | Lawson Jeff | Chief Executive Officer 10% Owner | 2019-06-18 | Sell | 20,830 | 143.13 | 2,981,296 | 2019-06-20 21:00:26 |
| ATNX | Athenex, Inc. | PERCEPTIVE ADVISORS LLC | 10% Owner | 2019-06-18 | Buy | 50,742 | 17.73 | 899,656 | 2019-06-20 20:00:39 |
| RMBL | RumbleON, Inc. | Chesrown Marshall | Chairman and CEO 10% Owner | 2019-06-19 | Buy | 3,000 | 4.17 | 12,510 | 2019-06-20 19:41:23 |
| PHAS | PhaseBio Pharmaceuticals Inc | Thorp Clay | Directior 10% Owner | 2019-06-18 | Sell | 400 | 14.00 | 5,600 | 2019-06-20 19:09:52 |
| TPC | TUTOR PERINI CORP | Ronald N. Tutor Separate Property Trust | 10% Owner | 2019-06-18 | Sell | 50,000 | 13.31 | 665,500 | 2019-06-20 18:42:44 |
| TPC | TUTOR PERINI CORP | TUTOR RONALD N | Chairman & CEO 10% Owner | 2019-06-18 | Sell | 50,000 | 13.31 | 665,500 | 2019-06-20 18:41:01 |
| IPAR | INTER PARFUMS INC | MADAR JEAN | CEO 10% Owner | 2019-06-18 | Sell | 52,800 | 67.18 | 3,547,218 | 2019-06-20 18:40:50 |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | 2019-06-19 | Sell | 59,357 | 5.40 | 320,718 | 2019-06-20 18:26:23 |
| LEGH | Legacy Housing Corp | Hodgson Curtis Drew | Directior 10% Owner | 2019-06-19 | Sell | 100,000 | 12.98 | 1,298,000 | 2019-06-20 18:13:21 |
| NICK | NICHOLAS FINANCIAL INC | Peterson Adam K | 10% Owner | 2019-06-18 | Buy | 87,231 | 9.01 | 785,629 | 2019-06-20 17:59:28 |
| IVFH | INNOVATIVE FOOD HOLDINGS INC | JCP Investment Management, LLC | 10% Owner | 2019-06-18 | Buy | 10,950 | 0.53 | 5,804 | 2019-06-20 17:34:15 |
| VAM | Vivaldi Opportunities Fund | ASHER DANIEL | 10% Owner | 2019-02-19 | Sell | 2,886 | 14.15 | 40,837 | 2019-06-20 17:04:52 |
| TAT | TRANSATLANTIC PETROLEUM LTD. | Mitchell Noah Malone III | Chief Executive Officer 10% Owner | 2019-06-18 | Option Exercise | 27,961 | 0.00 | 0 | 2019-06-20 17:01:36 |
| JILL | J.Jill, Inc. | TowerBrook Investors, Ltd. | 10% Owner | 2019-06-18 | Buy | 120,784 | 1.65 | 199,366 | 2019-06-20 16:30:44 |
| AC | Associated Capital Group, Inc. | GABELLI MARIO J | Executive Chairman 10% Owner | 2019-06-19 | Buy | 3,544 | 35.60 | 126,171 | 2019-06-20 16:23:23 |
| MCRB | Seres Therapeutics, Inc. | AFEYAN NOUBAR | Directior 10% Owner | 2019-06-18 | Buy | 8,888,888 | 2.25 | 19,999,998 | 2019-06-20 16:17:26 |
| EXPI | EXP World Holdings, Inc. | Sanford Glenn Darrel | CEO and Chairman of the Board 10% Owner | 2019-06-19 | Sell | 20,000 | 11.11 | 222,200 | 2019-06-20 16:05:13 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2019-06-18 | Sell | 16,865 | 144.37 | 2,434,776 | 2019-06-20 12:44:20 |
| HLIO | HELIOS TECHNOLOGIES, INC. | KOSKI ROBERT C | 10% Owner | 2019-06-18 | Sell | 2,500 | 45.59 | 113,976 | 2019-06-20 11:30:45 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-06-19 | Buy | 50 | 755.88 | 37,794 | 2019-06-20 11:14:47 |
| TIPT | TIPTREE INC. | Barnes Michael Gene | Executive Chairman 10% Owner | 2019-06-19 | Buy | 3,700 | 6.47 | 23,941 | 2019-06-20 10:41:21 |
| UGHL | UNION BRIDGE HOLDINGS LTD. | Ho Shan | Directior 10% Owner | 2019-06-10 | Sell | 74,027 | 0.97 | 71,699 | 2019-06-20 10:29:14 |
| UGHL | UNION BRIDGE HOLDINGS LTD. | HO MARY | 10% Owner | 2019-06-10 | Sell | 229,857 | 1.06 | 243,371 | 2019-06-20 10:28:15 |
| VBIV | VBI Vaccines Inc/BC | PERCEPTIVE ADVISORS LLC | 10% Owner | 2019-06-18 | Buy | 1,000,000 | 0.65 | 650,000 | 2019-06-20 10:19:32 |
| HIO | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | Saba Capital Management, L.P. | 10% Owner | 2019-06-18 | Buy | 130,385 | 5.04 | 657,140 | 2019-06-20 10:05:58 |
| EHI | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. | Saba Capital Management, L.P. | 10% Owner | 2019-06-18 | Buy | 39,705 | 9.85 | 390,897 | 2019-06-20 10:02:03 |
| STOK | Stoke Therapeutics, Inc. | RTW INVESTMENTS, LP | 10% Owner | 2019-06-19 | Buy | 555,556 | 18.00 | 10,000,008 | 2019-06-20 09:50:17 |
| CCF | CHASE CORP | CHASE PETER R | Executive Chairman 10% Owner | 2019-06-18 | Sell | 1,500 | 110.64 | 165,965 | 2019-06-20 09:40:06 |
| IMMR | IMMERSION CORP | Singer Eric | 10% Owner | 2019-06-19 | Buy | 175,000 | 7.57 | 1,325,000 | 2019-06-20 09:00:15 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-06-18 | Buy | 5,772 | 8.95 | 51,667 | 2019-06-20 08:35:16 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2019-06-19 | Buy | 25,000 | 2.01 | 50,134 | 2019-06-20 06:28:20 |
| ELVT | Elevate Credit, Inc. | SCFF MANAGEMENT LLC | 10% Owner | 2019-06-17 | Sell | 37,500 | 4.45 | 166,843 | 2019-06-19 21:17:09 |
| ELVT | Elevate Credit, Inc. | SCGF III MANAGEMENT LLC | 10% Owner | 2019-06-17 | Sell | 37,500 | 4.45 | 166,843 | 2019-06-19 21:16:34 |
| ATNX | Athenex, Inc. | PERCEPTIVE ADVISORS LLC | 10% Owner | 2019-06-17 | Buy | 130,000 | 17.94 | 2,332,200 | 2019-06-19 20:00:31 |
| SFIX | Stitch Fix, Inc. | Lake Katrina | Chief Executive Officer 10% Owner | 2019-06-17 | Sell | 100,000 | 30.41 | 3,041,305 | 2019-06-19 20:00:18 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-06-17 | Buy | 12,768 | 3.05 | 38,886 | 2019-06-19 19:38:51 |
| PED | PEDEVCO CORP | KUKES SIMON G | Chief Executive Officer 10% Owner | 2019-06-03 | Buy | 8,544 | 2.03 | 17,346 | 2019-06-19 19:36:47 |
| LAUR | LAUREATE EDUCATION, INC. | Sterling Capital Partners II L P | Directior 10% Owner | 2019-06-17 | Sell | 701,819 | 15.30 | 10,740,077 | 2019-06-19 19:26:14 |
| LAUR | LAUREATE EDUCATION, INC. | Taslitz Steven | Directior 10% Owner | 2019-06-17 | Sell | 701,819 | 15.30 | 10,740,077 | 2019-06-19 19:25:43 |
| LAUR | LAUREATE EDUCATION, INC. | HOEHN SARIC RULDOLF CHRISTOPHER | Directior 10% Owner | 2019-06-17 | Sell | 701,819 | 15.30 | 10,740,077 | 2019-06-19 19:25:28 |
| LAUR | LAUREATE EDUCATION, INC. | Wengen Alberta, LP | 10% Owner | 2019-06-17 | Sell | 10,955,000 | 15.30 | 167,646,560 | 2019-06-19 19:18:38 |
| UROV | Urovant Sciences Ltd. | QVT Associates GP LLC | 10% Owner | 2019-06-17 | Buy | 18,204 | 8.32 | 151,381 | 2019-06-19 18:52:17 |
| SGMS | SCIENTIFIC GAMES CORP | PERELMAN RONALD O | Directior 10% Owner | 2019-06-19 | Buy | 120,000 | 20.29 | 2,434,800 | 2019-06-19 18:33:59 |
| UROV | Urovant Sciences Ltd. | SVF Investments (UK) Ltd | 10% Owner | 2019-06-17 | Buy | 18,204 | 8.32 | 151,381 | 2019-06-19 18:30:14 |
| UROV | Urovant Sciences Ltd. | VIKING GLOBAL PERFORMANCE LLC | 10% Owner | 2019-06-17 | Buy | 18,204 | 8.32 | 151,381 | 2019-06-19 18:29:16 |
| UROV | Urovant Sciences Ltd. | VIKING GLOBAL INVESTORS LP | 10% Owner | 2019-06-17 | Buy | 18,204 | 8.32 | 151,381 | 2019-06-19 18:28:16 |
| UROV | Urovant Sciences Ltd. | Dexxon Holdings Ltd. | 10% Owner | 2019-06-17 | Buy | 18,204 | 8.32 | 151,381 | 2019-06-19 18:24:24 |
| OTLK | Outlook Therapeutics, Inc. | BioLexis Pte Ltd. | Directior 10% Owner | 2019-06-17 | Option Exercise | 2,181,818 | 0.00 | 0 | 2019-06-19 18:18:14 |
| CBRL | CRACKER BARREL OLD COUNTRY STORE, INC | BIGLARI, SARDAR | 10% Owner | 2019-06-17 | Sell | 98,939 | 170.11 | 16,830,398 | 2019-06-19 17:39:16 |
| SOLY | Soliton, Inc. | Remeditex Ventures LLC | 10% Owner | 2019-06-19 | Buy | 357,143 | 0.00 | 0 | 2019-06-19 17:16:09 |
| ETM | ENTERCOM COMMUNICATIONS CORP | FIELD JOSEPH M | Chairman Emeritus 10% Owner | 2019-06-17 | Buy | 200,000 | 5.98 | 1,195,551 | 2019-06-19 17:10:28 |
| SMAR | SMARTSHEET INC | FREI BRENT | Directior 10% Owner | 2019-06-18 | Sell | 100,000 | 50.03 | 5,002,990 | 2019-06-19 17:10:24 |
| VBFC | Village Bank & Trust Financial Corp. | LEHMAN KENNETH R | 10% Owner | 2019-04-25 | Buy | 1,577 | 33.35 | 52,599 | 2019-06-19 17:06:36 |
| CLRO | CLEARONE INC | BAGLEY EDWARD D | 10% Owner | 2019-06-17 | Buy | 104 | 2.15 | 224 | 2019-06-19 16:51:41 |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President,Chairman,CEO,CFO 10% Owner | 2019-06-17 | Buy | 8,000 | 0.34 | 2,680 | 2019-06-19 16:50:06 |
| VAM | Vivaldi Opportunities Fund | ASHER DANIEL | 10% Owner | 2019-06-18 | Sell | 200 | 14.15 | 2,830 | 2019-06-19 16:49:20 |
| JILL | J.Jill, Inc. | TowerBrook Investors, Ltd. | 10% Owner | 2019-06-17 | Buy | 170,682 | 1.70 | 289,682 | 2019-06-19 16:37:59 |
| AGYS | AGILYSYS INC | Bermuda One Fund LLC | 10% Owner | 2019-06-17 | Sell | 29,200 | 22.42 | 654,777 | 2019-06-19 16:30:19 |
| NERV | Minerva Neurosciences, Inc. | Index Venture Associates III Ltd | 10% Owner | 2019-06-17 | Sell | 105,918 | 4.44 | 470,730 | 2019-06-19 16:10:41 |
| PSEC | PROSPECT CAPITAL CORP | Barry John F | CHIEF EXECUTIVE OFFICER 10% Owner | 2019-06-17 | Buy | 137,839 | 6.34 | 874,486 | 2019-06-19 16:03:50 |
| FCNCA | FIRST CITIZENS BANCSHARES INC /DE/ | Holding Olivia Britton | 10% Owner | 2019-06-17 | Buy | 2,250 | 375.00 | 843,750 | 2019-06-19 14:51:17 |
| FCNCA | FIRST CITIZENS BANCSHARES INC /DE/ | HOLDING FRANK B JR | Chairman and CEO 10% Owner | 2019-06-17 | Buy | 6,293 | 375.00 | 2,359,875 | 2019-06-19 14:46:01 |
| ALRT | ALR TECHNOLOGIES INC. | Chan Sidney | CEO 10% Owner | 2019-06-19 | Option Exercise | 25,000,000 | 0.00 | 50,000 | 2019-06-19 12:31:55 |
| NCV | AllianzGI Convertible & Income Fund | UBS Group AG | 10% Owner | 2019-06-17 | Sell | 29 | 25.20 | 731 | 2019-06-19 11:24:18 |
| NCZ | AllianzGI Convertible & Income Fund II | UBS Group AG | 10% Owner | 2019-06-17 | Sell | 33 | 24.88 | 821 | 2019-06-19 11:21:23 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-06-18 | Buy | 50 | 735.09 | 36,755 | 2019-06-19 11:18:14 |
| TIPT | TIPTREE INC. | Barnes Michael Gene | Executive Chairman 10% Owner | 2019-06-17 | Buy | 18,044 | 6.50 | 117,359 | 2019-06-19 10:28:05 |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | 2019-06-17 | Sell | 57,834 | 5.45 | 314,934 | 2019-06-19 09:07:25 |
| IMMR | IMMERSION CORP | Singer Eric | 10% Owner | 2019-06-18 | Buy | 94,292 | 7.60 | 717,015 | 2019-06-19 09:00:18 |
| OPK | Opko Health, Inc. | FROST PHILLIP MD ET AL | CEO & Chairman 10% Owner | 2019-06-18 | Buy | 50,000 | 2.02 | 100,950 | 2019-06-19 06:08:48 |
| ODT | Odonate Therapeutics, Inc. | TANG KEVIN C | Chief Executive Officer 10% Owner | 2019-06-14 | Buy | 50,000 | 26.15 | 1,307,546 | 2019-06-18 21:43:40 |
| SMAR | SMARTSHEET INC | Madrona Investment Partners III | 10% Owner | 2019-06-14 | Sell | 5,175,000 | 43.50 | 225,112,496 | 2019-06-18 20:53:51 |
| SMAR | SMARTSHEET INC | McIlwain Matthew S | Directior 10% Owner | 2019-06-14 | Sell | 5,225,000 | 43.54 | 227,512,704 | 2019-06-18 20:48:44 |
| ROKU | ROKU, INC | Wood Anthony J. | CEO and Chairman BOD 10% Owner | 2019-06-17 | Sell | 400,000 | 103.35 | 41,340,336 | 2019-06-18 20:41:59 |
| FIT | FITBIT INC | FRIEDMAN ERIC N. | CTO 10% Owner | 2019-06-15 | Option Exercise | 12,354 | 0.00 | 0 | 2019-06-18 20:39:24 |
| FIT | FITBIT INC | PARK JAMES | PRESIDENT, CEO, COB 10% Owner | 2019-06-15 | Option Exercise | 41,804 | 0.00 | 0 | 2019-06-18 20:35:45 |
| ATNX | Athenex, Inc. | PERCEPTIVE ADVISORS LLC | 10% Owner | 2019-06-14 | Buy | 324,290 | 17.69 | 5,736,690 | 2019-06-18 20:00:25 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-06-14 | Buy | 15,000 | 29.11 | 436,695 | 2019-06-18 19:59:35 |
| CRWD | CrowdStrike Holdings, Inc. | Accel Growth Fund II L.P. | 10% Owner | 2019-06-14 | Buy | 650,000 | 34.00 | 22,100,000 | 2019-06-18 17:37:44 |
| CRWD | CrowdStrike Holdings, Inc. | Accel Growth Fund II L.P. | 10% Owner | 2019-06-14 | Buy | 650,000 | 34.00 | 22,100,000 | 2019-06-18 17:36:11 |
| CRWD | CrowdStrike Holdings, Inc. | GANDHI SAMEER K | Directior 10% Owner | 2019-06-14 | Buy | 650,000 | 34.00 | 22,100,000 | 2019-06-18 17:28:02 |
| BCRH | Blue Capital Reinsurance Holdings Ltd. | Sompo International Holdings Ltd. | 10% Owner | 2019-06-15 | Option Exercise | 2,763 | 6.84 | 18,899 | 2019-06-18 17:07:35 |
| BAND | Bandwidth Inc. | Kaestner Henry R. | 10% Owner | 2019-06-14 | Sell | 10,000 | 77.35 | 773,500 | 2019-06-18 17:03:36 |
| COSM | Cosmos Holdings Inc. | Siokas Grigorios | Chief Executive Officer 10% Owner | 2019-06-18 | Sell | 30,000 | 4.13 | 123,916 | 2019-06-18 16:47:38 |
| AC | Associated Capital Group, Inc. | GABELLI MARIO J | Executive Chairman 10% Owner | 2019-06-18 | Buy | 642 | 35.72 | 22,931 | 2019-06-18 16:40:57 |
| CHAP | Chaparral Energy, Inc. | Strategic Value Partners, LLC | 10% Owner | 2019-06-14 | Buy | 210,900 | 3.14 | 662,153 | 2019-06-18 16:37:09 |
| SHSP | SharpSpring, Inc. | Allen Daniel | Directior 10% Owner | 2019-06-17 | Sell | 1,763,454 | 12.25 | 21,602,312 | 2019-06-18 16:21:27 |
| NATR | NATURES SUNSHINE PRODUCTS INC | WYNNEFIELD PARTNERS SMALL CAP VALUE LP | 10% Owner | 2019-06-14 | Buy | 100 | 9.10 | 910 | 2019-06-18 16:18:30 |
| NONE | TCG BDC II, Inc. | NATIONAL COMMERCIAL BANK | 10% Owner | 2019-06-14 | Buy | 505,292 | 20.60 | 10,409,015 | 2019-06-18 16:09:07 |
| PSEC | PROSPECT CAPITAL CORP | Barry John F | CHIEF EXECUTIVE OFFICER 10% Owner | 2019-06-14 | Buy | 233,482 | 6.32 | 1,474,439 | 2019-06-18 16:01:31 |
| CSU | CAPITAL SENIOR LIVING CORP | Levinson Sam | 10% Owner | 2019-06-14 | Buy | 7,833 | 4.30 | 33,682 | 2019-06-18 16:01:24 |
| MORN | Morningstar, Inc. | Mansueto Joseph D | Executive Chairman 10% Owner | 2019-06-17 | Sell | 10,647 | 145.01 | 1,543,874 | 2019-06-18 14:57:09 |
| HLIO | HELIOS TECHNOLOGIES, INC. | KOSKI CHRISTINE L | Directior 10% Owner | 2019-06-14 | Sell | 25,700 | 45.94 | 1,180,697 | 2019-06-18 14:26:40 |
| GIII | G III APPAREL GROUP LTD /DE/ | GOLDFARB MORRIS | CEO 10% Owner | 2019-06-13 | Buy | 40,479 | 25.39 | 1,027,762 | 2019-06-18 14:05:27 |
| CRWD | CrowdStrike Holdings, Inc. | CapitalG LP | 10% Owner | 2019-06-14 | Buy | 140,000 | 34.00 | 4,760,000 | 2019-06-18 13:58:47 |
| VERI | Veritone, Inc. | Steelberg Chad | CEO, Chairman of the Board 10% Owner | 2019-06-14 | Buy | 13,300 | 7.54 | 100,326 | 2019-06-18 12:35:22 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-06-14 | Buy | 1,500 | 0.66 | 992 | 2019-06-18 12:15:34 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-06-17 | Buy | 50 | 718.96 | 35,948 | 2019-06-18 12:09:50 |
| VBIV | VBI Vaccines Inc/BC | PERCEPTIVE ADVISORS LLC | 10% Owner | 2019-06-17 | Buy | 1,000,000 | 0.62 | 618,000 | 2019-06-18 11:10:01 |
| SWCH | Switch, Inc. | Balelo William Gonsalves | 10% Owner | 2019-06-13 | Sell | 27,276 | 12.97 | 353,725 | 2019-06-18 11:00:22 |
| MDC | MDC HOLDINGS INC | MIZEL LARRY A | Chairman of the Board and CEO 10% Owner | 2019-06-17 | Option Exercise | 20,224 | 25.29 | 511,465 | 2019-06-18 10:55:11 |
| MDC | MDC HOLDINGS INC | MIZEL LARRY A | Chairman of the Board and CEO 10% Owner | 2019-06-17 | Sell | 20,224 | 33.48 | 677,100 | 2019-06-18 10:55:11 |
| KBLM | KBL MERGER CORP. IV | OXFORD ASSET MANAGEMENT LLP | 10% Owner | 2019-06-14 | Sell | 300 | 10.48 | 3,144 | 2019-06-18 08:38:16 |
| SGMS | SCIENTIFIC GAMES CORP | PERELMAN RONALD O | Directior 10% Owner | 2019-06-17 | Buy | 110,000 | 19.73 | 2,170,300 | 2019-06-17 21:17:04 |
| SGMS | SCIENTIFIC GAMES CORP | PERELMAN RONALD O | Directior 10% Owner | 2019-06-13 | Option Exercise | 5,034 | 0.00 | 0 | 2019-06-17 21:11:52 |
| JMDA | Jerrick Media Holdings, Inc. | Rosen Arthur | 10% Owner | 2019-06-12 | Buy | 50,000 | 0.14 | 7,000 | 2019-06-17 21:00:42 |
| ATNX | Athenex, Inc. | PERCEPTIVE ADVISORS LLC | 10% Owner | 2019-06-13 | Buy | 75,710 | 17.05 | 1,290,856 | 2019-06-17 20:00:28 |
| LAZY | Lazydays Holdings, Inc. | Coliseum Capital Management, LLC | Directior 10% Owner | 2019-06-13 | Buy | 17,207 | 4.93 | 84,823 | 2019-06-17 19:22:09 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-06-13 | Buy | 10,884 | 3.01 | 32,795 | 2019-06-17 19:13:58 |
| WDAY | Workday, Inc. | DUFFIELD DAVID A | Directior 10% Owner | 2019-06-13 | Sell | 175,000 | 208.28 | 36,449,724 | 2019-06-17 19:13:54 |
| WHF | WhiteHorse Finance, Inc. | MNAYMNEH SAMI | 10% Owner | 2019-06-14 | Sell | 2,350,000 | 14.00 | 32,900,000 | 2019-06-17 19:11:30 |
| WHF | WhiteHorse Finance, Inc. | TAMER ANTHONY | 10% Owner | 2019-06-14 | Sell | 2,350,000 | 14.00 | 32,900,000 | 2019-06-17 19:09:26 |
| OCSL | Oaktree Specialty Lending Corp | TANNENBAUM LEONARD M | 10% Owner | 2019-06-13 | Sell | 98,032 | 5.43 | 531,928 | 2019-06-17 18:04:54 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-06-13 | Buy | 8,321 | 8.20 | 68,223 | 2019-06-17 18:02:24 |
| BH | Biglari Holdings Inc. | BIGLARI, SARDAR | Chairman and CEO 10% Owner | 2019-06-14 | Buy | 4,868 | 153.15 | 745,551 | 2019-06-17 17:45:46 |
| CODA | Coda Octopus Group, Inc. | van Vlissingen FH Fentener Drs. | 10% Owner | 2019-06-14 | Sell | 110,000 | 14.26 | 1,568,600 | 2019-06-17 17:05:48 |
| IPAR | INTER PARFUMS INC | MADAR JEAN | CEO 10% Owner | 2019-06-13 | Sell | 4,523 | 67.05 | 303,267 | 2019-06-17 16:59:14 |
| NWPP | NEW PEOPLES BANKSHARES INC | WHITE B SCOTT | Directior 10% Owner | 2019-06-13 | Buy | 2,245 | 2.00 | 4,490 | 2019-06-17 16:59:10 |
| NXGN | NEXTGEN HEALTHCARE, INC. | RAZIN SHELDON | Directior 10% Owner | 2019-06-14 | Sell | 21,900 | 19.07 | 417,633 | 2019-06-17 16:51:14 |
| CCF | CHASE CORP | CHASE PETER R | Executive Chairman 10% Owner | 2019-06-14 | Sell | 500 | 109.09 | 54,545 | 2019-06-17 16:50:30 |
| INFU | InfuSystem Holdings, Inc | Shuda Scott | Director 10% Owner | 2019-06-14 | Buy | 4,723 | 4.51 | 21,321 | 2019-06-17 16:44:52 |
| tzoo | TRAVELZOO | AZZURRO CAPITAL INC | 10% Owner | 2019-06-13 | Sell | 56,000 | 16.85 | 943,390 | 2019-06-17 16:42:25 |
| SCPL | SciPlay Corp | Park West Asset Management LLC | 10% Owner | 2019-06-13 | Buy | 329,709 | 13.38 | 4,413,029 | 2019-06-17 16:30:21 |
| NERV | Minerva Neurosciences, Inc. | Index Venture Associates III Ltd | 10% Owner | 2019-06-13 | Sell | 78,467 | 4.51 | 353,737 | 2019-06-17 16:26:18 |
