| Latest Insider Buying Stocks |
| Symbol | Company Name | Insider Name | Title | Date | Transation | Share | Price | Amount | File Date |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President,Chairman,CEO,CFO 10% Owner | 2019-10-09 | Buy | 2,000 | 0.38 | 760 | 2019-10-11 21:17:32 |
| NGM | NGM BIOPHARMACEUTICALS INC | GOEDDEL DAVID V | 10% Owner | 2019-10-09 | Buy | 53,172 | 10.44 | 555,293 | 2019-10-11 20:42:57 |
| NGM | NGM BIOPHARMACEUTICALS INC | Svennilson Peter | 10% Owner | 2019-10-09 | Buy | 53,172 | 10.44 | 555,293 | 2019-10-11 20:31:28 |
| ARTL | ARTELO BIOSCIENCES, INC. | Gorgas Gregory D. | Pres, CEO, CFO, Treas & Secr | 2019-10-11 | Buy | 2,700 | 1.96 | 5,296 | 2019-10-11 20:29:13 |
| NGM | NGM BIOPHARMACEUTICALS INC | COLUMN GROUP L P | 10% Owner | 2019-10-09 | Buy | 53,172 | 10.44 | 555,293 | 2019-10-11 20:09:49 |
| NGM | NGM BIOPHARMACEUTICALS INC | COLUMN GROUP L P | 10% Owner | 2019-10-09 | Buy | 53,172 | 10.44 | 555,293 | 2019-10-11 19:56:18 |
| STLY | HG Holdings, Inc. | Solas Capital Management, LLC | 10% Owner | 2019-10-09 | Buy | 1,051 | 0.55 | 578 | 2019-10-11 18:22:27 |
| SLGG | Super League Gaming, Inc. | JUNG MARK | Directior | 2019-10-09 | Buy | 6,608 | 4.00 | 26,430 | 2019-10-11 18:16:01 |
| CDLX | Cardlytics, Inc. | SOSIN CLIFFORD | 10% Owner | 2019-10-10 | Buy | 14,842 | 34.67 | 514,572 | 2019-10-11 17:59:18 |
| ZIVO | Zivo Bioscience, Inc. | Maggiore Christopher D. | Directior 10% Owner | 2019-09-25 | Buy | 82,500 | 0.09 | 7,425 | 2019-10-11 17:26:10 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-10-09 | Buy | 7,249 | 9.98 | 72,366 | 2019-10-11 17:08:46 |
| SSNC | SS&C Technologies Holdings Inc | Frank Joseph J. | SVP,Global Head of M&A and CLO | 2019-09-18 | Buy | 5 | 54.85 | 274 | 2019-10-11 17:06:22 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-10-09 | Buy | 22,361 | 34.49 | 771,322 | 2019-10-11 16:40:37 |
| KZR | Kezar Life Sciences, Inc. | Fowler John Franklin | CEO | 2019-10-10 | Buy | 1,000 | 3.24 | 3,235 | 2019-10-11 16:24:15 |
| FUND | SPROTT FOCUS TRUST INC. | GEORGE W WHITNEY | Directior 10% Owner | 2019-10-09 | Buy | 32,102 | 6.56 | 210,613 | 2019-10-11 16:08:01 |
| CPRX | CATALYST PHARMACEUTICALS, INC. | O'Keeffe Charles B | Directior | 2019-10-11 | Buy | 10,000 | 4.70 | 46,950 | 2019-10-11 14:58:39 |
| SHOS | SEARS HOMETOWN & OUTLET STORES, INC. | ODS Capital LLC | 10% Owner | 2019-10-10 | Buy | 10,650 | 3.58 | 38,079 | 2019-10-11 14:12:44 |
| SOR | SOURCE CAPITAL INC /DE/ | ROMICK STEVEN T | VP & Portfolio Manager | 2019-10-08 | Buy | 6,535 | 35.92 | 234,721 | 2019-10-11 13:34:11 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-10 | Buy | 7 | 609.46 | 4,266 | 2019-10-11 12:07:41 |
| BCDA;BCDAW | BioCardia, Inc. | Altman Peter | President and CEO | 2019-10-09 | Buy | 200 | 3.99 | 798 | 2019-10-11 07:21:09 |
| SNDX | Syndax Pharmaceuticals Inc | Morrison Briggs | Chief Executive Officer | 2019-10-10 | Buy | 11,000 | 5.40 | 59,400 | 2019-10-11 06:33:00 |
| VIE | Viela Bio, Inc. | Tong Xiaomeng | Directior 10% Owner | 2019-10-07 | Buy | 36,091 | 21.83 | 787,722 | 2019-10-10 21:36:26 |
| OVID | Ovid Therapeutics Inc. | LEVIN JEREMY M | CEO 10% Owner | 2019-10-08 | Buy | 60,000 | 2.50 | 150,000 | 2019-10-10 20:32:29 |
| CDLX | Cardlytics, Inc. | SOSIN CLIFFORD | 10% Owner | 2019-10-08 | Buy | 73,578 | 33.35 | 2,454,133 | 2019-10-10 18:30:52 |
| BHGE | Baker Hughes a GE Co | CAZALOT CLARENCE P JR | Directior | 2017-08-15 | Buy | 838 | 28.90 | 24,222 | 2019-10-10 18:13:24 |
| PFMT | Performant Financial Corp | PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 10% Owner | 2019-10-09 | Buy | 514,481 | 1.00 | 514,260 | 2019-10-10 17:33:15 |
| ATEX | Anterix Inc. | Owl Creek Asset Management, L.P. | 10% Owner | 2019-10-08 | Buy | 26,439 | 37.41 | 989,121 | 2019-10-10 17:25:17 |
| VRCA | Verrica Pharmaceuticals Inc. | Manning Paul B | Directior 10% Owner | 2019-10-08 | Buy | 20,886 | 14.38 | 300,280 | 2019-10-10 17:03:14 |
| TLRD | TAILORED BRANDS INC | Rhodes A Alexander | EVP and General Counsel | 2019-10-10 | Buy | 13,369 | 3.87 | 51,738 | 2019-10-10 16:58:33 |
| CWH | Camping World Holdings, Inc. | ABRAMS CAPITAL MANAGEMENT, L.P. | 10% Owner | 2019-10-08 | Buy | 650,182 | 7.92 | 5,151,941 | 2019-10-10 16:58:08 |
| TERP | TerraForm Power, Inc. | BROOKFIELD ASSET MANAGEMENT INC. | 10% Owner | 2019-10-08 | Buy | 2,981,514 | 16.77 | 49,999,988 | 2019-10-10 16:41:23 |
| AGO | ASSURED GUARANTY LTD | Feldstein Andrew T | Chief Investment Officer | 2019-10-08 | Buy | 23,200 | 44.45 | 1,031,124 | 2019-10-10 16:38:17 |
| TLRD | TAILORED BRANDS INC | Lathi Dinesh S. | President and CEO | 2019-10-08 | Buy | 10,000 | 4.00 | 40,000 | 2019-10-10 16:26:09 |
| BHTG | BIOHITECH GLOBAL, INC. | CELLI FRANK E. | CHIEF EXECUTIVE OFFICER | 2019-10-08 | Buy | 1,361 | 1.70 | 2,319 | 2019-10-10 16:06:29 |
| NONE | DAVEY TREE EXPERT CO | Harbrecht Sandra W | Directior | 2019-10-10 | Buy | 5,000 | 22.60 | 113,000 | 2019-10-10 15:19:54 |
| PPR | Voya PRIME RATE TRUST | Saba Capital Management, L.P. | 10% Owner | 2019-10-08 | Buy | 606,100 | 4.71 | 2,856,653 | 2019-10-10 12:54:42 |
| BNED | Barnes & Noble Education, Inc. | Outerbridge Master Fund LP | 10% Owner | 2019-10-08 | Buy | 102,726 | 3.20 | 328,535 | 2019-10-10 12:37:58 |
| ORI | OLD REPUBLIC INTERNATIONAL CORP | KOVALESKI CHARLES J | Directior | 2019-10-09 | Buy | 200 | 23.14 | 4,628 | 2019-10-10 12:03:26 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-09 | Buy | 7 | 618.50 | 4,330 | 2019-10-10 11:43:20 |
| CCNE | CNB FINANCIAL CORP/PA | Young Julie M. | Directior | 2019-10-09 | Buy | 48 | 28.02 | 1,345 | 2019-10-10 11:34:02 |
| MVC | MVC CAPITAL, INC. | HELLERMAN GERALD | Directior | 2019-10-08 | Buy | 1,000 | 8.88 | 8,880 | 2019-10-10 11:05:08 |
| CCNE | CNB FINANCIAL CORP/PA | Scott Nicholas N. Jr. | Directior | 2019-10-09 | Buy | 32 | 28.02 | 897 | 2019-10-10 10:52:39 |
| TEAF | TORTOISE ESSENTIAL ASSETS INCOME TERM FUND | BIRZER H KEVIN | Directior | 2019-10-09 | Buy | 100 | 16.54 | 1,654 | 2019-10-10 09:46:45 |
| NDP | TORTOISE ENERGY INDEPENDENCE FUND, INC. | BIRZER H KEVIN | Directior | 2019-10-09 | Buy | 100 | 3.77 | 377 | 2019-10-10 09:43:14 |
| TTP | TORTOISE PIPELINE & ENERGY FUND, INC. | BIRZER H KEVIN | Directior | 2019-10-09 | Buy | 100 | 12.51 | 1,251 | 2019-10-10 09:40:46 |
| TPZ | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC | BIRZER H KEVIN | Directior | 2019-10-09 | Buy | 100 | 17.84 | 1,784 | 2019-10-10 09:37:53 |
| NTG | Tortoise Midstream Energy Fund, Inc. | BIRZER H KEVIN | Directior | 2019-10-09 | Buy | 100 | 11.56 | 1,156 | 2019-10-10 09:35:42 |
| TYG | TORTOISE ENERGY INFRASTRUCTURE CORP | BIRZER H KEVIN | Directior | 2019-10-09 | Buy | 100 | 19.18 | 1,918 | 2019-10-10 09:32:07 |
| CNCE | CONCERT PHARMACEUTICALS, INC. | van Heek Christi | Directior | 2019-08-02 | Buy | 10,000 | 8.37 | 83,707 | 2019-10-10 08:58:26 |
| VIE | Viela Bio, Inc. | Tong Xiaomeng | Directior 10% Owner | 2019-10-07 | Buy | 300,000 | 19.00 | 5,700,000 | 2019-10-09 21:35:11 |
| CDLX | Cardlytics, Inc. | SOSIN CLIFFORD | 10% Owner | 2019-10-07 | Buy | 40,000 | 33.32 | 1,332,800 | 2019-10-09 21:31:29 |
| VIE | Viela Bio, Inc. | Wicki Andreas | Directior | 2019-10-07 | Buy | 500,000 | 19.00 | 9,500,000 | 2019-10-09 21:01:27 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-10-07 | Buy | 5,054 | 2.84 | 14,329 | 2019-10-09 20:18:42 |
| NTN | NTN BUZZTIME INC | ELLIN ROBERT S | 10% Owner | 2019-10-08 | Buy | 100 | 3.67 | 367 | 2019-10-09 20:00:52 |
| HNRG | HALLADOR ENERGY CO | HARDIE DAVID C | Directior | 2019-10-07 | Buy | 30,380 | 3.29 | 100,002 | 2019-10-09 18:31:19 |
| APRE | Aprea Therapeutics, Inc. | 5AM Ventures IV, L.P. | 10% Owner | 2019-10-07 | Buy | 333,333 | 15.00 | 4,999,995 | 2019-10-09 18:23:26 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-10-07 | Buy | 15,000 | 34.38 | 515,640 | 2019-10-09 18:11:46 |
| RRR | Red Rock Resorts, Inc. | FERTITTA FRANK J III | Directior 10% Owner | 2019-10-07 | Buy | 10,170 | 19.50 | 198,305 | 2019-10-09 17:49:09 |
| RRR | Red Rock Resorts, Inc. | FERTITTA LORENZO J | Directior 10% Owner | 2019-10-07 | Buy | 10,171 | 19.50 | 198,324 | 2019-10-09 17:48:13 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-10-09 | Buy | 1,700 | 1.02 | 1,734 | 2019-10-09 17:36:23 |
| WOW | WideOpenWest, Inc. | Crestview Partners III GP, L.P. | Directior 10% Owner | 2019-10-07 | Buy | 534,200 | 5.61 | 2,999,314 | 2019-10-09 17:19:49 |
| VIE | Viela Bio, Inc. | ASTRAZENECA PLC | 10% Owner | 2019-10-07 | Buy | 425,000 | 19.00 | 8,075,000 | 2019-10-09 16:53:12 |
| NSEC | NATIONAL SECURITY GROUP INC | CLARK FRED JR | Directior | 2019-10-07 | Buy | 9,813 | 12.08 | 118,583 | 2019-10-09 16:49:56 |
| KDP | Keurig Dr Pepper Inc. | DeNooyer Mary Beth | Chief Human Resources Officer | 2019-10-08 | Buy | 6,000 | 27.10 | 162,578 | 2019-10-09 16:35:47 |
| PETV | PetVivo Holdings, Inc. | Martin James Rudolph | Directior | 2019-10-03 | Buy | 2,500 | 0.40 | 988 | 2019-10-09 16:11:24 |
| PETV | PetVivo Holdings, Inc. | Martin James Rudolph | Directior | 2019-09-03 | Buy | 4,250 | 0.34 | 1,445 | 2019-10-09 16:10:35 |
| SHOS | SEARS HOMETOWN & OUTLET STORES, INC. | ODS Capital LLC | 10% Owner | 2019-10-08 | Buy | 15,731 | 3.58 | 56,356 | 2019-10-09 15:44:54 |
| PCF | HIGH INCOME SECURITIES FUND | HELLERMAN GERALD | Directior | 2019-10-08 | Buy | 1,000 | 8.46 | 8,460 | 2019-10-09 14:53:24 |
| SWZ | SWISS HELVETIA FUND, INC. | HELLERMAN GERALD | Directior | 2019-10-08 | Buy | 1,000 | 7.93 | 7,930 | 2019-10-09 14:46:56 |
| SOR | SOURCE CAPITAL INC /DE/ | ROMICK STEVEN T | VP & Portfolio Manager | 2019-10-07 | Buy | 1,665 | 35.98 | 59,900 | 2019-10-09 14:14:10 |
| ESTA | ESTABLISHMENT LABS HOLDINGS INC. | JW Asset Management, LLC | 10% Owner | 2019-10-08 | Buy | 1,000 | 18.74 | 18,740 | 2019-10-09 12:35:24 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-08 | Buy | 7 | 603.10 | 4,222 | 2019-10-09 12:02:13 |
| UNFI | UNITED NATURAL FOODS INC | ROY PETER | Directior | 2019-10-07 | Buy | 10,000 | 7.50 | 75,000 | 2019-10-09 07:56:11 |
| FREQ | Frequency Therapeutics, Inc. | COHEN MARC A | Directior | 2019-10-07 | Buy | 17,857 | 14.00 | 249,998 | 2019-10-08 20:31:49 |
| FREQ | Frequency Therapeutics, Inc. | Mitrano Richard J. | VP Finance & Operations | 2019-10-07 | Buy | 107 | 14.00 | 1,498 | 2019-10-08 20:30:35 |
| APRE | Aprea Therapeutics, Inc. | Redmile Group, LLC | 10% Owner | 2019-10-07 | Buy | 400,000 | 15.00 | 6,000,000 | 2019-10-08 20:13:08 |
| SLGG | Super League Gaming, Inc. | JUNG MARK | Directior | 2019-10-04 | Buy | 9,542 | 4.16 | 39,715 | 2019-10-08 19:14:52 |
| AMZN | AMAZON COM INC | NOOYI INDRA K | Directior | 2019-10-04 | Buy | 100 | 1726.06 | 172,606 | 2019-10-08 18:51:37 |
| RUN | Sunrun Inc. | TIGER GLOBAL MANAGEMENT LLC | 10% Owner | 2019-10-04 | Buy | 663,344 | 16.37 | 10,862,192 | 2019-10-08 18:22:28 |
| FPRX | FIVE PRIME THERAPEUTICS, INC. | BVF PARTNERS L P/IL | 10% Owner | 2019-10-04 | Buy | 601,482 | 3.74 | 2,250,962 | 2019-10-08 17:40:12 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-10-04 | Buy | 3,934 | 9.68 | 38,075 | 2019-10-08 17:35:14 |
| SACH | Sachem Capital Corp. | Prinz Brian A | Directior | 2019-01-10 | Buy | 2,737 | 4.52 | 12,381 | 2019-10-08 16:35:33 |
| AGO | ASSURED GUARANTY LTD | Feldstein Andrew T | Chief Investment Officer | 2019-10-04 | Buy | 23,600 | 43.89 | 1,035,692 | 2019-10-08 16:32:41 |
| MIND | MITCHAM INDUSTRIES INC | BLUM PETER H | Directior | 2019-10-07 | Buy | 5,000 | 2.77 | 13,850 | 2019-10-08 16:30:56 |
| MOSC | Mosaic Acquisition Corp. | Maura David M | President and CEO 10% Owner | 2019-10-07 | Buy | 24,812 | 10.30 | 255,564 | 2019-10-08 16:26:26 |
| CNNE | Cannae Holdings, Inc. | Massey Richard N | Directior | 2019-10-07 | Buy | 10,000 | 27.53 | 275,322 | 2019-10-08 16:15:21 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-10-08 | Buy | 400 | 1.01 | 404 | 2019-10-08 16:13:48 |
| BHTG | BIOHITECH GLOBAL, INC. | CELLI FRANK E. | CHIEF EXECUTIVE OFFICER | 2019-10-04 | Buy | 3,639 | 1.69 | 6,144 | 2019-10-08 16:00:53 |
| NONE | Golub Capital BDC 3, Inc. | WEBSTER WILLIAM M IV | Directior | 2019-10-04 | Buy | 1,779 | 15.00 | 26,692 | 2019-10-08 15:49:24 |
| NONE | Golub Capital BDC 3, Inc. | Golub Lawrence E | Chairman | 2019-10-04 | Buy | 125,034 | 15.00 | 1,875,525 | 2019-10-08 15:39:06 |
| NONE | Golub Capital BDC 3, Inc. | Golub David | President and CEO | 2019-10-04 | Buy | 125,034 | 15.00 | 1,875,525 | 2019-10-08 15:37:59 |
| PPR | Voya PRIME RATE TRUST | Saba Capital Management, L.P. | 10% Owner | 2019-10-04 | Buy | 657,807 | 4.73 | 3,111,427 | 2019-10-08 14:54:29 |
| RHNO | Rhino Resource Partners LP | TUORTO WILLIAM L | Executive Chairman | 2019-09-23 | Buy | 400 | 0.94 | 378 | 2019-10-08 14:42:19 |
| CATN | CAT9 Group Inc. | SUN WENFA SIMON | President & CEO 10% Owner | 2019-08-23 | Buy | 10,000,000 | 0.01 | 98,000 | 2019-10-08 13:12:17 |
| SOR | SOURCE CAPITAL INC /DE/ | Brown Sandra | Directior | 2019-10-07 | Buy | 417 | 36.08 | 15,045 | 2019-10-08 12:37:11 |
| MMLP | MARTIN MIDSTREAM PARTNERS L.P. | Shoup Scot A | Senior VP Operations | 2019-10-04 | Buy | 769 | 4.70 | 3,615 | 2019-10-08 11:51:33 |
| MMLP | MARTIN MIDSTREAM PARTNERS L.P. | MARTIN RUBEN S | President and CEO 10% Owner | 2019-10-04 | Buy | 1,900 | 4.70 | 8,927 | 2019-10-08 11:51:07 |
| MMLP | MARTIN MIDSTREAM PARTNERS L.P. | BONDURANT ROBERT D | Executive VP and CFO | 2019-10-04 | Buy | 1,241 | 4.70 | 5,830 | 2019-10-08 11:50:39 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-07 | Buy | 7 | 606.25 | 4,244 | 2019-10-08 11:39:07 |
| HCAP | Harvest Capital Credit Corp | Jolson Joseph A | Chief Executive Officer 10% Owner | 2019-10-07 | Buy | 6,808 | 9.80 | 66,718 | 2019-10-08 11:25:32 |
| TPL | TEXAS PACIFIC LAND TRUST | TESSLER ALLAN R | 10% Owner | 2019-10-04 | Buy | 500 | 603.86 | 301,930 | 2019-10-08 09:43:36 |
| SHOS | SEARS HOMETOWN & OUTLET STORES, INC. | ODS Capital LLC | 10% Owner | 2019-10-04 | Buy | 20,354 | 3.51 | 71,362 | 2019-10-08 09:32:11 |
| NTN | NTN BUZZTIME INC | ELLIN ROBERT S | 10% Owner | 2019-10-03 | Buy | 393 | 3.05 | 1,199 | 2019-10-07 21:35:02 |
| FAT | Fat Brands, Inc | Neuhauser James C | Directior | 2019-10-03 | Buy | 4,000 | 0.00 | 0 | 2019-10-07 21:20:24 |
| FAT | Fat Brands, Inc | Junger John Squire | Directior | 2019-10-03 | Buy | 5,000 | 0.00 | 0 | 2019-10-07 21:18:08 |
| FAT | Fat Brands, Inc | KESSEL SILVIA | Directior | 2019-10-03 | Buy | 4,000 | 0.00 | 0 | 2019-10-07 21:15:56 |
| APRE | Aprea Therapeutics, Inc. | Versant Vantage I, L.P. | 10% Owner | 2019-10-07 | Buy | 333,333 | 15.00 | 4,999,995 | 2019-10-07 19:40:39 |
| APRE | Aprea Therapeutics, Inc. | Versant V Luxco S.a r.l. | 10% Owner | 2019-10-07 | Buy | 333,333 | 15.00 | 4,999,995 | 2019-10-07 19:39:20 |
| APRE | Aprea Therapeutics, Inc. | Christenson Johan | Directior | 2019-10-07 | Buy | 266,667 | 15.00 | 4,000,005 | 2019-10-07 19:33:59 |
| APRE | Aprea Therapeutics, Inc. | Magni Guido | Directior | 2019-10-07 | Buy | 6,500 | 15.00 | 97,500 | 2019-10-07 19:25:54 |
| APRE | Aprea Therapeutics, Inc. | HENNEMAN JOHN B III | Directior | 2019-10-07 | Buy | 5,000 | 15.00 | 75,000 | 2019-10-07 19:23:07 |
| APRE | Aprea Therapeutics, Inc. | Attar Eyal C. | SVP, Chief Medical Officer | 2019-10-07 | Buy | 400 | 15.00 | 6,000 | 2019-10-07 19:18:42 |
| APRE | Aprea Therapeutics, Inc. | Coiante Scott M | SVP, Chief Financial Officer | 2019-10-07 | Buy | 2,500 | 15.00 | 37,500 | 2019-10-07 19:15:59 |
| APRE | Aprea Therapeutics, Inc. | SCHADE CHRISTIAN S | President & CEO | 2019-10-07 | Buy | 11,000 | 15.00 | 165,000 | 2019-10-07 19:15:18 |
| WMS | ADVANCED DRAINAGE SYSTEMS, INC. | JONES ROSS M | Directior | 2019-10-03 | Buy | 97,010 | 31.61 | 3,066,346 | 2019-10-07 19:10:15 |
| WMS | ADVANCED DRAINAGE SYSTEMS, INC. | Berkshire Partners Holdings LLC | 10% Owner | 2019-10-03 | Buy | 97,010 | 31.61 | 3,066,346 | 2019-10-07 19:05:23 |
| VXRT | Vaxart, Inc. | ARMISTICE CAPITAL, LLC | 10% Owner | 2019-10-04 | Buy | 564,000 | 0.36 | 203,200 | 2019-10-07 18:13:31 |
| ZNRG | Znergy, Inc. | MIKLES RICHARD | Chairman | 2019-05-15 | Buy | 16,200,000 | 0.07 | 1,198,800 | 2019-10-07 18:08:56 |
| ZNRG | Znergy, Inc. | BAKER DAVE JOSEPH | President and CEO 10% Owner | 2019-07-09 | Buy | 20,000,000 | 0.08 | 1,600,000 | 2019-10-07 18:03:10 |
| SG | Sirius International Insurance Group, Ltd. | ROGERS JAMES B JR | Directior | 2019-10-02 | Buy | 104 | 7.33 | 762 | 2019-10-07 18:02:24 |
| ADFS | AMERICAN DEFENSE SYSTEMS INC | EA Armament & Surveillance Technologies Inc. | 10% Owner | 2018-08-21 | Buy | 4,822,152 | 0.02 | 106,087 | 2019-10-07 18:01:36 |
| AMAR | AMARILLO BIOSCIENCES INC | CHEN STEPHEN T | President,Chairman,CEO,CFO 10% Owner | 2019-10-03 | Buy | 4,000 | 0.39 | 1,570 | 2019-10-07 17:39:54 |
| CNST | CONSTELLATION PHARMACEUTICALS INC | COLUMN GROUP L P | 10% Owner | 2019-10-03 | Buy | 1,411,764 | 8.50 | 11,999,994 | 2019-10-07 17:35:12 |
| CNBKA | CENTURY BANCORP INC | Filler James J | 10% Owner | 2019-09-20 | Buy | 1,612 | 86.49 | 139,416 | 2019-10-07 17:22:46 |
| ATEX | Anterix Inc. | Owl Creek Asset Management, L.P. | 10% Owner | 2019-10-03 | Buy | 16,267 | 37.86 | 615,949 | 2019-10-07 17:18:56 |
| HRTX | HERON THERAPEUTICS, INC. /DE/ | TANG KEVIN C | Directior | 2019-10-04 | Buy | 285,714 | 17.50 | 4,999,995 | 2019-10-07 17:18:37 |
| FREQ | Frequency Therapeutics, Inc. | Flynn James E | 10% Owner | 2019-10-07 | Buy | 285,714 | 14.00 | 3,999,996 | 2019-10-07 16:43:50 |
| RVP | RETRACTABLE TECHNOLOGIES INC | SHAW THOMAS J | President and CEO 10% Owner | 2019-10-07 | Buy | 2,000 | 1.04 | 2,080 | 2019-10-07 16:40:42 |
| DLTH | DULUTH HOLDINGS INC. | Loretta David | SVP & CFO | 2019-09-30 | Buy | 2,500 | 8.24 | 20,612 | 2019-10-07 16:31:52 |
| MOSC | Mosaic Acquisition Corp. | Maura David M | President and CEO 10% Owner | 2019-10-04 | Buy | 50,000 | 0.00 | 0 | 2019-10-07 16:27:07 |
| BBW | BUILD A BEAR WORKSHOP INC | Kanen David | Directior | 2019-10-07 | Buy | 4,900 | 3.38 | 16,562 | 2019-10-07 16:24:52 |
| VALU | VALUE LINE INC | BRECHER HOWARD A | Chairman and CEO | 2019-10-04 | Buy | 200 | 23.38 | 4,676 | 2019-10-07 15:11:09 |
| BTN | BALLANTYNE STRONG, INC. | Fundamental Global Investors, LLC | Directior 10% Owner | 2019-10-04 | Buy | 1,429 | 2.94 | 4,205 | 2019-10-07 14:18:43 |
| LSMG | Lode-Star Mining Inc. | Temkin Thomas | COO | 2019-09-12 | Buy | 50,000 | 0.02 | 1,000 | 2019-10-07 12:29:09 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-04 | Buy | 5 | 600.03 | 3,000 | 2019-10-07 12:17:37 |
| scnd | SCIENTIFIC INDUSTRIES INC | MOORE JOHN A | Directior | 2019-10-03 | Buy | 22,200 | 3.50 | 77,700 | 2019-10-07 11:57:54 |
| VBIV | VBI Vaccines Inc/BC | Diaz-Mitoma Francisco | Chief Medical Officer | 2019-09-30 | Buy | 54,500 | 0.50 | 27,250 | 2019-10-07 11:35:57 |
| n/a | Golub Capital BDC 3, Inc. | STRS OHIO | 10% Owner | 2019-10-04 | Buy | 333,333 | 15.00 | 5,000,000 | 2019-10-07 09:44:18 |
| SAFE | Safehold Inc. | ISTAR INC. | 10% Owner | 2019-10-03 | Buy | 15,000 | 31.81 | 477,173 | 2019-10-07 08:58:23 |
| CZNC | CITIZENS & NORTHERN CORP | Pellegrino Frank G | Directior | 2019-10-04 | Buy | 282 | 25.43 | 7,171 | 2019-10-07 08:54:21 |
| CZNC | CITIZENS & NORTHERN CORP | Kilmer Bobbi J | Directior | 2019-10-04 | Buy | 245 | 25.43 | 6,230 | 2019-10-07 08:53:33 |
| CZNC | CITIZENS & NORTHERN CORP | Schoener Timothy E | Directior | 2019-10-04 | Buy | 195 | 25.43 | 4,959 | 2019-10-07 08:52:46 |
| NBIO | Nascent Biotech Inc. | HOLDEN LOWELL THOMAS | CFO | 2019-09-30 | Buy | 10,000 | 0.14 | 1,400 | 2019-10-07 07:52:37 |
| BCDA;BCDAW | BioCardia, Inc. | Altman Peter | President and CEO | 2019-10-03 | Buy | 5,700 | 3.47 | 19,771 | 2019-10-04 20:22:59 |
| HRTX | HERON THERAPEUTICS, INC. /DE/ | Quart Barry D | Chief Executive Officer | 2019-10-03 | Buy | 4,571 | 17.50 | 79,993 | 2019-10-04 19:58:53 |
| HRTX | HERON THERAPEUTICS, INC. /DE/ | POYHONEN JOHN | EVP, Chief Commercial Officer | 2019-10-03 | Buy | 5,143 | 17.50 | 90,003 | 2019-10-04 19:56:53 |
| ZNRG | Znergy, Inc. | FILLMORE ARTHUR E | Directior | 2019-09-05 | Buy | 10,000,000 | 0.08 | 800,000 | 2019-10-04 19:31:19 |
| STLY | HG Holdings, Inc. | Solas Capital Management, LLC | 10% Owner | 2019-10-02 | Buy | 108,563 | 0.55 | 59,710 | 2019-10-04 17:35:16 |
| CNST | CONSTELLATION PHARMACEUTICALS INC | EVNIN ANTHONY B | Directior | 2019-10-03 | Buy | 2,823,529 | 8.50 | 23,999,996 | 2019-10-04 17:33:26 |
| SG | Sirius International Insurance Group, Ltd. | ROGERS JAMES B JR | Directior | 2019-10-02 | Buy | 104 | 7.33 | 762 | 2019-10-04 17:32:58 |
| RRR | Red Rock Resorts, Inc. | FERTITTA LORENZO J | Directior 10% Owner | 2019-10-02 | Buy | 25,000 | 19.47 | 486,867 | 2019-10-04 17:29:44 |
| RRR | Red Rock Resorts, Inc. | FERTITTA FRANK J III | Directior 10% Owner | 2019-10-02 | Buy | 25,000 | 19.47 | 486,867 | 2019-10-04 17:28:59 |
| WOW | WideOpenWest, Inc. | Crestview Partners III GP, L.P. | Directior 10% Owner | 2019-10-02 | Buy | 19,438 | 5.98 | 116,239 | 2019-10-04 17:22:14 |
| BNED | Barnes & Noble Education, Inc. | Outerbridge Master Fund LP | 10% Owner | 2019-10-02 | Buy | 475,987 | 3.01 | 1,432,111 | 2019-10-04 16:54:57 |
| THC | TENET HEALTHCARE CORP | GLENVIEW CAPITAL MANAGEMENT, LLC | 10% Owner | 2019-10-02 | Buy | 261,540 | 20.50 | 5,360,488 | 2019-10-04 16:30:40 |
| MCHX | MARCHEX INC | Edenbrook Capital, LLC | 10% Owner | 2019-10-02 | Buy | 43,132 | 3.05 | 131,571 | 2019-10-04 16:17:30 |
| AGO | ASSURED GUARANTY LTD | Feldstein Andrew T | Chief Investment Officer | 2019-10-02 | Buy | 24,000 | 43.37 | 1,040,880 | 2019-10-04 16:15:33 |
| fmbm | F&M BANK CORP | Shillingburg Stephanie E | Exeeutive Vice President | 2019-10-04 | Buy | 11 | 27.27 | 300 | 2019-10-04 16:12:46 |
| fmbm | F&M BANK CORP | HAYSLETT NEIL W | Exec. Vice Pres & COO | 2019-10-04 | Buy | 8 | 28.12 | 225 | 2019-10-04 16:06:21 |
| fmbm | F&M BANK CORP | Hanna Mark Christopher | President/CEO | 2019-10-04 | Buy | 59 | 25.42 | 1,500 | 2019-10-04 15:53:39 |
| HOFT | HOOKER FURNITURE CORP | Boone Donald Lee | Co-President - Home Meridian | 2019-10-03 | Buy | 1,000 | 20.96 | 20,960 | 2019-10-04 15:52:12 |
| fmbm | F&M BANK CORP | Comer Carrie A | EVP & CFO | 2019-10-04 | Buy | 2 | 37.55 | 75 | 2019-10-04 15:44:02 |
| PCF | HIGH INCOME SECURITIES FUND | HELLERMAN GERALD | Directior | 2019-10-03 | Buy | 1,500 | 8.52 | 12,780 | 2019-10-04 15:35:15 |
| FRAF | FRANKLIN FINANCIAL SERVICES CORP /PA/ | Hanks Patricia A | svp | 2019-10-02 | Buy | 3 | 35.80 | 107 | 2019-10-04 14:17:29 |
| FRAF | FRANKLIN FINANCIAL SERVICES CORP /PA/ | Cekovich Ronald L | svp | 2019-10-02 | Buy | 3 | 35.80 | 107 | 2019-10-04 14:15:10 |
| FRAF | FRANKLIN FINANCIAL SERVICES CORP /PA/ | Carmack Karen K | svp | 2019-10-02 | Buy | 1 | 35.80 | 36 | 2019-10-04 14:12:43 |
| FRAF | FRANKLIN FINANCIAL SERVICES CORP /PA/ | Duffey Gregory A | Directior | 2019-10-02 | Buy | 28 | 35.80 | 1,002 | 2019-10-04 14:10:42 |
| OCGN | Ocugen, Inc. | Subramanian Sanjay | Chief Financial Officer | 2019-10-02 | Buy | 5,000 | 1.88 | 9,400 | 2019-10-04 13:36:23 |
| OCGN | Ocugen, Inc. | Zhang Junge | Directior | 2019-09-30 | Buy | 31,078 | 3.09 | 96,141 | 2019-10-04 13:34:39 |
| TPL | TEXAS PACIFIC LAND TRUST | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | 2019-10-03 | Buy | 5 | 620.87 | 3,104 | 2019-10-04 11:15:45 |
| CHCO | CITY HOLDING CO | HYLTON TRACY W II | Directior | 2019-10-03 | Buy | 125 | 73.57 | 9,196 | 2019-10-04 10:19:18 |
| CHCO | CITY HOLDING CO | FISHER ROBERT D | Directior | 2019-10-03 | Buy | 135 | 73.57 | 9,932 | 2019-10-04 10:18:51 |
| CLDB | CORTLAND BANCORP INC | WOOFTER TIMOTHY K | Directior | 2019-10-03 | Buy | 68 | 22.06 | 1,500 | 2019-10-04 10:15:57 |
| CLDB | CORTLAND BANCORP INC | Langhenry Joseph P | Directior | 2019-10-03 | Buy | 36 | 22.22 | 800 | 2019-10-04 10:05:10 |
| CLDB | CORTLAND BANCORP INC | Koch Joseph E | Directior | 2019-10-03 | Buy | 36 | 22.22 | 800 | 2019-10-04 09:57:57 |
| IMMU | IMMUNOMEDICS INC | Avoro Capital Advisors LLC | Directior 10% Owner | 2019-10-02 | Buy | 1,500,000 | 13.52 | 20,280,000 | 2019-10-04 09:50:29 |
| SHOS | SEARS HOMETOWN & OUTLET STORES, INC. | ODS Capital LLC | 10% Owner | 2019-10-01 | Buy | 103,117 | 3.47 | 358,075 | 2019-10-04 09:46:30 |
| CLDB | CORTLAND BANCORP INC | THOMPSON RICHARD B | Directior | 2019-10-03 | Buy | 45 | 22.22 | 1,000 | 2019-10-04 09:46:19 |
| CLDB | CORTLAND BANCORP INC | Vross Anthony R | Directior | 2019-10-03 | Buy | 45 | 22.22 | 1,000 | 2019-10-04 09:41:37 |
| CLDB | CORTLAND BANCORP INC | HOFFMAN JAMES E III | Directior | 2019-10-03 | Buy | 36 | 22.22 | 800 | 2019-10-04 09:36:51 |
| CLDB | CORTLAND BANCORP INC | COLE DAVID C | Directior | 2019-10-03 | Buy | 36 | 22.22 | 800 | 2019-10-04 09:09:48 |
| CLDB | CORTLAND BANCORP INC | KABACK NEIL J | Directior | 2019-10-03 | Buy | 36 | 22.22 | 800 | 2019-10-04 08:53:54 |
| COHN | Cohen & Co Inc. | COHEN DANIEL G | Chairman and CE Europe 10% Owner | 2019-10-02 | Buy | 76,240 | 0.00 | 0 | 2019-10-04 06:01:15 |
| HOME | At Home Group Inc. | SOSIN CLIFFORD | 10% Owner | 2019-10-01 | Buy | 470,106 | 9.59 | 4,508,751 | 2019-10-03 21:00:57 |
| DYNT | DYNATRONICS CORP | Wirthlin David Alma | Chief Financial Officer | 2019-10-01 | Buy | 192 | 0.00 | 0 | 2019-10-03 20:16:56 |
| DYNT | DYNATRONICS CORP | ENRIGHT ERIN S. | Directior | 2019-10-01 | Buy | 65,387 | 0.00 | 0 | 2019-10-03 20:16:21 |
| DYNT | DYNATRONICS CORP | Baker Brian D. | Chief Executive Officer | 2019-10-01 | Buy | 4,587 | 0.00 | 0 | 2019-10-03 20:13:18 |
| DYNT | DYNATRONICS CORP | Provco Ventures 1 LP | 10% Owner | 2019-10-01 | Buy | 32,675 | 0.00 | 0 | 2019-10-03 20:12:13 |
| DYNT | DYNATRONICS CORP | Ogilvie James Norman | Vice President | 2019-10-01 | Buy | 861 | 0.00 | 0 | 2019-10-03 20:11:33 |
| DYNT | DYNATRONICS CORP | ESSIG STUART | 10% Owner | 2019-10-01 | Buy | 65,387 | 0.00 | 0 | 2019-10-03 20:10:39 |
| DYNT | DYNATRONICS CORP | LARKIN BRIAN | Directior | 2019-10-01 | Buy | 3,250 | 0.00 | 0 | 2019-10-03 20:09:26 |
| ISBA | ISABELLA BANK Corp | WHEELER PEGGY | Chief Operations Officer | 2019-10-01 | Buy | 14 | 21.43 | 300 | 2019-10-03 20:08:28 |
| ESXB | Community Bankers Trust Corp | THOMAS BRUCE E | EVP and CFO | 2019-10-01 | Buy | 102 | 8.76 | 894 | 2019-10-03 20:04:42 |
| ISBA | ISABELLA BANK Corp | Schwind Jerome E | President | 2019-10-01 | Buy | 18 | 22.22 | 400 | 2019-10-03 20:04:24 |
| ESXB | Community Bankers Trust Corp | WILLIAMS ROBIN TRAYWICK | Directior | 2019-10-01 | Buy | 3 | 10.00 | 30 | 2019-10-03 20:03:57 |
| ESXB | Community Bankers Trust Corp | WATKINS JOHN C | Directior | 2019-10-01 | Buy | 385 | 8.70 | 3,348 | 2019-10-03 20:03:13 |
| ESXB | Community Bankers Trust Corp | Hardy William E. | Directior | 2019-10-01 | Buy | 82 | 8.86 | 727 | 2019-10-03 20:02:34 |
| ESXB | Community Bankers Trust Corp | Barber Gerald F. | Directior | 2019-10-01 | Buy | 99 | 8.82 | 873 | 2019-10-03 20:02:17 |
| PRPH | ProPhase Labs, Inc. | Barr Jason Michael | Directior | 2019-10-01 | Buy | 2,870 | 1.96 | 5,625 | 2019-10-03 18:42:49 |
| RRTS | Roadrunner Transportation Systems, Inc. | ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 2019-10-01 | Buy | 7,753 | 9.86 | 76,478 | 2019-10-03 18:33:52 |
